Common use of Method of Exercise of Warrants Clause in Contracts

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent ___________, ___________, or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a “Notice of Intent to Exercise”); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 5 contracts

Samples: Warrant Agreement (Mb Financial Inc /Md), Warrant Agreement (First Pactrust Bancorp Inc), Warrant Agreement (Great Southern Capital Trust IV)

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Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ [Notes/Debentures] by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent ___________, ___________, or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a "Notice of Intent to Exercise"); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 3 contracts

Samples: Warrant Agreement (Eex Corp), Debt Warrant Agreement (Viacom Inc), Debt Warrant Agreement (Viacom International Inc /De/)

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ {Notes/Debentures} by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent ___________, ___________, or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a "Notice of Intent to Exercise"); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 2 contracts

Samples: Warrant Agreement (Ccci Capital Trust Iii), Warrant Agreement (Heftel Capital Trust Ii)

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent ___________, ___________, or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a "Notice of Intent to Exercise"); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 2 contracts

Samples: Warrant Agreement (Itla Capital Corp), Warrant Agreement (Americredit Capital Trust I)

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ Debt Securities by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent ___________, ___________, or at any other place or places that may be designated by the CompanyCompany [and the Co-Issuer]: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a "Notice of Intent to Exercise"); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges [and the Co-Issuer] acknowledge[s] that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 1 contract

Samples: Debt Warrant Agreement (Viacom International Inc /De/)

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ [Notes/Debentures] by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent ___________in Wilmington, ___________Delaware, or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a "Notice of Intent to Exercise"); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 1 contract

Samples: Warrant Agreement (Radio One Licenses LLC)

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ [Notes/Debentures] by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent ___________, ___________, or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a "Notice of Intent to Exercise"); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 1 contract

Samples: Warrant Agreement (CCC Capital Trust Ii)

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ [Notes/Debentures] by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent in ___________, ___________, or at any other place or places that may be designated by the Company: : (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a “Notice of Intent to Exercise”); ; (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; ; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 1 contract

Samples: Debt Warrant Agreement

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Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby conferred to purchase __________________ [Notes/Debentures] by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent Agent________________, _____________ , or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a "Notice of Intent to Exercise"); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is _is_______________, _____________, ____ . The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 1 contract

Samples: Warrant Agreement (Ati Financing Ii)

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby conferred to purchase __________________ [Notes/Debentures] by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent ___________, ___________, or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a "Notice of Intent to Exercise"); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 1 contract

Samples: Warrant Agreement (Providian Financing Iv)

Method of Exercise of Warrants. The Registered Owner of any Warrant may exercise the right thereby to purchase __________________ [Notes/Debentures] by surrendering to the Agent on any Business Day during the Exercise Period at the principal office of the Agent in ___________, ___________, or at any other place or places that may be designated by the Company: (a) at least 3 Business Days prior to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a “Notice of Intent to Exercise”); (b) on the Exercise Date, a duly completed and executed Exercise Form in the form thereof set forth in Annex II to each Warrant; (c) on the Exercise Date, its Warrant or Warrants which it is exercising; and (d) on the Exercise Date, the Exercise Price in funds immediately available to the Company. The items described in the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by the Agent. Each Warrant shall be deemed to be surrendered only upon personal delivery thereof to or, if sent by mail or other means of transmission, upon receipt thereof by, the Agent at the office specified in this Section 4.1. Each Warrant shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect to such Warrant. The first day on which the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are not required under any circumstances to take any other actions in order to exercise their Warrants.

Appears in 1 contract

Samples: Debt Warrant Agreement (CBS Operations Inc.)

