Materials for Broker-Dealer Use Only. The Dealer Manager will not use any “broker-dealer use only” Authorized Sales Materials with members of the public in connection with offers or sales or the Offered Shares.
Appears in 10 contracts
Samples: Dealer Manager Agreement (NexPoint Capital, Inc.), Dealer Manager Agreement (Sierra Income Corp), Dealer Manager Agreement (Sierra Income Corp)
Materials for Broker-Dealer Use Only. The Dealer Manager will not use any sales literature unless authorized and approved by the Fund or use any “broker-dealer use only” Authorized Sales Materials materials with members of the public in connection with offers or sales or the Offered Shares.
Appears in 6 contracts
Samples: Dealer Manager Agreement (Stira Alcentra Global Credit Fund), Dealer Manager Agreement (Stira Alcentra Global Credit Fund), Dealer Manager Agreement (Steadfast Alcentra Global Credit Fund)
Materials for Broker-Dealer Use Only. The Dealer Manager will not, and shall require in the Participating Dealer Agreement that Participating Dealers agree not to, use any “broker-dealer use only” Authorized Sales Materials with members of the public in connection with offers or sales or the Offered Shares.
Appears in 5 contracts
Samples: Dealer Manager Agreement (Nexpoint Multifamily Realty Trust, Inc.), Dealer Manager Agreement (NexPoint Hospitality Trust, Inc.), Dealer Manager Agreement (Nexpoint Multifamily Realty Trust, Inc.)
Materials for Broker-Dealer Use Only. The Dealer Manager will not use, provide, make available, distribute or otherwise use any “broker-dealer use only” Authorized Approved Sales Materials Literature with members of the public in connection with offers or sales or of the Offered Preferred Shares.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Creative Media & Community Trust Corp), Dealer Manager Agreement (Creative Media & Community Trust Corp), Dealer Manager Agreement (Creative Media & Community Trust Corp)
Materials for Broker-Dealer Use Only. The Dealer Manager will not use any “broker-dealer use only” Authorized Sales Materials with members of the public in connection with offers or sales or its wholesaling of the Offered Shares.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Sierra Total Return Fund), Dealer Manager Agreement (Sierra Total Return Fund)
Materials for Broker-Dealer Use Only. The Dealer Manager will not use, provide, make available, distribute or otherwise use any “broker-dealer use only” Authorized Approved Sales Materials Literature with members of the public in connection with offers or sales or of the Offered SharesUnits.
Appears in 1 contract
Samples: Dealer Manager Agreement (CIM Commercial Trust Corp)
Materials for Broker-Dealer Use Only. The Dealer Manager will not use, provide, make available, distribute or otherwise use any “"broker-dealer use only” Authorized " Approved Sales Materials Literature with members of the public in connection with offers or sales or of the Offered Preferred Shares.
Appears in 1 contract
Samples: Dealer Manager Agreement (CIM Commercial Trust Corp)
