Marketing of Offering. Issuer represents that it will ensure the marketing and promotional activities it engages in, as related to the Offering, are not materially misleading and in compliance with all SEC rules and regulatory guidance, as well as industry best practices. Issuer will not compensate any person for directly selling securities unless such person is associated with a FINRA member broker-dealer and is appropriately registered with both the SEC and the state(s) in which the investors reside. Issuer may use Jumpstart's name but only to extent set forth in Section 6 of this Agreement.
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Samples: Broker Dealer Services Agreement (Kula Ventures 2 LTD), Broker Dealer Services Agreement (Opening Night Enterprises, LLC), Broker Dealer Services Agreement (Hygen Industries, Inc.)
Marketing of Offering. Issuer represents that it will ensure the marketing and promotional activities it engages in, as related to the Offering, are not materially misleading and in compliance with all SEC rules and regulatory guidance, as well as industry best practices. Issuer will not compensate any person for directly selling securities unless such person is associated with a FINRA member broker-broker- dealer and is appropriately registered with both the SEC and the state(s) in which the investors reside. Issuer may use Jumpstart's name but only to extent set forth in Section 6 of this Agreement.
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Marketing of Offering. Issuer represents that it will ensure the marketing and promotional activities it engages in, as related to the Offering, are not materially misleading and in compliance with all SEC rules and regulatory guidance. In no event will Issuer, as well as industry best practices. FundAmerica or its agents provide “advice” or make securities recommendations to any investor.Issuer will not compensate any person for directly selling securities unless such person is associated with a FINRA member broker-dealer and is appropriately registered with both the SEC and the state(s) state in which the investors reside. Issuer may use Jumpstart's name but only to extent set forth investor in Section 6 of this Agreementsecurities being sold by such person resides.
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Samples: Broker Dealer Services Agreement (Sun Dental Holdings, LLC)
Marketing of Offering. Issuer represents that it will ensure the marketing and promotional activities it engages in, as related to the Offering, are not materially misleading and in compliance with all SEC rules and regulatory guidance, as well as industry best practices. Issuer will not compensate any person for directly selling securities unless such person is associated with a FINRA member broker-dealer and is appropriately registered with both the SEC and the state(s) in which the investors reside. Issuer may use Jumpstart's ’s name but only to extent set forth in Section 6 of this Agreement.
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Samples: Broker Dealer Services Agreement (CapWest Income LLC)