Common use of Margin Regulations; Investment Company Act; Public Utility Holding Company Act Clause in Contracts

Margin Regulations; Investment Company Act; Public Utility Holding Company Act. (i) Grantor is not engaged and will not engage, principally or as one of its important activities, in the business of purchasing or carrying Margin Stock or extending credit for the purpose of purchasing or carrying Margin Stock. (ii) None of Grantor, any person controlling Grantor, or any subsidiary (i) is a “holding company,” or a “subsidiary company” of a “holding company,” or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company,” within the meaning of the Energy Policy Act of 2005, as amended; or (ii) is or is required to be registered as an “investment company” under the Investment Company Act of 1940, as amended.

Margin Regulations; Investment Company Act; Public Utility Holding Company Act. (ia) Grantor Borrower is not engaged and will not engage, principally or as one of its important activities, in the business of purchasing or carrying Margin Stock or extending credit for the purpose of purchasing or carrying Margin Stock. (iib) None of GrantorBorrower, any person Person controlling GrantorBorrower, or any subsidiary Subsidiary (i) is a “holding company,” or a “subsidiary company” of a “holding company,” or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company,” within the meaning of the Energy Policy Public Utility Holding Company Act of 2005, as amended; or (ii) is or is required to be registered as an “investment company” under the Investment Company Act of 1940, as amended.

Margin Regulations; Investment Company Act; Public Utility Holding Company Act. (i) Grantor is not engaged and will not engage, principally or as one of its important activities, in the business of purchasing or carrying Margin Stock or extending credit for the purpose of purchasing or carrying Margin Stock. (ii) None of Grantor, any person Person controlling Grantor, or any subsidiary (iA) is a “holding company,” or a “subsidiary company” of a “holding company,” or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company,” within the meaning of the Energy Policy Public Utility Holding Company Act of 2005, as amended; or (iiB) is or is required to be registered as an “investment company” under the Investment Company Act of 1940, as amended.

Margin Regulations; Investment Company Act; Public Utility Holding Company Act. (i) Grantor is not engaged and will not engage, principally or as one of its important activities, in the business of purchasing or carrying Margin Stock or extending credit for the purpose of purchasing or carrying Margin Stock. (ii) None of Grantor, any person controlling Grantor, or any subsidiary (i) is a “holding company,” or a “subsidiary company” of a “holding company,” or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company,” within the meaning of the Energy Policy Public Utility Holding Company Act of 2005, as amended; or (ii) is or is required to be registered as an “investment company” under the Investment Company Act of 1940, as amended.

Margin Regulations; Investment Company Act; Public Utility Holding Company Act. (i) Grantor is not engaged and will not engage, principally or as one of its important activities, in the business of purchasing or carrying Margin Stock or extending credit for the purpose of purchasing or carrying Margin Stock. (ii) None of Grantor, any person controlling Grantor, or any subsidiary (i) is a “holding company,” or a “subsidiary company” of a “holding company,” or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company,” within the meaning of the Energy Policy Public Utility Holding Company Act of 20051935, as amended; or (ii) is or is required to be registered as an “investment company” under the Investment Company Act of 1940, as amended.