Messrs. Xxxxxx, Xxxxx and Komissopoulos have shared voting and investment power over the shares being offered under the prospectus filed with the SEC in connection with the transactions contemplated under the Purchase Agreement. Aspire Capital is not a licensed broker dealer or an affiliate of a licensed broker dealer.
Appears in 12 contracts
Samples: Registration Rights Agreement (ZBB Energy Corp), Registration Rights Agreement (BG Medicine, Inc.), Registration Rights Agreement (Cyclacel Pharmaceuticals, Inc.)
Messrs. XxxxxxMxxxxx, Xxxxx Bxxxx and Komissopoulos have shared voting and investment power over the shares being offered under the prospectus filed with the SEC in connection with the transactions contemplated under the Purchase Agreement. Aspire Capital is not a licensed broker dealer or an affiliate of a licensed broker dealer.
Appears in 4 contracts
Samples: Registration Rights Agreement (Copytele Inc), Registration Rights Agreement (Atossa Genetics Inc), Registration Rights Agreement (Cellceutix CORP)
Messrs. Xxxxxx, Xxxxx and Komissopoulos have shared voting and investment power over the shares being offered under the prospectus filed with the SEC in connection with the transactions contemplated under the Purchase Agreement. None of Aspire Capital is not or its principals are a licensed broker dealer or an affiliate of a licensed broker dealer.
Appears in 2 contracts
Samples: Registration Rights Agreement (Sunshine Heart, Inc.), Registration Rights Agreement (Kips Bay Medical, Inc.)