Common use of Margin and Other Collateral Requirements Clause in Contracts

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts as Bear Xxxxxxx may in its sole discretion require, and you agree to pay forthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to promptly deposit and maintain such other collateral with Bear Xxxxxxx as is required by any other agreement or open transaction you may have with it. Upon your failure to make any such payment, or at any time Bear Xxxxxxx in its sole discretion deems it necessary for its protection, whether with or without prior demand, call or notice, Bear Xxxxxxx shall be entitled to exercise all rights and remedies provided in paragraph 3, 5 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx may have made or given in the past in any one or more instances shall invalidate your waiver of any requirement that Bear Xxxxxxx make or give the same in the future. Unless you expressly advise Bear Xxxxxxx to the contrary, you hereby represent that you are not an "affiliate" (as defined in Rule 14c(a) (1) under the Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 2 contracts

Samples: Professional Account Agreement (Lasalle Financial Partners Lp), Professional Account Agreement (Lasalle Financial Partnres Limited Partnership)

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Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts accounts, if any, as Bear Xxxxxxx may in its sole discretion require, and you agree to pay forthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to deposit promptly deposit and maintain such other collateral with Bear Xxxxxxx as is required by any other agreement or open transaction you may have with itany Bear Xxxxxxx entity. Upon your failure to make any such paymentpayment or deposit, or if at any time Bear Xxxxxxx Xxxxxxx, in its sole discretion discretion, deems it necessary for its protection, protection whether with or without prior demand, call or notice, Bear Xxxxxxx shall be entitled to exercise all rights and remedies provided in paragraph 3, 5 paragraphs 3 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx may have made or given in the past in any one or more instances shall invalidate your waiver of any the requirement that Bear Xxxxxxx to make or give the same in the future. You further acknowledge and agree that any positions in your margin account(s) shall be deemed "securities contracts" without the meaning of Sections 555 and 741(7) of the U.S. Bankruptcy Code and any successors thereto. Unless you expressly advise Bear Xxxxxxx in writing to the contrary, you hereby represent that you are not an "affiliate" affiliate (as defined in Rule 14c(a144(a) (1) under the Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Professional Services (Lasalle Financial Partners Lp)

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts accounts, if any, as Bear Xxxxxxx may in its sole discretion require, and you agree to pay forthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to deposit promptly deposit and maintain such other collateral with Bear Xxxxxxx as is required by any other agreement or open transaction you may have with itany Bear Xxxxxxx entity. Upon your failure to make any such paymentpayment or deposit, or if at any time Bear Xxxxxxx Xxxxxxx, in its sole discretion discretion, deems it necessary for its protection, whether with or without prior demand, call or notice, Bear Xxxxxxx shall be entitled to exercise all rights and remedies provided in paragraph 3, 5 paragraphs 3.5 and 29 27 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx may have made or given in the past in any one or more instances shall invalidate your waiver of any the requirement that Bear Xxxxxxx to make or give the same in the future. You further acknowledge and agree that any positions in your margin account(s) shall be deemed "securities contracts" within the meaning of Sections 555 and 741(7) of the U.S. Bankruptcy Code and any successors thereto. Unless you expressly advise Bear Xxxxxxx in writing to the contrary, you hereby represent that you are not an "affiliate" (affiliate [as defined in Rule 14c(arule 144(a) (1) under the The Securities Act of 1933) ] of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Customer Agreement (Fibr Holdings LLC)

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts as Bear Xxxxxxx Stearns may in its sole discretion require, and you agree to pay forthwith tx xxx xorthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to promptly deposit and maintain such other collateral with Bear Xxxxxxx Stearns as is required by any other agreement or open transaction trxxxxxxxon you may have with it. Upon your failure to make any such payment, or at any time Bear Xxxxxxx Stearns in its sole discretion deems it necessary for its protectionitx xxxxxction, whether with or without prior demand, call or notice, Bear Xxxxxxx Stearns shall be entitled to exercise all rights and remedies provided remxxxxx xrovided in paragraph 3, 5 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx Stearns may have made or given in the past in any one or more instances xxxx xnstances shall invalidate your waiver of any requirement that Bear Xxxxxxx Stearns make or give the same in the future. Unless you expressly xxxxxxsly advise Bear Xxxxxxx Stearns to the contrary, you hereby represent that you are not axx xxx an "affiliate" (as defined in Rule 14c(a) (1) under the Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Professional Services (Lasalle Financial Partnres Limited Partnership)

