Common use of Modernization Reporting Services Clause in Contracts

Modernization Reporting Services. BNY Mellon shall provide the Modernization Reporting Services set forth in this section to the Funds following a full service operating model. This operating model requires BNY Mellon to include the actual filing of the reports as part of the services noted in this section. Modernization Reporting Services are “Vendor Eligible Services” as contemplated in Section 14(b)(iv) of the Agreement. FORM N-PORT. BNY Mellon, subject to the limitations described in this section and its timely receipt of all necessary information related thereto, will, or will cause the Vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) file Form N-PORT with the SEC. The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund in advance of the preparation of the initial Form N-PORT to be filed under the Agreement. Unless mutually agreed in writing between BNY Mellon and the Fund, BNY Mellon will use the same layout and format for every successive reporting period for Form N-PORT. FORM N-CEN. BNY Mellon, subject to the limitations described in this section and its timely receipt of all necessary information related thereto, will, or will cause the Vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-CEN; (ii) prepare, on an annual basis, Form N-CEN; and (iii) file Form N-CEN with the SEC. 1 Requires “Typesetting Services” as described herein. The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund in advance of the preparation of the initial Form N-CEN to be filed under this Agreement. Unless mutually agreed in writing between BNY Mellon and the Fund, BNY Mellon will use the same source for obtaining the information and method for performing the required calculations for every successive Form N-CEN. Fixed Income Risk Analytics. BNY Mellon shall calculate the portfolio and security-level risk metrics required within Form N-PORT and Form N-CEN (referenced above). Monthly delivery of a raw data files for SEC reporting purposes (Form N-PORT and N-CEN data requirements). Liquidity Rule Analysis. BNY Mellon shall perform a daily analysis for liquidity classifications and monitor liquidity thresholds per the requirements for Form N-PORT and Form N-CEN (referenced above) and Rule 22e-4. The analysis provided by BNY Mellon is subject to and dependent upon the Fund providing all necessary security classifications and percentage thresholds necessary to perform such analysis. The parties hereto acknowledge that the Fund is solely responsible for the adoption, adequacy and effectiveness of the Fund’s liquidity risk management program. BNY Mellon shall not be responsible for: (a) delays in the transmission to it by the Fund, the Fund’s adviser and entities unaffiliated with BNY Mellon (collectively, for this Modernization Reporting Services section, the “Third Parties”) of data required for the preparation of reports described herein, (b) inaccuracies of, errors in or omissions of, such data provided to it by any Third Party, and (c) validation of such data provided to it by any Third Party. The Fund, in a timely manner, shall review and comment on, and, as the Fund deems necessary, cause its counsel and accountants to review and comment on, each report described in this section. The Fund shall provide to BNY Mellon timely sign-off of, and authorization and direction to file, each such report. Absent such timely sign-off, authorization and direction by the Fund, BNY Mellon shall be excused from its obligations to prepare and file the affected report. BNY Mellon is providing the services related to the filing of such reports based on the acknowledgement of the Fund that such services, together with the activities of the Fund in accordance with its internal policies, procedures and controls, shall together satisfy the requirements of the applicable rules and regulations for each such report. For such time as this Modernization Reporting Services section remains in effect, BNY Mellon shall be responsible for the retention of the filed reports described in this section in accordance with any applicable rule or regulation. Create financial compositions for the applicable financial report and related XXXXX files; Maintain country codes, industry class codes, security class codes and state codes; Map individual general ledger accounts into master accounts to be displayed in the applicable financial reports; Create components that will specify the proper grouping and sorting for display of portfolio information; Create components that will specify the proper calculation and display of financial data required for each applicable financial report (except for identified manual entries, which BNY Mellon will enter); Process, convert and load security and general ledger data; Include data in financial reports provided from external parties to BNY Mellon which, includes, but is not limited to: shareholder letters, “Management Discussion and Analysis” commentary, notes on performance, notes to financials, report of independent auditors, Fund management listing, service providers listing and Fund spectrums; Document publishing, including the output of print-ready PDF files and XXXXX html files (such XXXXX html files will be limited to one per the applicable financial report and unless mutually agreed to in writing between BNY Mellon and a Fund, BNY Mellon will use the same layout for production data for every successive reporting period); Generate financial reports using the Vendor’s capabilities which include the following: o front/back cover; o table of contents; o shareholder letter; o Management Discussion and Analysis commentary; o sector weighting graphs/tables; o disclosure of Fund expenses; o schedules of investments; o statement of net assets; o statements of assets and liabilities; o statements of operation; o statements of changes in net assets and capital stock activity; o statements of cash flows; o financial highlights; o notes to financial statements; o report of independent registered public accounting firm; o supplemental tax information, proxy voting guidelines and proxy voting records, quarterly portfolio holdings disclosure, schedule of shareholder expenses and advisory and sub-advisory agreement approval disclosure; o Management of the Fund o Privacy protection policy o tax information; and o additional Fund information as mutually agreed in writing between BNY Mellon and a Fund. Unless mutually agreed in writing between BNY Mellon and a Fund, BNY Mellon will use the same layout and format for every successive reporting period for the typeset reports. At the request of a Fund and upon the mutual written agreement of BNY Mellon and the Fund as to the scope of any changes and additional compensation of XXX Xxxxxx, XXX Xxxxxx will, or will cause the Vendor to change format or layout of reports from time to time.

