Common use of Material Conflicts of Interest Clause in Contracts

Material Conflicts of Interest. The Authorised Participants and/or their respective affiliates may be active traders in certain markets. These trading activities may present a conflict between the holders of the ETP Securities and the interests the Authorised Participants and their respective affiliates may have in their proprietary accounts, in facilitating transactions, including options and other derivatives transactions, for their customers and in accounts under their management. These trading activities, if they influence the value of an Index or Investment Strategy to which a Series of ETP Securities is linked, could be adverse to the interests of the ETP Securityholders. The Authorised Participants and their respective affiliates may also issue or underwrite additional securities or trade other products the return on which is linked to the value of an Index or Investment Strategy linked to a Series of ETP Securities or other similar strategies. An increased level of investment in these products may negatively affect the level of an Index or Investment Strategy to which a Series of ETP Securities is linked and therefore the amount payable in respect of such Series of ETP Securities on their stated maturity date or any prior redemption date, as applicable, and the market value of such ETP Securities. GWM Limited (who may act as the Broker Dealer of Record and/or Portfolio Administrator and/or Authorised Participant in respect of a Series of ETP Securities) and the Determination Agent are under the common ownership of Xxxx Xxxxxxxx who is also a director of the Arranger. Where such entities are acting, they will have only the duties and responsibilities expressly agreed to by them in the relevant capacity and will not, by virtue of being related to an entity acting in any other capacity, be deemed to have other duties or responsibilities or be deemed to hold a standard of care other than as expressly provided with respect to each such capacity.

Appears in 17 contracts

Samples: leverageshares.com, leverageshares.com, leverageshares.com

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Material Conflicts of Interest. The Authorised Participants and/or their respective affiliates may be active traders in certain markets. These trading activities may present a conflict between the holders of the ETP Securities and the interests the Authorised Participants and their respective affiliates may have in their proprietary accounts, in facilitating transactions, including options and other derivatives transactions, for their customers and in accounts under their management. These trading activities, if they influence the value of an Index or Investment Strategy to which a Series of ETP Securities is linked, could be adverse to the interests of the ETP Securityholders. The Authorised Participants and their respective affiliates may also issue or underwrite additional securities or trade other products the return on which is linked to the value of an Index or Investment Strategy linked to a Series of ETP Securities or other similar strategies. An increased level of investment in these products may negatively affect the level of an Index or Investment Strategy to which a Series of ETP Securities is linked and therefore the amount payable in respect of such Series of ETP Securities on their stated maturity date or any prior redemption date, as applicable, and the market value of such ETP Securities. GWM Limited (who may act as the Broker Dealer of Record and/or Portfolio Administrator and/or Authorised Participant in respect of a Series of ETP Securities) and the Determination Agent are under the common ownership of Xxxx Xxxxxxxx who is also a director of the Arranger. Where such entities are acting, they will have only the duties and responsibilities expressly agreed to by them in the relevant capacity and will not, by virtue of being related to an entity acting in any other capacity, be deemed to have other duties or responsibilities or be deemed to hold a standard of care other than as expressly provided with respect to each such capacity.. Schedule 2

Appears in 6 contracts

Samples: leverageshares.com, leverageshares.com, leverageshares.com

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Material Conflicts of Interest. The Authorised Participants and/or their respective affiliates may be active traders in certain markets. These trading activities may present a conflict between the holders of the ETP Securities and the interests the Authorised Participants and their respective affiliates may have in their proprietary accounts, in facilitating transactions, including options and other derivatives transactions, for their customers and in accounts under their management. These trading activities, if they influence the value of an Index or Investment Strategy to which a Series of ETP Securities is linked, could be adverse to the interests of the ETP Securityholders. The Authorised Participants and their respective affiliates may also issue or underwrite additional securities or trade other products the return on which is linked to the value of an Index or Investment Strategy linked to a Series of ETP Securities or other similar strategies. An increased level of investment in these products may negatively affect the level of an Index or Investment Strategy to which a Series of ETP Securities is linked and therefore the amount payable in respect of such Series of ETP Securities on their stated maturity date or any prior redemption date, as applicable, and the market value of such ETP Securities. GWM Limited (who may act as the Broker Dealer of Record and/or Portfolio Administrator and/or Authorised Participant in respect of a Series of ETP Securities) and the Determination Agent are under the common ownership of Xxxx Xxxxxxxx who is also a director of the Arranger. Where such entities are acting, they will have only the duties and responsibilities expressly agreed to by them in the relevant capacity and will not, by virtue of being related to an entity acting in any other capacity, be deemed to have other duties or responsibilities or be deemed to hold a standard of care other than as expressly provided with respect to each such capacity.. ANNEX 2 – SOLACTIVE FAANG+ INVESTMENT STRATEGY SAMPLE PORTFOLIO COMPOSITION AND ADDITIONAL INFORMATION RELATING TO THE SOLACTIVE FAANG+ INVESTMENT STRATEGY SAMPLE PORTFOLIO The Reference Assets of the Solactive FAANG+ Investment Strategy listed or disclosed in this Annex are a sample portfolio only. This is called the “Solactive FAANG+ Sample Portfolio”. On any day, including the Issue Date of each Tranche of ETP Securities which pursue the Solactive FAANG+ Investment Strategy, the Solactive FAANG+ Portfolio shall comprise of cash and/or other equity securities which are different from the constituents of the Solactive FAANG+ Sample Portfolio. Solactive FAANG+Sample Portfolio Name of Issuer ISIN Governing Law Market on which equity security is listed Link to where information on the obligations can be found Weighting 1 Meta Platforms Inc. US30303M1027 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:META 10% 2 Apple Inc. US0378331005 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:AAPL 10% 3 Xxxxxx.xxx Inc. US0231351067 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:AMZN 10% 4 Netflix Inc. US64110L1061 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:NFLX 10% 5 Microsoft Corp. US5949181045 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:MSFT 10% 6 Alphabet Inc. US02079K3059 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:GOOG 10% 7 Tesla Inc. US88160R1014 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:TSLA 10% 8 NVIDIA Corp US67066G1040 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:NVDA 10% 9 Xxxxxxxxxx.xxx Inc. US79466L3024 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNYS:CRM 10% 10 Advanced Micro Devices, Inc. US0079031078 DELAWARE New York Stock Exchange xxxxx://xxx.xxxx.xxx/quote/XNGS:AMZN 10% Information in respect of equity securities in the Solactive FAANG+ Sample Portfolio which are admitted to trading on a regulated or equivalent market Name of Issuer ISIN Regulated/E quivalent Market Frequency at which prices are published Date of establishme nt of market How price information is published Indication of daily trading volumes Standing of market Regulatory authority of market Link to where information on the obligations can be found 1 Meta Platforms Inc. US30303M1027 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 2 Apple Inc. US0378331005 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 3 Xxxxxx.xx m Inc. US0231351067 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 4 Netflix Inc. US64110L1061 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 5 Microsoft Corp. US5949181045 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 6 Alphabet Inc. US02079K3059 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 7 Tesla Inc. US88160R1014 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 8 NVIDIA Corp US67066G1040 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 9 Salesforce.c om Inc. US79466L3024 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m 10 Advanced Micro Devices, Inc. US0079031078 New York Stock Exchange continuous during market hours May 17, 1792 xxx.xxxx.xxx Available at: xxx.xxxx.xx m Equivalen t market Securities and Exchange Commission xxx.xxxx.xx m Schedule 2

Appears in 1 contract

Samples: leverageshares.com

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