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts accounts, if any, as Bear Xxxxxxx Stearns may in its sole discretion require, and you agree to pay forthwith xxxxxwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to deposit promptly deposit and maintain such other collateral with Bear Xxxxxxx Stearns as is required by any other agreement or open transaction you transactixx xxx may have with itany Bear Stearns entity. Upon your failure to make any such paymentpayment or xxxxxxx, or if at any time Bear Xxxxxxx Stearns, in its sole discretion discretion, deems it necessary for its protection, proxxxxxxx whether with or without prior demand, call or notice, Bear Xxxxxxx Stearns shall be entitled to exercise all rights and remedies provided pxxxxxxx in paragraph 3, 5 paragraphs 3 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx Stearns may have made or given in the past in any one or more instances ixxxxxxxs shall invalidate your waiver of any the requirement that Bear Xxxxxxx to make or give the same in the future. You further acknowledge and agree that any positions in your margin account(s) shall be deemed "securities contracts" without the meaning of Sections 555 and 741(7) of the U.S. Bankruptcy Code and any successors thereto. Unless you expressly advise Bear Xxxxxxx Stearns in writing to the contrary, you hereby represent that you are not an "affiliate" xxx xx affiliate (as defined in Rule 14c(a144(a) (1) under the Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Professional Account Agreement (Lasalle Financial Partners Lp)

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts accounts, if any, as Bear Xxxxxxx may in its sole discretion require, and you agree to pay forthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to promptly deposit and maintain such other collateral with Bear Xxxxxxx as is required by any other agreement or open transaction you may have with itany Bear Xxxxxxx entity. Upon your failure to make any such paymentpayment or deposit, or if at any time Bear Xxxxxxx in its sole discretion deems it necessary for its protection, whether with or without prior demand, call or notice, Bear Xxxxxxx shall be entitled to exercise all rights and remedies provided in paragraph 3, 5 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx may have made or given in the past in any one or more instances shall invalidate your waiver of any the requirement that Bear Xxxxxxx to make or give the same in the future. You further acknowledge and agree that any positions in your margin account(s) shall be deemed "securities contracts" within the meaning of Sections 555 and 741(7) of the U.S. Bankruptcy Code and any successors thereto. Unless you expressly advise Bear Xxxxxxx to the contrary, you hereby represent that you are not an "affiliate" (as defined in Rule 14c(a144(a) (1) under the The Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Account Agreement (Lasalle Financial Partnres Limited Partnership)

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts accounts, if any, as Bear Xxxxxxx may Steaxxx xxx in its sole discretion require, and you agree to pay forthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to deposit promptly deposit and maintain such other collateral with Bear Xxxxxxx as Steaxxx xx is required by any other agreement or open transaction you may have with itany Bear Steaxxx xxxity. Upon your failure to make any such paymentpayment or deposit, or if at any time Bear Xxxxxxx in Steaxxx, xx its sole discretion discretion, deems it necessary for its protection, whether with or without prior demand, call or notice, Bear Xxxxxxx shall Steaxxx xxxll be entitled to exercise all rights and remedies provided in paragraph 3, 5 paragraphs 3,5 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx may Steaxxx xxx have made or given in the past in any one or more instances shall invalidate your waiver of any the requirement that Bear Xxxxxxx to make or give the same in the future. You further acknowledge and agree that any positions in your margin account(s) shall be deemed "securities contracts" within the meaning of Sections 555 and 741(7) of the U.S. Bankruptcy Code and any successors thereto. Unless you expressly advise Bear Xxxxxxx Steaxxx xx writing to the contrary, you hereby represent that you are not an "affiliate" affiliate (as defined in Rule 14c(a144(a) (1) under the The Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Professional Account Agreement (Garcia Ernest C Ii)

