Material Relationship. A material relationship shall mean any actually known personal, familial, social, or business relationship between the broker or the broker’s affiliated licensees and any other party to this transaction which could impair the ability of the broker or affiliated licensees to exercise fair and independent judgment relative to their client.
Material Relationship. The term "material relationship" has not been defined by the Securities and Exchange Commission (the "SEC"). The SEC, however, is likely to construe as material any relationship which tends to impact arm's length bargaining in dealings with a company, whether arising from a close business connection, family relationship, a relationship of control or otherwise. For example, you should conclude that you have such a relationship with any organization of which you own, directly or indirectly, 10% more of the outstanding voting stock, or in which you have some other substantial interest, and with any person or organization with whom you have, or with whom any relative (or any other person or organization as to which you have any of the foregoing other relationships) has, a contractual relationship.
Material Relationship. The term “material relationship” is to be determined on the basis of the significance of the information in light of all the circumstances of the particular case, including but not limited to the likelihood that a reasonable investor would attach importance to the information when making an investment decision with respect to the securities of the Company. “Material” has not been defined by the Securities and Exchange Commission (the “SEC”). The SEC, however, is likely to construe as material any relationship which tends to impact arm’s length bargaining in dealings with a company, whether arising from a close business connection, family relationship, a relationship of control or otherwise. For example, you should conclude that you have such a relationship with any organization of which you own, directly or indirectly, 10% more of the outstanding voting stock, or in which you have some other substantial interest, and with any person or organization with whom you have, or with whom any relative (or any other person or organization as to which you have any of the foregoing other relationships) has, a contractual relationship. SRKP 20, Inc. c/o WestPark Capital, Inc. 0000 Xxxxxx xx xxx Xxxxx, Xxxxx 000 Xxx Xxxxxxx, XX 00000 Attention: Xxx Pan Immense Fortune Holdings Limited Quastisky Building P.O. Box 4389 Road Town Tortola British Virgin Islands Attention: Wu Zuxi The information contained in this Limited Partnership Investor and Selling Stockholder Questionnaire is being furnished in order to determine whether the undersigned Limited Partnership’s subscription to purchase Shares (the “Shares”) of Immense Fortune Holdings Limited and SRKP 20, Inc. (collectively referred to as the “Company”), may proceed. In addition, the Company will prepare and file a registration statement (the “Registration Statement”) with the United States Securities and Exchange Commission (the “SEC”) to register the Shares in the Company held by certain stockholders as to be indicated in the Registration Statement pursuant to which such stockholders, including shares purchased in the private offering, may sell his, her or its Shares. This Questionnaire should be completed, signed, dated and a copy should be sent to WestPark Capital, Inc. (the “Placement Agent”) via facsimile at (000) 000-0000 or electronic format (e.g., PDF) to xxxx@xxxxxxxxx.xxx. Please keep a copy for your files. Please review and answer all questions below. If appropriate, use the words “None”, “Not Applicable” or...
Material Relationship. The term “material relationship” is to be determined on the basis of the significance of the information in light of all the circumstances of the particular case, including but not limited to the likelihood that a reasonable investor would attach importance to the information when making an investment decision with respect to the securities of the Company. “Material” has not been defined by the Securities and Exchange Commission (the “SEC”). The SEC, however, is likely to construe as material any relationship which tends to impact arm’s length bargaining in dealings with a company, whether arising from a close business connection, family relationship, a relationship of control or otherwise. For example, you should conclude that you have such a relationship with any organization of which you own, directly or indirectly, 10% more of the outstanding voting stock, or in which you have some other substantial interest, and with any person or organization with whom you have, or with whom any relative (or any other person or organization as to which you have any of the foregoing other relationships) has, a contractual relationship. Immense Fortune Holdings Limited Quastisky Building P.O. Box 4389 Road Town Tortola British Virgin Islands Attention: Wu Zuxi WestPark Capital, Inc. 0000 Xxxxxx xx xxx Xxxxx, Xxxxx 000 Xxx Xxxxxxx, XX 00000 The undersigned, being a security holder of [_______________________] (formerly known as SRKP 20, Inc. and referred to herein as the “Company”) and receiving his/her/its shares of Common Stock as an investor in the Company’s private offering that closed on __________, 2011 (the “Private Offering”), hereby delivers this Lock-up Agreement to the Company. The undersigned recognizes that it is in the best financial interests of the Company and of the undersigned, as a shareholder of the Company, that the Company Common Stock received by the undersigned pursuant to the Private Offering be subject to certain restrictions and hereby agrees as follows: Other than as set forth below, the undersigned shall not: (a) sell, assign, exchange, transfer, pledge, distribute or otherwise dispose of (i) any shares of the Company Common Stock received by the undersigned in the Private Offering, or (ii) any interest (including, without limitation, an option to buy or sell) in any such shares of the Company Common Stock, in whole or in part, and no such attempted transfer shall be treated as effective for any purpose; or (b) engage in any transaction in r...
Material Relationship. Except as disclosed in the Applicable Memoranda, neither the Company nor any Subsidiary (i) has any material lending or similar relationship with any Initial Purchaser or lending affiliate of any Initial Purchaser and (ii) intends to use any of the proceeds from the sale of the Securities to repay any outstanding debt owed to any affiliate of any Initial Purchaser.