Modernization Reporting Services. BNY Mellon shall provide the Modernization Reporting Services set forth in this section to the Funds following a full service operating model. This operating model requires BNY Mellon to include the actual filing of the reports as part of the services noted in this section. Modernization Reporting Services are “Vendor Eligible Services” as contemplated in Section 14(b)(iv) of the Agreement. FORM N-PORT. BNY Mellon, subject to the limitations described in this section and its timely receipt of all necessary information related thereto, will, or will cause the Vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) file Form N-PORT with the SEC. The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund in advance of the preparation of the initial Form N-PORT to be filed under the Agreement. Unless mutually agreed in writing between BNY Mellon and the Fund, BNY Mellon will use the same layout and format for every successive reporting period for Form N-PORT. FORM N-CEN. BNY Mellon, subject to the limitations described in this section and its timely receipt of all necessary information related thereto, will, or will cause the Vendor to: (i) collect, aggregate and normalize the 1 Requires “Typesetting Services” as described herein. data required for the submission of Form N-CEN; (ii) prepare, on an annual basis, Form N-CEN; and (iii) file Form N-CEN with the SEC. 1 Requires “Typesetting Services” as described herein. The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund in advance of the preparation of the initial Form N-CEN to be filed under this Agreement. Unless mutually agreed in writing between BNY Mellon and the Fund, BNY Mellon will use the same source for obtaining the information and method for performing the required calculations for every successive Form N-CEN. Fixed Income Risk Analytics. BNY Mellon shall calculate the portfolio and security-level risk metrics required within Form N-PORT and Form N-CEN (referenced above). Monthly delivery of a raw data files for SEC reporting purposes (Form N-PORT and N-CEN data requirements). Liquidity Rule Analysis. BNY Mellon shall perform a daily analysis for liquidity classifications and monitor liquidity thresholds per the requirements for Form N-PORT and Form N-CEN (referenced above) and Rule 22e-4. The analysis provided by BNY Mellon is subject to and dependent upon the Fund providing all necessary security classifications and percentage thresholds necessary to perform such analysis. The parties hereto acknowledge that the Fund is solely responsible for the adoption, adequacy and effectiveness of the Fund’s liquidity risk management program. BNY Mellon shall not be responsible for: (a) delays in the transmission to it by the Fund, the Fund’s adviser and entities unaffiliated with BNY Mellon (collectively, for this Modernization Reporting Services section, the “Third Parties”) of data required for the preparation of reports described herein, (b) inaccuracies of, errors in or omissions of, such data provided to it by any Third Party, and (c) validation of such data provided to it by any Third Party. The Fund, in a timely manner, shall review and comment on, and, as the Fund deems necessary, cause its counsel and accountants to review and comment on, each report described in this section. The Fund shall provide to BNY Mellon timely sign-off of, and authorization and direction to file, each such report. Absent such timely sign-off, authorization and direction by the Fund, BNY Mellon shall be excused from its obligations to prepare and file the affected report. BNY Mellon is providing the services related to the filing of such reports based on the acknowledgement of the Fund that such services, together with the activities of the Fund in accordance with its internal policies, procedures and controls, shall together satisfy the requirements of the applicable rules and regulations for each such report. For such time as this Modernization Reporting Services section remains in effect, BNY Mellon shall be responsible for the retention of the filed reports described in this section in accordance with any applicable rule or regulation. Typesetting Services 2 Create financial compositions for the applicable financial report and related XXXXX files; Maintain country codes, industry class codes, security class codes and state codes; Map individual general ledger accounts into master accounts to be displayed in the applicable financial reports; Create components that will specify the proper grouping and sorting for display of portfolio information; Create components that will specify the proper calculation and display of financial data required for each applicable financial report (except for identified manual entries, which BNY Mellon will enter); Process, convert and load security and general ledger data; Include data in financial reports provided from external parties to BNY Mellon which, includes, but is not limited to: shareholder letters, “Management Discussion and Analysis” commentary, notes on performance, notes to financials, report of independent auditors, Fund management listing, service providers listing and Fund spectrums; Document publishing, including the output of print-ready PDF files and XXXXX html files (such XXXXX html