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Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts accounts, if any, as Bear Xxxxxxx may Steaxxx xxx in its sole discretion require, and you agree to pay forthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to deposit promptly deposit and maintain such other collateral with Bear Xxxxxxx as Steaxxx xx is required by any other agreement or open transaction you may have with itany Bear Steaxxx xxxity. Upon your failure to make any such paymentpayment or deposit, or if at any time Bear Xxxxxxx in Steaxxx, xx its sole discretion discretion, deems it necessary for its protection, whether with or without prior demand, call or notice, Bear Xxxxxxx shall Steaxxx xxxll be entitled to exercise all rights and remedies provided in paragraph paragraphs 3, 5 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx may Steaxxx xxx have made or given in the past in any one or more instances shall invalidate your waiver of any the requirement that Bear Xxxxxxx to make or give the same in the future. You further acknowledge and agree that any positions in your margin account(s) shall be deemed "securities contracts" within the meaning of Sections 555 and 741(7) of the U.S. Bankruptcy Code and any successors thereto. Unless you expressly advise Bear Xxxxxxx Steaxxx xx writing to the contrary, you hereby represent that you are not an "affiliate" affiliate (as defined in Rule 14c(a144(a) (1) under the The Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Professional Account Agreement (Garcia Ernest C Ii)

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts as Bear Xxxxxxx may in its sole discretion require, and you agree to pay forthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to promptly deposit and maintain such other collateral with Bear Xxxxxxx as is required by any other agreement or open transaction you may have with it. Upon your failure to make any such payment, or at any time Bear Xxxxxxx in its sole discretion deems it necessary for its protection, whether with or without prior demand, call or notice, Bear Xxxxxxx shall be entitled to exercise all rights and remedies provided in paragraph paragraphs 3, 5 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx may have made or given in the past in any one or more instances shall invalidate your waiver of any requirement requirements that Bear Xxxxxxx make or give the same in the future. Unless you expressly advise Bear Xxxxxxx to the contrary, you hereby represent that you are not an "affiliate" (as defined in Rule 14c(a144(a) (1) under the Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Professional Services (Lasalle/Kross Partners Lp)

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts as Bear Xxxxxxx Stearns may in its sole discretion require, and you agree to pay forthwith fortxxxxx on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to promptly deposit and maintain such other collateral with Bear Xxxxxxx Stearns as is required by any other agreement or open transaction you may xxx xxx have with it. Upon your failure to make any such payment, or at any time Bear Xxxxxxx Stearns in its sole discretion deems it necessary for its protectionprotectixx, whether xxxther with or without prior demand, call or notice, Bear Xxxxxxx Stearns shall be entitled to exercise all rights and remedies provided in provxxxx xx paragraph 3, 5 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx Stearns may have made or given in the past in any one or more instances shall instxxxxx xhall invalidate your waiver of any requirement that Bear Xxxxxxx Stearns make or give the same in the future. Unless you expressly advise xxxxxx Bear Xxxxxxx Stearns to the contrary, you hereby represent that you are not an "affiliatexxxxxxate" (as defined in Rule 14c(a) (1) under the Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Professional Account Agreement (Lasalle Financial Partners Lp)

Margin and Other Collateral Requirements. You hereby agree to deposit and maintain such margin in any of your margin accounts as Bear Xxxxxxx may in its sole discretion require, and you agree to pay forthwith on demand any debit balance owing with respect to any of your margin accounts. In addition, you further agree to promptly deposit and maintain such other collateral with Bear Xxxxxxx as is required by any other agreement or open transaction you may have with it. Upon your failure to make any such payment, or at any time Bear Xxxxxxx in its sole discretion deems it necessary for its protection, whether with or without prior demand, call or notice, Bear Xxxxxxx shall be entitled to exercise all rights and remedies provided in paragraph paragraphs 3, 5 and 29 hereof. No demands, calls, tenders or notices that Bear Xxxxxxx may have made or given in the past in any one or more instances shall invalidate your waiver of any requirement that Bear Xxxxxxx make or give the same in the future. Unless you expressly advise Bear Xxxxxxx to the contrary, you hereby represent that you are not an "affiliate" (as defined in Rule 14c(a144(a) (1) under the Securities Act of 1933) of the issuer of any security held in any of your accounts.

Appears in 1 contract

Samples: Professional Services (Lasalle/Kross Partners Lp)

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