Common use of Lost or Stolen Certificates Clause in Contracts

Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon: (i) The shareholder’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect BNYM and its affiliates.

Appears in 21 contracts

Samples: Transfer Agency and Shareholder Services Agreement, Transfer Agency and Shareholder Services Agreement (Sit Mutual Funds Inc), Transfer Agency and Shareholder Services Agreement (Sit Mutual Funds Ii Inc)

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Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to BNYM to be lost or stolen and shall comply with all applicable federal regulatory requirements for the Securities Laws with respect to the reporting of such loss or alleged misappropriationcertificates. A new certificate shall be issued and registered only upon BNYM’s receipt of the following, in a form approved in advance by BNYM, properly completed and issued only uponexecuted by the relevant shareholder: (i) The shareholder’s pledge of a lost Lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and (ii) Completion of a A release and indemnification agreement signed by the shareholder to protect BNYM and its affiliatesagreement.

Appears in 14 contracts

Samples: Transfer Agency and Shareholder Services Agreement (Lord Abbett Research Fund Inc), Transfer Agency and Shareholder Services Agreement (Lord Abbett Investment Trust), Transfer Agency and Shareholder Services Agreement (Pioneer Real Estate Shares)

Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new In the records of the Fund, BNYM shall cancel the lost or stolen certificate shall and record the Shares represented by such certificate to be registered uncertificated book entry Shares. 3. Section 2(m) is deleted and issued only uponreplaced in its entirety with the following: (i) The shareholder’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect BNYM and its affiliates.

Appears in 13 contracts

Samples: Transfer Agency Services Agreement (Voya Separate Portfolios Trust), Transfer Agency Services Agreement (Voya PARTNERS INC), Transfer Agency Services Agreement (Voya STRATEGIC ALLOCATION PORTFOLIOS INC)

Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon: (i) The shareholder’s 's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect BNYM and its affiliates.

Appears in 13 contracts

Samples: Transfer Agency and Shareholder Services Agreement (EGA Emerging Global Shares Trust), Transfer Agency and Shareholder Services Agreement (Trust for Advised Portfolios), Sub Accounting and Administrative Services Agreement (Trust for Advised Portfolios)

Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon: (i) The shareholder’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company as reasonably approved by BNYM; and (ii) Completion of a commercially reasonable release and indemnification agreement signed by the shareholder to protect BNYM and its affiliates.

Appears in 6 contracts

Samples: Transfer Agency and Shareholder Services Agreement (Touchstone Tax Free Trust), Transfer Agency and Shareholder Services Agreement (Touchstone Institutional Funds Trust), Transfer Agency and Shareholder Services Agreement (Touchstone Variable Series Trust)

Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to BNYM to be lost or stolen and shall comply with all applicable federal regulatory requirements for the Securities Laws with respect to the reporting of such loss or alleged misappropriationcertificates. A new certificate shall be issued and registered only upon BNYM's receipt of the following, in a form approved in advance by BNYM, properly completed and issued only uponexecuted by the relevant shareholder: (i) The shareholder’s pledge of a lost Lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and (ii) Completion of a A release and indemnification agreement signed by the shareholder to protect BNYM and its affiliatesagreement.

Appears in 5 contracts

Samples: Transfer Agency and Shareholder Services Agreement (Touchstone Strategic Trust), Transfer Agency and Shareholder Services Agreement (Touchstone Variable Series Trust), Transfer Agency and Shareholder Services Agreement (Touchstone Funds Group Trust)

Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon: (i) The shareholder’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and; (ii) Completion of a release and indemnification agreement signed by the shareholder to protect BNYM and its affiliates; and (iii) Satisfaction of any other requirements that may be agreed upon in writing by the Company and BNYM pursuant to Section 14(b).

Appears in 2 contracts

Samples: Sub Transfer Agency and Shareholder Services Agreement (Virtus Insight Trust), Sub Transfer Agency and Shareholder Services Agreement (Virtus Equity Trust)

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Lost or Stolen Certificates. BNYM shall in accordance with Written Procedures place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate book-entry interest shall be registered and issued in replacement of such certificate only upon: (i) The shareholderShareholder’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and (ii) Completion of a release and indemnification agreement signed by the shareholder Shareholder to protect BNYM and its affiliates.

Appears in 2 contracts

Samples: Transfer Agency and Shareholder Services Agreement (BlackRock Multi-Sector Opportunities Trust II), Transfer Agency and Shareholder Services Agreement (BlackRock Series Fund, Inc.)

Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon: (i) The shareholder’s 's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect the Fund, BNYM and its affiliates.

Appears in 1 contract

Samples: Transfer Agency and Shareholder Services Agreement (Eaton Vance Growth Trust)

Lost or Stolen Certificates. BNYM shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. In the event that any certificate is lost or stolen, BNYM shall replace such certificate with book shares in accordance with applicable federal regulatory requirements. (g) A new certificate shall be registered and issued only uponSection 25(g), which reads in its entirety as set forth immediately below, is added: (i) The shareholder’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by BNYM; and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect BNYM and its affiliates.

Appears in 1 contract

Samples: Transfer Agency and Related Services Agreement (Pace Select Advisors Trust)

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