files will be limited to one per the applicable financial report and unless mutually agreed to in writing between BNY Mellon and a Fund, BNY Mellon will use the same layout for production data for every successive reporting period); Generate financial reports using the Vendor’s capabilities which include the following: o front/back cover; o table of contents; o shareholder letter; o Management Discussion and Analysis commentary; o sector weighting graphs/tables; o disclosure of Fund expenses; o schedules of investments; o statement of net assets; o statements of assets and liabilities; o statements of operation; o statements of changes in net assets and capital stock activity; o statements of cash flows; o financial highlights; o notes to financial statements; o report of independent registered public accounting firm; o supplemental tax information, proxy voting guidelines and proxy voting records, quarterly portfolio holdings disclosure, schedule of shareholder expenses and advisory and sub-advisory agreement approval disclosure; o Management of the Fund o Privacy protection policy o tax information; and o additional Fund information as mutually agreed in writing between BNY Mellon and a Fund. Unless mutually agreed in writing between BNY Mellon and a Fund, BNY Mellon will use the same layout and format for every successive reporting period for the typeset reports. At the request of a Fund and upon the mutual written agreement of BNY Mellon and the Fund as to the scope of any changes and additional compensation of XXX Xxxxxx, XXX Xxxxxx will, or will cause the Vendor to change format or layout of reports from time to time.

Modernization Reporting Services. BNY Mellon shall provide the Modernization Reporting Services set forth in this section to the Funds Trust for each of its Series following a full service operating model. This operating model requires BNY Mellon to include the actual filing of the reports as part of the services noted in this section. Modernization Reporting Services are “Vendor Eligible Services” as contemplated in Section 14(b)(iv) of the Agreement. • FORM N-PORT. BNY Mellon, subject to the limitations described in this section and its timely receipt of all necessary information related thereto, will, or will cause the Vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) file Form N-PORT with the SEC. • The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund Trust in advance of the preparation of the initial Form N-PORT to be filed under the Agreement. • Unless mutually agreed in writing between BNY Mellon and the FundTrust, BNY Mellon will use the same layout and format for every successive reporting period for Form N-PORT. • FORM N-CEN. BNY Mellon, subject to the limitations described in this section and its timely receipt of all necessary information related thereto, will, or will cause the Vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-CEN; (ii) prepare, on an annual basis, Form N-CEN; and (iii) file Form N-CEN with the SEC. 1 Requires “Typesetting Services” as described herein. • The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund Trust in advance of the preparation of the initial Form N-CEN to be filed under this Agreement. • Unless mutually agreed in writing between BNY Mellon and the FundTrust, BNY Mellon will use the same source for obtaining the information and method for performing the required calculations for every successive Form N-CEN. • Fixed Income Risk Analytics. BNY Mellon shall calculate the portfolio and security-level risk metrics required within Form N-PORT and Form N-CEN (referenced above). Monthly delivery of a raw data files for SEC reporting purposes (Form N-PORT and N-CEN data requirements). • Liquidity Rule Analysis. BNY Mellon shall perform a daily analysis for liquidity classifications and monitor liquidity thresholds per the requirements for Form N-PORT and Form N-CEN (referenced above) and Rule 22e-4. • The analysis provided by BNY Mellon is subject to and dependent upon the Fund Trust providing all necessary security classifications and percentage thresholds necessary to perform such analysis. The parties hereto acknowledge that the Fund Trust is solely responsible for the adoption, adequacy and effectiveness of the FundTrust’s liquidity risk management program. • BNY Mellon shall not be responsible for: (a) delays in the transmission to it by the FundTrust, the FundTrust’s adviser and entities unaffiliated with BNY Mellon (collectively, for this Modernization Reporting Services section, the “Third Parties”) of data required for the preparation of reports described herein, (b) inaccuracies of, errors in or omissions of, such data provided to it by any Third Party, and (c) validation of such data provided to it by any Third Party. . • The FundTrust, in a timely manner, shall review and comment on, and, as the Fund Trust deems necessary, cause its counsel and accountants to review and comment on, each report described in this section. The Fund Trust shall provide to BNY Mellon timely sign-off of, and authorization and direction to file, each such report. Absent such timely sign-off, authorization and direction by the FundTrust, BNY Mellon shall be excused from its obligations to prepare and file the affected report. BNY Mellon is