MATERIAL INTERESTS. 8.1.1 Your attention is drawn to the fact that when we deal with you or for you, we or an Affiliate or some other person connected with us may have another interest, relationship or arrangement that is material. Without limiting the nature of such interests, examples include where we or an Affiliate could be: 8.1.1.1 Dealing or quoting prices to the Markets, in the investment, a related investment or an asset underlying the investment, as principal for our (or its) own account or that of someone else. This could include selling to you or buying from you and also dealing with or using the services of an intermediate broker or other agent who may be an affiliate; 8.1.1.2 Matching (e.g. by way of a cross) your Transaction with that of another Client by acting on his behalf as well as yours; 8.1.1.3 Advising and providing other services to affiliates or other Clients who may have interests in investments underlying assets which conflict with your own. 8.1.2 You accept that we and our affiliates may have interests which conflict with your interests and may owe duties which conflict with duties which would otherwise be owed to you, and consent to our acting in any manner which we consider appropriate in such cases subject to Applicable Regulations.
Appears in 10 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
MATERIAL INTERESTS. 8.1.1 Your attention is drawn to the fact that when we deal with you or for you, we or an Affiliate or some other person connected with us may have another interest, relationship or arrangement that is material. Without limiting the nature of such interests, examples include where we or an Affiliate could be:
8.1.1.1 Dealing or quoting prices to the Markets, in the investment, a related investment or an asset underlying the investment, as principal for our (or its) own account or that of someone else. This could include selling to you or buying from you and also dealing with or using the services of an intermediate broker or other agent who may be an affiliate;
8.1.1.2 Matching (e.g. e.g., by way of a cross) your Transaction with that of another Client by acting on his behalf as well as yours;
8.1.1.3 Advising and providing other services to affiliates or other Clients who may have interests in investments underlying assets which conflict with your own.
8.1.2 You accept that we and our affiliates may have interests which conflict with your interests and may owe duties which conflict with duties which would otherwise be owed to you, and consent to our acting in any manner which we consider appropriate in such cases subject to Applicable Regulations.
Appears in 5 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
MATERIAL INTERESTS. 8.1.1 9.1.1 Your attention is drawn to the fact that when we deal with you or for you, we or an Affiliate or some other person connected with us us, may have another interest, relationship or arrangement that is material. Without limiting the nature of such interests, examples include where we or an Affiliate could be:
8.1.1.1 a) Dealing or quoting prices to the Markets, in the investment, a related investment or an asset underlying the investment, as principal for our (or its) own account or that of someone else. This could include selling to you or buying from you and also dealing with or using the services of an intermediate broker or other agent who may be an affiliateAffiliate;
8.1.1.2 b) Matching (e.g. by way of a cross) your Transaction with that of another Client by acting on his behalf as well as yours;; and
8.1.1.3 c) Advising and providing other services to affiliates Affiliates or other Clients who may have interests in investments underlying assets which conflict with your own.
8.1.2 9.1.2 You accept that we and our affiliates Affiliates may have interests which conflict with your interests and may owe duties which conflict with duties which would otherwise be owed to you, and consent to our acting in any manner which we consider appropriate in such cases subject to Applicable Regulations.
Appears in 1 contract
Samples: Client Agreement