Method of Exercise of Warrants. The Registered Owner 3.1.1 A Holder of any Warrant Warrants may elect to exercise the right thereby to purchase __________________ one or more Warrants by surrendering surrendering, to the Agent on any Business Day during the Exercise Period Corporation at the principal office of address for notice to the Agent ___________, ___________Corporation set out in Section 12.1.1 hereof, or at any other address which from time to time is the principal place or places that may be designated by of business of the CompanyCorporation, the Warrant Certificate and a duly completed exercise notice in substantially the form set out as part of the Warrant Certificate (the “Exercise Notice”) provided that: (a) at least 3 Business Days prior such Holder exercises such Warrants in connection with a Qualified Equity Offering in accordance with Sections 3.1.2 to the exercise of its Warrants, a completed and executed Notice of Intent to Exercise in the form thereof set forth in Annex I to each Warrant (a “Notice of Intent to Exercise”)3.1.7; (b) on a Tag Event has occurred, in which case such :Holder shall have the Exercise Dateright to exercise up to a maximum number of Warrants equal to the number of shares of TRC Common Stock that a proposed buyer would be required to purchase from such Holder pursuant to the Third Party Offer that constitutes a Tag Event, such calculation assuming (i) full exercise of the Warrants, and (ii) that such Holder was a duly completed and executed Exercise Form in party to the form thereof set forth in Annex II to each WarrantStockholder Agreement; (c) on such Holder has received a Call Notice from the Exercise Date, Corporation in which such Holder has the right pursuant to and in accordance with Article 5 to exercise up to a maximum number of Warrants equal to the number of Warrants that the Corporation specified in its Warrant or Warrants which Call Notice it is exercisingwas redeeming; andor (d) such Holder has sent to the Corporation a Cash or Share Put Notice in which case such Holder has the right pursuant to and in accordance with Article 6 to exercise up to a maximum number of Warrants equal to the number of Warrants that such Holder has required the Corporation to redeem in its Cash or Share Put Notice. 3.1.2 The Corporation shall provide written notice (the “Event Notice”) of any Qualified Equity Offering or Tag Event, not less than 30 days (or, if such period is not practicable, as soon as is practicable) before the Qualified Equity Offering or Tag Event, to the Holders as of such notice date of the outstanding ‘Warrants at the respective address(es) then appearing on the Exercise Daterecords of the Corporation. Each Event Notice shall be sent in accordance with the notice provisions set out in Section 12.1 and shall specify: (i) the closing date for the Qualified Equity Offering or Tag Event (as applicable); and (ii) the place for payment and for delivering the necessary instruments to be executed by the Holder in order for the Holders to receive the shares of TRC Common Stock. Within 15 days of receipt of the Event Notice, the Exercise Price in funds immediately available each Holder shall provide to the CompanyCorporation notification that it has elected to exercise its Warrants and a signed Exercise Notice. The items described in If a Holder does not provide notice and its Exercise Notice to the foregoing clauses (a) and (b) shall be deemed received when an actual copy or a facsimile thereof is received by Corporation within 15 days of receipt of the Agent. Each Warrant Event Notice, such Holder shall be deemed to have elected not to exercise its Warrants. No Holder shall be surrendered only upon personal delivery thereof entitled to orreceive the Exercise Proceeds until such Holder causes to be delivered to the Corporation the Warrant Certificate representing the Warrants to be exercised and a signed Exercise Notice. 3.1.3 Each Exercise Notice shall be signed by the applicable Holder, if sent by mail or other means and shall specify the number of transmission, upon receipt thereof byWarrants such Holder has elected to exercise, the Agent at aggregate purchase price for the office specified shares of TRC Common Stock (or Exercise Proceeds., as the case may be) to be purchased upon such exercise and the name in this Section 4.1which the shares of TRC Common Stock issuable upon such exercise are to be registered. Each Upon surrender of any Warrant Certificate evidencing Warrants to be exercised and Warrants not being exercised, a Holder shall be deemed exercised as of the first Business Day on which all of the foregoing conditions are satisfied with respect entitled to such Warrant. The first day on which receive a new Warrant Certificate evidencing the Warrants may be exercised is ________________, ____________, ___. The Company acknowledges that the Registered Owners of the Warrants are held by such Holder not required under any circumstances to take any other actions in order to exercise their Warrantsbeing exercised.

Appears in 1 contract

Samples: Warrant Agreement (Trident Resources Corp)

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