Common use of Lists of Affiliated Persons Clause in Contracts

Lists of Affiliated Persons. Each of the Adviser and the Sub-Adviser shall provide the other party with a list of each entity that is both (i) an “affiliated person”, as such term is defined in the 1940 Act, of the Adviser or the Sub-Adviser, respectively, and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or a registered investment adviser. Each of the Adviser and the Sub-Adviser agrees promptly to update such list whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list. In addition, the Sub-Adviser shall provide the Adviser, no less frequently than annually, with a list of each person who is an “affiliated person”, as such term is defined in the 1940 Act, of the Sub-Adviser.

Lists of Affiliated Persons. Each of the The Adviser and shall provide the Sub-Adviser shall provide the other party with a list of each broker-dealer entity that is both (i) an “affiliated person”, as such term is defined in the 1940 Act, of the Fund. The Sub- Adviser or shall provide the Adviser with a list of each person who is an “affiliated person” (and any affiliated person of such an affiliated person), as such term is defined in the 1940 Act, of the Sub-Adviser, respectively, and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or a registered investment adviser. Each of the Adviser and the Sub-Adviser agrees promptly to update such list whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list. In addition, the Sub-Adviser shall provide the Adviser, no less frequently than annually, with a list of each person who is an “affiliated person”, as such term is defined in the 1940 Act, of the Sub-Adviserpersons.

Lists of Affiliated Persons. Each of the The Adviser and shall provide the Sub-Adviser shall provide the other party with a list of each entity that person who is both (i) an “affiliated person”, ” as such term is defined in the 1940 Act, of the Adviser or (ii) a principal underwriter of the Fund. The Sub-Adviser shall provide the Adviser with a list of each person who is an “affiliated person” as such term is defined in the 1940 Act, of the Sub-Adviser, respectively, and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or a registered investment adviser. Each of the Adviser and the Sub-Adviser agrees promptly to update such list whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list. In addition, the Sub-Adviser shall provide the Adviser, no less frequently than annually, with a list of each person who is an “affiliated person”, as such term is defined in the 1940 Act, of the Sub-Adviserpersons.