Litigation and Complaints a) AGRA is not engaged in any litigation or arbitration proceedings, and there are no such proceedings or suits pending or, to the knowledge of AGRA, threatened against or by AGRA. To the best of AGRA's knowledge, there are no matters or circumstances which are likely to give rise to any such litigation or arbitration proceedings by or against AGRA.
b) AGRA is not subject to any investigation, inquiry or enforcement proceedings or processes by any governmental entity, and to the best of AGRA's knowledge, there are no matters or circumstances which are likely to give rise to any such investigation, inquiry, proceedings or process.
Litigation and Complaints a) Except as already disclosed to AGRA, CNCC is not engaged in any litigation or arbitration proceedings, and there are no such proceedings or suits pending or, to the knowledge of CNCC, threatened against or by CNCC. To the best of CNCC’s knowledge, there are no matters or circumstances which are likely to give rise to any such litigation or arbitration proceedings by or against CNCC.
b) CNCC is not subject to any investigation, inquiry or enforcement proceedings or processes by any governmental entity, and to the best of CNCC’s knowledge, there are no matters or circumstances which are likely to give rise to any such investigation, inquiry, proceedings or process.
Litigation and Complaints. 3.9.1 Five Delta is not engaged in any litigation or arbitration proceedings, and there are no such proceedings pending or, to the knowledge of Five Delta and each Stockholder, threatened against or by Five Delta. To the best of Five Delta's and each Stockholder’s knowledge, there are no matters or circumstances which are likely to give rise to any litigation or arbitration proceedings by or against Five Delta.
3.9.2 Five Delta is not subject to any investigation, inquiry or enforcement proceedings or processes by any Governmental Entity, and to the best of Five Delta's and each Stockholder’s knowledge, there are no matters or circumstances which are likely to give rise to any such investigation, inquiry, proceedings or process.
Litigation and Complaints. (a) The Franchisee must maintain current external dispute resolution membership, the certificate of which is to be provided to the Company upon request.
(b) If a complaint is made to or about the Franchisee, an employee or in respect of the Business or legal proceedings are commenced against the Franchisee or notice threatening legal action is given to the Franchisee, the Franchisee must immediately notify the Company and its insurer.
(c) The Franchisee gives full authority to the Company to resolve all complaints made against the Franchisee and the Business, however the Company can not offer any monetary settlement on behalf of the Franchisee unless the Franchisee approves such monetary amount.
(d) The Franchisee agrees to provide full co-operation and all relevant documentation to the Company in relation to any complaint made against the Franchisee and the Business upon demand.
(e) The Franchisee agrees to comply with the dispute resolution procedure as outlined in the Operations Manual as may be amended from time to time.
(f) In order to protect the goodwill of the Company, no legal action may be taken by the Franchisee in connection with the Business without the consent of the Company. Nothing in this clause will deprive or limit the right of the Franchisee or the Company to take action against the other in respect of any matter or to seek urgent injunctive relief.
Litigation and Complaints. 3.9.1 L3D-BVI is not engaged in any litigation or arbitration proceedings, and there are no such proceedings pending or, to the knowledge of L3D-BVI and each L3D-BVI Shareholder, threatened against or by L3D-BVI. To the best of L3D-BVI's and each L3D-BVI Shareholder’s knowledge, there are no matters or circumstances which are likely to give rise to any litigation or arbitration proceedings by or against L3D-BVI.
3.9.2 L3D-BVI is not subject to any investigation, inquiry or enforcement proceedings or processes by any Governmental Entity, and to the best of L3D-BVI's and each L3D-BVI Shareholder’s knowledge, there are no matters or circumstances which are likely to give rise to any such investigation, inquiry, proceedings or process.
Litigation and Complaints. There are no legal, administrative, arbitration or other proceeding or governmental investigation pending or, to the best of Block's knowledge, threatened against or affecting Block relating to the transactions contemplated hereby, and to the
Litigation and Complaints. 3.9.1 SUGAR-BVI is not engaged in any litigation or arbitration proceedings, and there are no such proceedings pending or, to the knowledge of SUGAR-BVI and each SUGAR-BVI Shareholder, threatened against or by SUGAR-BVI. To the best of SUGAR-BVI's and each SUGAR-BVI Shareholder's knowledge, there are no matters or circumstances which are likely to give rise to any litigation or arbitration proceedings by or against SUGAR-BVI.
3.9.2 SUGAR-BVI is not subject to any investigation, inquiry or enforcement proceedings or processes by any Governmental Entity, and to the best of SUGAR-BVI's and each SUGAR-BVI Shareholder's knowledge, there are no matters or circumstances which are likely to give rise to any such investigation, inquiry, proceedings or process.
Litigation and Complaints. Subscriber represents Subscriber’s past history of litigation and complaints is as follows:
(a) Subscriber (or any of Subscriber’s controlling persons) has never contacted a federal or state regulatory or membership organization such as the Financial Industry Regulatory Authority, Inc., Inc. ( “FINRA”), the Securities and Exchange Commission (the “SEC”), the Commodity Futures Trading Commission (the “CFTC”) or National Futures Association (the “NFA”) regarding its or their dealings or experiences with a broker, trader, investment adviser, financial planner or the like. ☐ Agree ☐ Disagree
(b) Subscriber (or any of Subscriber’s controlling persons) has never filed a complaint against a financial services firm or professional with NASD, SEC, CFTC, NFA or any other federal, state, regulatory or membership organization. ☐ Agree ☐ Disagree
(c) Subscriber (or any of Subscriber’s controlling persons) has never filed a lawsuit against an issuer of securities or a financial services firm or professional with respect to its or their dealings or experiences with such firm or professional. ☐ Agree ☐ Disagree
Litigation and Complaints. 19 7.5 ACCURACY OF REPRESENTATIONS ................................ 19
Litigation and Complaints. BLOCK represents and warrants that there are no legal, administrative, arbitration or other proceeding or governmental investigation pending nor, to the best of BLOCK's knowledge, threatened against or affecting BLOCK relating to transactions contemplated hereby, and there has not occurred any event nor are there any facts upon which any such proceedings or investigations can be based. BLOCK has not settled any legal, administrative, arbitration or other proceeding or governmental investigation involving the transactions contemplated hereby. BLOCK is not subject to, nor is there outstanding, any judgment, award, order, writ, injunction or decree of any court, administrative agency, governmental body or arbitration tribunal and relating to the transactions contemplated hereby.