providing the services related to the filing of such reports based on the acknowledgement of the Fund Trust that such services, together with the activities of the Fund Trust in accordance with its internal policies, procedures and controls, shall together satisfy the requirements of the applicable rules and regulations for each such report. • For such time as this Modernization Reporting Services section remains in effect, BNY Mellon shall be responsible for the retention of the filed reports described in this section in accordance with any applicable rule or regulation. ▪ Typesetting Services 2 • Create financial compositions for the applicable financial report and related XXXXX files; • Maintain country codes, industry class codes, security class codes and state codes; • Map individual general ledger accounts into master accounts to be displayed in the applicable financial reports; • Create components that will specify the proper grouping and sorting for display of portfolio information; • Create components that will specify the proper calculation and display of financial data required for each applicable financial report (except for identified manual entries, which BNY Mellon will enter); • Process, convert and load security and general ledger data; • Include data in financial reports provided from external parties to BNY Mellon which, includes, but is not limited to: shareholder letters, “Management Discussion and Analysis” commentary, notes on performance, notes to financials, report of independent auditors, Fund Trust management listing, service providers listing and Fund Trust spectrums; • Document publishing, including the output of print-ready PDF files and XXXXX html files (such XXXXX html files will be limited to one per the applicable financial report and unless mutually agreed to in writing between BNY Mellon and a Fundthe Trust, BNY Mellon will use the same layout for production data for every successive reporting period); • Generate financial reports using the Vendor’s capabilities which include the following: o front/back cover; o table of contents; o shareholder letter; o Management Discussion and Analysis commentary; o sector weighting graphs/tables; o disclosure of Fund Trust expenses; o schedules of investments; o statement of net assets; o statements of assets and liabilities; o statements of operation; o statements of changes in net assets and capital stock activitychanges; o statements of cash flows; o financial highlights; o notes to financial statements; o report of independent registered public accounting firm; o supplemental tax information, proxy voting guidelines and proxy voting records, quarterly portfolio holdings disclosure, schedule of shareholder expenses and advisory and sub-advisory agreement approval disclosure; o Management of the Fund o Privacy protection policy o tax information; and o additional Fund Trust information as mutually agreed in writing between BNY Mellon and a Fundthe Trust. • Unless mutually agreed in writing between BNY Mellon and a Fundthe Trust, BNY Mellon will use the same layout and format for every successive reporting period for the typeset reports. At the request of a Fund the Trust and upon the mutual written agreement of BNY Mellon and the Fund Trust as to the scope of any changes and additional compensation of XXX Xxxxxx, XXX Xxxxxx will, or will cause the Vendor to change format or layout of reports from time to time.

Modernization Reporting Services. ● BNY Mellon shall provide the Modernization Reporting Services set forth in this section to the Funds Trust following a full service operating model. This operating model requires BNY Mellon to include the actual filing of the reports as part of the services noted in this section. Modernization Reporting Services are “Vendor Eligible Services” as contemplated in Section 14(b)(iv) of the Agreement. ● FORM N-PORT. BNY Mellon, subject to the limitations described in this section and its timely receipt of all necessary information related thereto, will, or will cause the Vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) file Form N-PORT with the SEC. ● The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund Trust in advance of the preparation of the initial Form N-PORT to be filed under the Agreement. ● Unless mutually agreed in writing between BNY Mellon and the FundTrust, BNY Mellon will use the same layout and format for every successive reporting period for Form N-PORT. ● FORM N-CEN. BNY Mellon, subject to the limitations described in this section and its timely receipt of all necessary information related thereto, will, or will cause the Vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-CEN; (ii) prepare, on an annual basis, Form N-CEN; and (iii) file Form N-CEN with the SEC. 1 Requires “Typesetting Services” as described herein. ● The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund Trust in advance of the preparation of the initial Form N-CEN to be filed under this Agreement. ● Unless mutually agreed in writing between BNY Mellon and the FundTrust, BNY Mellon will use the same source for obtaining the information and method for performing the required calculations for every successive Form N-CEN. ● Fixed Income Risk Analytics. BNY Mellon shall calculate the portfolio and