Common use of Margin Regulations; Investment Company Act Clause in Contracts

Margin Regulations; Investment Company Act. (a) Neither the Company nor any Subsidiary is engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 6 contracts

Samples: Credit Agreement (Hain Celestial Group Inc), Credit Agreement (Hain Celestial Group Inc), Credit Agreement (Hain Celestial Group Inc)

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Margin Regulations; Investment Company Act. (a) Neither the Company any Borrower nor any Subsidiary is engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 3 contracts

Samples: Security Agreement (Enbridge Energy Partners Lp), Security Agreement (Midcoast Energy Partners, L.P.), Credit Agreement (Midcoast Energy Partners, L.P.)

Margin Regulations; Investment Company Act. (a) Neither the Company nor any Subsidiary No Obligor is engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock, and no proceeds of any Borrowings will be used for any purpose that violates Regulation U or Regulation X issued by the FRB.

Appears in 2 contracts

Samples: Credit Agreement (Igate Corp), Credit Agreement (Igate Corp)

Margin Regulations; Investment Company Act. (a) Neither the The Company nor any Subsidiary is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard of Governors of the Federal Reserve System of the United States), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Term Loan Credit Agreement (Watson Pharmaceuticals Inc), Credit Agreement (Watson Pharmaceuticals Inc)

Margin Regulations; Investment Company Act. (a) Neither the Company Parent, the Borrower nor any Subsidiary of their Restricted Subsidiaries is engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation Regulations U and X issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Term Loan Credit Agreement (Everi Holdings Inc.), Credit Agreement (Everi Holdings Inc.)

Margin Regulations; Investment Company Act. (a) Neither the The Company nor any Subsidiary is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings or drawings under any Letter of Credit will be used for any purpose that violates Regulation U.

Appears in 2 contracts

Samples: Credit Agreement (Direct Holdings Libraries Inc.), Credit Agreement (Readers Digest Association Inc)

Margin Regulations; Investment Company Act. (a) Neither None of the Company nor U.S. Borrower or any Subsidiary is engaged nor will it engageengaged, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard of Governors), or extending credit for the purpose of purchasing or carrying margin stock.. 126

Appears in 2 contracts

Samples: Credit Agreement (Clean Harbors Inc), Credit Agreement (Clean Harbors Inc)

Margin Regulations; Investment Company Act. (a) Neither the Company Borrower nor any Subsidiary the Equity Owner is engaged nor engaged, and neither will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Credit Agreement (GWG Holdings, Inc.), Security and Pledge Agreement (GWG Holdings, Inc.)

Margin Regulations; Investment Company Act. (a) Neither the The Company nor any Subsidiary is not engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings or drawings under any Letter of Credit will be used for any purpose that violates Regulation U.

Appears in 2 contracts

Samples: Credit Agreement (Encore Medical, L.P.), Credit Agreement (ReAble Therapeutics Finance LLC)

Margin Regulations; Investment Company Act. (a) Neither None of the Company nor any Subsidiary Borrower or its Subsidiaries is engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Credit Agreement (Tri-State Generation & Transmission Association, Inc.), Credit Agreement (Tri-State Generation & Transmission Association, Inc.)

Margin Regulations; Investment Company Act. (a) Neither the Company nor any Subsidiary Borrower is engaged nor or will it engage, principally or as one of its important activitiesactivities (other than in connection with Restricted Payments constituting share repurchases permitted pursuant to Section 7.10(a)(i)-(iii) or (vii)), in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Credit Agreement (Asbury Automotive Group Inc), Credit Agreement (Asbury Automotive Group Inc)

Margin Regulations; Investment Company Act. (a) Neither the The Company nor any Subsidiary is not engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation Regulations U and X issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Note Purchase Agreement (Global Cash Access Holdings, Inc.)

Margin Regulations; Investment Company Act. (a) Neither the Company Borrower nor any Subsidiary of its Subsidiaries is engaged nor will does it intend to engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings or drawings under any Letter of Credit will be used for any purpose that violates Regulation U.

Appears in 1 contract

Samples: Credit Agreement (Carters Inc)

Margin Regulations; Investment Company Act. (a) Neither the Company Holdings nor any Subsidiary of its Restricted Subsidiaries is engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Term Loan Credit Agreement (Hyster-Yale Materials Handling, Inc.)

Margin Regulations; Investment Company Act. (a) Neither the The Company nor any Subsidiary is engaged nor will it engagenot engaged, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.]

Appears in 1 contract

Samples: Letter of Credit Facility Agreement (Sunpower Corp)

Margin Regulations; Investment Company Act. (a) Neither the Company Borrower nor any Subsidiary is engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard of Governors of the Federal Reserve System), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Loan Agreement (Vocus, Inc.)

Margin Regulations; Investment Company Act. (a) Neither the The Company nor any Subsidiary is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings will be used for any purpose that violates Regulation U.

Appears in 1 contract

Samples: Credit Agreement

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Margin Regulations; Investment Company Act. (a) Neither the Company U.S. Borrower nor any Subsidiary of its Restricted Subsidiaries is engaged nor will does it intend to engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings or drawings under any Letter of Credit will be used for any purpose that violates Regulation U.

Appears in 1 contract

Samples: Credit Agreement (Carters Inc)

Margin Regulations; Investment Company Act. (a) Neither The Company is not engaged, nor will the Company nor any Subsidiary is engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (W. P. Carey Inc.)

Margin Regulations; Investment Company Act. (a) Neither the a. The Company nor any Subsidiary is and its Subsidiaries are not engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Securities Purchase Agreement (Diamond Foods Inc)

Margin Regulations; Investment Company Act. (a) Neither the Company Borrower nor any Subsidiary is engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (Hain Celestial Group Inc)

Margin Regulations; Investment Company Act. (a) Neither the Company nor any Subsidiary No Owner is engaged engaged, nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard of Governors of the Federal Reserve System of the United States), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Assignment Agreement (Global Ship Lease, Inc.)

Margin Regulations; Investment Company Act. (a) Neither the Company Borrower nor any Subsidiary of its Subsidiaries is engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (Crosstex Energy Lp)

Margin Regulations; Investment Company Act. (a) Neither the Company nor any Restricted Subsidiary is engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (Quaker Chemical Corp)

Margin Regulations; Investment Company Act. (a) Neither the The Company nor any Subsidiary is not engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock. None of the Company or any Person Controlling the Company is or is required to be registered as an Investment Company. The Company is not an entity that would be an Investment Company but for the exclusions in Section 3(c)(1) and/or Section 3(c)(7) of the Investment Company Act.

Appears in 1 contract

Samples: Unit Purchase Agreement (Par Pacific Holdings, Inc.)

Margin Regulations; Investment Company Act. (a) Neither the The Company nor any Subsidiary is engaged not engaged, nor will it engage, principally or as one of its important activities, in the any business of purchasing or carrying margin stock (within the meaning extend any credit for purposes in violation of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (Perkinelmer Inc)

Margin Regulations; Investment Company Act. (a) Neither the Company nor any Subsidiary the Borrower is engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.. (b) None of the Company, any Person Controlling the Company, or any Subsidiary is or is required to be registered as an “investment company” under the Investment Company Act of 1940. 5.15

Appears in 1 contract

Samples: Credit Agreement (Carmax Inc)

Margin Regulations; Investment Company Act. (a) Neither the Company Holdings nor any Subsidiary of its Restricted Subsidiaries is engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Term Loan Credit Agreement (Hyster-Yale Materials Handling, Inc.)

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