Material Interest. You acknowledge that when effecting Transactions for you, we or one of our associated companies may have an interest, relationship or arrangement that is material in relation to such Transaction or the Securities concerned. In particular, either we, our Agents or any of our associated companies may: (a) effect Transactions with you as principal for their own account; (b) effect Transactions in Securities where they have a position in the relevant Securities or are involved with those Securities as underwriter, sponsor or otherwise;
Appears in 4 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Material Interest. You acknowledge that when When effecting Transactions for you, we we, or one of our associated companies may have an interest, relationship or arrangement that is material in relation to such the Transaction or the Securities concerned. In particular, either weourselves, our Agents or any of our associated companies may:
(a) effect Transactions with you as principal for their own account;
(b) effect Transactions in Securities where they have a position in the relevant Securities or are involved with those Securities as underwriter, sponsor or otherwise;; or
(c) match your orders with those of other customers.
Appears in 3 contracts
Samples: Customer Agreement, Customer Agreement, Customer Agreement
Material Interest. You acknowledge that when When effecting Transactions for you, we we, or one of our associated companies may have an interest, relationship or arrangement that is material in relation to such the Transaction or the Securities concerned. In particular, either weourselves, our Agents or any of our associated companies may:
(a) effect Transactions with you as principal for their own account;
(b) effect Transactions in Securities where they have a position in the relevant Securities or are involved with those Securities as underwriter, sponsor or otherwise;
(c) match your orders with those of other customers.
Appears in 1 contract
Samples: Client Agreement