security-level risk metrics required within Form N-PORT and Form N-CEN (referenced above). Monthly delivery of a raw data files for SEC reporting purposes (Form N-PORT and N-CEN data requirements)1 Requires “Typesetting Services” as described herein. ● Liquidity Rule Analysis. BNY Mellon shall perform a daily analysis for liquidity classifications and monitor liquidity thresholds per the requirements for Form N-PORT and Form N-CEN (referenced above) and Rule 22e-4. ● The analysis provided by BNY Mellon is subject to and dependent upon the Fund Trust providing all necessary security classifications and percentage thresholds necessary to perform such analysis. The parties hereto acknowledge that the Fund Trust is solely responsible for the adoption, adequacy and effectiveness of the FundTrust’s liquidity risk management program. ● BNY Mellon shall not be responsible for: (a) delays in the transmission to it by the FundTrust, the FundTrust’s adviser and entities unaffiliated with BNY Mellon (collectively, for this Modernization Reporting Services section, the “Third Parties”) of data required for the preparation of reports described herein, (b) inaccuracies of, errors in or omissions of, such data provided to it by any Third Party, and (c) validation of such data provided to it by any Third Party. . ● The FundTrust, in a timely manner, shall review and comment on, and, as the Fund Trust deems necessary, cause its counsel and accountants to review and comment on, each report described in this section. The Fund Trust shall provide to BNY Mellon timely sign-off of, and authorization and direction to file, each such report. Absent such timely sign-off, authorization and direction by the FundTrust, BNY Mellon shall be excused from its obligations to prepare and file the affected report. BNY Mellon is providing the services related to the filing of such reports based on the acknowledgement of the Fund Trust that such services, together with the activities of the Fund Trust in accordance with its internal policies, procedures and controls, shall together satisfy the requirements of the applicable rules and regulations for each such report. ● For such time as this Modernization Reporting Services section remains in effect, BNY Mellon shall be responsible for the retention of the filed reports described in this section in accordance with any applicable rule or regulation. ■ Typesetting Services 2 ● Create financial compositions for the applicable financial report and related XXXXX EXXXX files; ● Maintain country codes, industry class codes, security class codes and state codes; ● Map individual general ledger accounts into master accounts to be displayed in the applicable financial reports; ● Create components that will specify the proper grouping and sorting for display of portfolio information; ● Create components that will specify the proper calculation and display of financial data required for each applicable financial report (except for identified manual entries, which BNY Mellon will enter); ● Process, convert and load security and general ledger data; ● Include data in financial reports provided from external parties to BNY Mellon which, includes, but is not limited to: shareholder letters, “Management Discussion and Analysis” commentary, notes on performance, notes to financials, report of independent auditors, Fund Trust management listing, service providers listing and Fund Trust spectrums; ● Document publishing, including the output of print-ready PDF files and XXXXX EXXXX html files (such XXXXX EXXXX html files will be limited to one per the applicable financial report and unless mutually agreed to in writing between BNY Mellon and a FundTrust, BNY Mellon will use the same layout for production data for every successive reporting period); ● Generate financial reports using the Vendor’s capabilities which include the following: o ○ front/back cover; o ○ table of contents; o ○ shareholder letter; o ○ Management Discussion and Analysis commentary; o ○ sector weighting graphs/tables; o ○ disclosure of Fund Trust expenses; o ○ schedules of investments; o ○ statement of net assets; o ○ statements of assets and liabilities; o ○ statements of operation; o ○ statements of changes in net assets and capital stock activitychanges; o ○ statements of cash flows; o ○ financial highlights; o ○ notes to financial statements; o ○ report of independent registered public accounting firm; o supplemental tax information, proxy voting guidelines and proxy voting records, quarterly portfolio holdings disclosure, schedule of shareholder expenses and advisory and sub-advisory agreement approval disclosure; o Management of the Fund o Privacy protection policy o ○ tax information; and o ○ additional Fund Trust information as mutually agreed in writing between BNY Mellon and a FundTrust. ● Unless mutually agreed in writing between BNY Mellon and a FundTrust, BNY Mellon will use the same layout and format for every successive reporting period for the typeset reports. At the request of a Fund Trust and upon the mutual written agreement of BNY Mellon and the Fund Trust as to the scope of any changes and additional compensation of XXX BXX Xxxxxx, XXX Xxxxxx will, or will cause the Vendor to change format or layout of reports from time to time.