Monitoring Compliance. The Financial Agent shall maintain a staff of compliance professionals to test and monitor the Financial Agent’s conflicts of interest mitigation plans and controls set forth in this Exhibit F. The Financial Agent shall document such internal oversight and provide the Treasury with quarterly reports sufficient to evaluate the effectiveness of the Financial Agent’s mitigation controls in ensuring compliance with all requirements of this FAA.
Appears in 7 contracts
Samples: Financial Agency Agreement, Financial Agency Agreement, Financial Agency Agreement
Monitoring Compliance. The Financial Agent shall maintain a staff of compliance professionals to test and monitor the Financial Agent’s conflicts of interest mitigation plans compliance procedures and controls set forth in this Exhibit F. their effectiveness. The Financial Agent shall document such internal oversight and provide the Treasury with quarterly access to review periodic reports sufficient to evaluate the effectiveness of the Financial Agent’s mitigation controls in ensuring compliance with all the requirements of this FAA.
Appears in 2 contracts
Samples: Financial Agency Agreement, Financial Agency Agreement
Monitoring Compliance. The Financial Agent shall maintain a staff of compliance professionals to test and monitor the Financial Agent’s conflicts of interest mitigation plans compliance policies and controls set forth in this Exhibit F. procedures and their effectiveness. The Financial Agent shall document such internal oversight and provide the Treasury with quarterly reports sufficient to evaluate the effectiveness of the Financial Agent’s mitigation controls in ensuring compliance with all requirements of this the FAA.
Appears in 1 contract
Samples: Financial Agency Agreement
