Minimum Investment. Subject to certain individual state requirements, Shares may be sold only to investors who initially purchase the minimum dollar amount, as described in the Prospectus. With respect to Selected Dealer’s participation in any resales or transfers of the Shares, Selected Dealer agrees to comply with any applicable requirements set forth in Section 2 of this Agreement and to fulfill the obligations pursuant to FINRA Rule 2310.
Appears in 5 contracts
Samples: Selected Dealer Agreement, Selected Dealer Agreement (Guggenheim Credit Income Fund 2021), Selected Dealer Agreement (Guggenheim Credit Income Fund 2019)
Minimum Investment. Subject to certain individual state requirements, Shares may be sold only to investors who initially purchase the minimum dollar amountnumber of Shares, as described in the Prospectus. With respect to Selected Dealer’s participation in any resales or transfers of the Shares, Selected Dealer agrees to comply with any applicable requirements set forth in Section 2 of this Agreement and to fulfill the obligations pursuant to FINRA Rule 2310.
Appears in 4 contracts
Samples: Selected Dealer Agreement (Carey Credit Income Fund 2017 T), Selected Dealer Agreement (Carey Credit Income Fund 2016 T), Selected Dealer Agreement (Carey Credit Income Fund 2016 T)