Common use of Market Transactions by Agents Clause in Contracts

Market Transactions by Agents. The Company acknowledges and agrees that the Agents have informed the Company that the Agents may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell Common Shares for its own account while this Agreement is in effect, provided, that (i) no sale for its own account shall take place while a Placement Notice is in effect (except to the extent the Agents may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and (ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the Agents. The Company consents to the Agents trading in the Common Shares for the account of any of its clients at the same time as sales of the Shares occur pursuant to this Agreement.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Aptose Biosciences Inc.), Equity Distribution Agreement (Dynatronics Corp), Equity Distribution Agreement (Aptose Biosciences Inc.)

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Market Transactions by Agents. The Company acknowledges and agrees that the Agents have each Agent has informed the Company that the Agents such Agent may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell shares of Common Shares Stock for its own account while this Agreement is in effect, provided, that (i) no sale for its own account shall take place while a Placement Notice is in effect and such Agent is the Designated Agent (except to the extent the Agents such Agent may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and (ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the Agentssuch Agent. The Company consents to the Agents each Agent trading in the Common Shares Stock for the account of any of its clients at the same time as sales of the Shares occur pursuant to this Agreement.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Arvinas, Inc.), Equity Distribution Agreement (Arvinas, Inc.)

Market Transactions by Agents. The Company acknowledges and agrees that the Agents have informed the Company that the Agents may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell Common Shares effect transactions for its own account while this Agreement is in effect, provided, that (i) no sale for its own account shall take place while a Placement Notice is in effect (except to the extent the Agents may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and (iicapacity),(ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the AgentsAgents and (iii) the terms of any such purchases or sales by the Agents shall not be governed by this Agreement. The Company consents to the Agents trading in the Common Ordinary Shares for the account of any of its clients at the same time as sales of the Shares occur pursuant to this Agreement.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Prothena Corp Public LTD Co), Equity Distribution Agreement (Prothena Corp Public LTD Co)

Market Transactions by Agents. The Company acknowledges and agrees that the Agents have informed the Company that the Agents may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell Common Shares Stock for its their own account while this Agreement is in effect, provided, that (i) no sale for its their own account shall take place while a Placement Notice is in effect (except to the extent the Agents may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and (ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the Agents. The Company consents to the Agents trading in the Common Shares Stock for the account of any of its their clients at the same time as sales of the Shares occur pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Aravive, Inc.)

Market Transactions by Agents. The Company acknowledges and agrees that the Agents have informed the Company that the Agents an Agent may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell shares of Common Shares Stock for its own account while this Agreement is in effect, provided, ; provided that (i) no sale for its an Agent’s own account shall take place while a Placement Notice is in effect with such Agent (except to the extent the Agents applicable Agent may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) ), and (ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the Agentsan Agent. The Company consents to the Agents Agent trading in the Common Shares Stock for the account of any of its clients at the same time as sales of the Shares occur pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Day One Biopharmaceuticals, Inc.)

Market Transactions by Agents. The Company acknowledges and agrees that the Agents have informed the Company that the Agents may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell shares of Common Shares Stock for its own account while this Agreement is in effect, provided, that (i) no sale for its own account shall take place while a Placement Notice is in effect (except to the extent the Agents may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and (ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the Agents. The Company consents to the Agents trading in the Common Shares Stock for the account of any of its clients at the same time as sales of the Shares occur pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Fulgent Genetics, Inc.)

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Market Transactions by Agents. The Company acknowledges and agrees that the Agents have informed the Company that the Agents an Agent may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell shares of Common Shares Stock for its own account while this Agreement is in effect, provided, that (i) no sale for its own account shall take place while a Placement Notice is in effect (except to the extent the Agents such Agent may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and (ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the Agents. The Company consents to the Agents trading in the Common Shares Stock for the account of any of its clients at the same time as sales of the Shares occur pursuant to this Agreement.. ​

Appears in 1 contract

Samples: Equity Distribution Agreement (Altimmune, Inc.)

Market Transactions by Agents. The Company acknowledges and agrees that the Agents have Agent has informed the Company that the Agents Agent may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell Common Shares for its own account while this Agreement is in effect, provided, that (i) no sale for its own account shall take place while a Placement Notice is in effect (except to the extent the Agents Agent may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and (ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the AgentsAgent. The Company consents to the Agents Agent trading in the Common Shares for the account of any of its clients at the same time as sales of the Shares occur pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Aptose Biosciences Inc.)

Market Transactions by Agents. The Company acknowledges and agrees that the Agents have informed the Company that the Agents an Agent may, to the extent permitted under the Securities Act, the Exchange Act and this Agreement, purchase and sell shares of Common Shares Stock for its own account while this Agreement is in effect, provided, that (i) no sale for its own account shall take place while a Placement Notice is in effect (except to the extent the Agents such Agent may engage in sales of Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity) and (ii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by the Agents. The Company consents to the Agents trading in the Common Shares Stock for the account of any of its clients at the same time as sales of the Shares occur pursuant to this Agreement.

Appears in 1 contract

Samples: Equity Distribution Agreement (Altimmune, Inc.)

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