Mutual Fund Finder’s Fees and Concessions. LPL receives compensation from a mutual fund distributor or other fund affiliate in connection with transactions for which sales charges are waived or under other circumstances as described in a fund’s offering documents. This compensation is generally referred to as a finder’s fee or concession and typically ranges between 0.25% and 1% of the transaction amount.
Appears in 7 contracts
Samples: Account Agreement, Account Agreement, Account Agreement
Mutual Fund Finder’s Fees and Concessions. LPL receives and/or your Representative receive compensation from a mutual fund distributor or other fund affiliate in connection with transactions for which sales charges are waived or under other circumstances as described in a fund’s offering documents. This compensation is generally referred to as a finder’s fee or concession and typically ranges between 0.25% and 1% of the transaction amount. This compensation is shared between LPL and your Representative.
Appears in 1 contract
Samples: Brokerage Account Agreement
