Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the Representative, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member. (bbb) Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representative, no Company Affiliate is an owner of shares or other stock of any Member (other than securities purchased on the open market).
Appears in 3 contracts
Samples: Underwriting Agreement (Class Acceleration Corp.), Underwriting Agreement (Class Acceleration Corp.), Underwriting Agreement (Jaws Acquisition Corp.)
Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the Representative, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member. (bbb) Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativeRepresentative , no Company Affiliate is an owner of shares or other stock of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (AP Acquisition Corp), Underwriting Agreement (AP Acquisition Corp)
Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the Representative, no officer, director, director nominee or beneficial owner of any class of the Company’s securities (whether debt or equity, registered or unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member. (bbbccc) Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representative, no Company Affiliate is an owner of shares or other stock of any Member (other than securities purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (Avista Public Acquisition Corp. II)
