Name of Series Date Added. Otter Creek Long/Short Opportunity Fund on or after November 11, 2013 Domestic Custody Services Fee Schedule at November 2013 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository transaction § $[ ] – Option/SWAPS/future contract written, exercised or expired § $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W (continued) to the Professionally Managed Portfolios Custody Agreement Global Sub Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] $[ ] Estonia All [ ] $[ ] Australian All [ ] $[ ] Euromarkets** All [ ] $[ ] Austria All [ ] $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* All [ ] $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] United Kingdom All [ ] $[ ] Poland All [ ] $[ ] Ukraine All [ ] $[ ] Portugal All [ ] $[ ] Uruguay All [ ] $[ ] Qatar All [ ] $[ ] Venezuela All [ ] $[ ] Romania All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:
Appears in 1 contract
Samples: Custody Agreement (Professionally Managed Portfolios)
Name of Series Date Added. Otter Creek Long/Short Opportunity Semper MBS Total Return Fund on or after November 11June 28, 2013 Domestic Custody Services Fee Schedule at November 2013 Annual Fee Based Upon Market Value Per Fund* [ ] ___ basis point on average daily market value Minimum annual fee per fund - $[ ] ___ Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] ___ – Book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] ___ – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository transaction § $[ ] ___ – Option/SWAPS/future contract written, exercised or expired § $[ ] ___ – Mutual fund trade/Fed wire/margin variation Fed wire § $[ ] ___ – Physical transaction § $[ ] ___ – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] ___ – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENTZ. Semper Capital Management, INC. L.P. By: /s/ Jxxxxx Txxxxx X. X’Xxxxx Xx. Xxxxxx Printed Name: Jxxxxx Txxxxx X. X’Xxxxx Xx. Xxxxxx Title: Chief Financial Officer Sr. Managing Director Date: November 21July 9, 2000 Xxxxx Xxxxx 2013 Exhibit W Z (continued) to the Professionally Managed Portfolios Separate Series of Advisors Series Trust Custody Agreement Global Sub Sub-Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] $[ ] Lithuania All [ ] $[ ] Australia All [ ] $[ ] Luxembourg All [ ] $[ ] Austria All [ ] $[ ] Malaysia All [ ] $[ ] Bahrain All [ ] $[ ] Malta All [ ] $[ ] Bangladesh All [ ] $[ ] Mauritius All [ ] $[ ] Belgium All [ ] $[ ] Mexico All [ ] $[ ] Bermuda All [ ] $[ ] Morocco All [ ] $[ ] Botswana All [ ] $[ ] Namibia All [ ] $[ ] Brazil All [ ] $[ ] Netherlands All [ ] $[ ] Bulgaria All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Nigeria All [ ] $[ ] Cayman Islands* All [ ] $[ ] Norway All [ ] $[ ] Channel Islands* All [ ] $[ ] Oman All [ ] $[ ] Chile All [ ] $[ ] Pakistan All [ ] $[ ] China“A” Shares All [ ] $[ ] Palestinian Autonomous Area* All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Serbia* All [ ] $[ ] Estonia All [ ] $[ ] Australian Singapore All [ ] $[ ] Euromarkets** All [ ] $[ ] Austria Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Bahrain Slovenia All [ ] $[ ] France All [ ] $[ ] Bangladesh South Africa All [ ] $[ ] Germany All [ ] $[ ] Belgium South Korea All [ ] $[ ] Ghana All [ ] $[ ] Bermuda Spain All [ ] $[ ] Greece All [ ] $[ ] Botswana Sri Lanka All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil Swaziland All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria Sweden All [ ] $[ ] Iceland All [ ] $[ ] Canada Switzerland All [ ] $[ ] India All [ ] $[ ] Cayman Islands Taiwan All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands Thailand All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan Israel All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* Italy All [ ] $[ ] Turkey All [ ] $[ ] Peru Jamaica* All [ ] $[ ] UAE All [ ] $[ ] Philippines Japan All [ ] $[ ] United Kingdom All [ ] $[ ] Poland Jordan All [ ] $[ ] Ukraine All [ ] $[ ] Portugal Kazakhstan All [ ] $[ ] Uruguay All [ ] $[ ] Qatar Kenya All [ ] $[ ] Venezuela All [ ] $[ ] Romania All Latvia Equities [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities Latvia Bonds [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* Lebanon All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] value:<$5 billion: 1 bp >$[ ] 1bp>$5 billion and <$[ ] 10 billion: [ ] bps.75bp; >$[ ] 10 billion: [ ] bps. .50 bps Semper – 6/2013 Exhibit Z (continued) to the Separate Series of Advisors Series Trust Custody Agreement Global Sub-Custodial Services Annual Fee Schedule (Continued) Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § [ ] – [ ] 1-25 foreign securities: $[ ] ___ § [ ] – [ ] 26-50 foreign securities: $[ ] ___ § Over [ ] 50 foreign securities: $[ ] ___ § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:
Appears in 1 contract
Name of Series Date Added. Otter Creek Pzena Mid Cap Value Fund On or after Xxxxx 00, 0000 Xxxxx Emerging Markets Value Fund On or after Xxxxx 00, 0000 Xxxxx Long/Short Opportunity Value Fund on On or after November 11Xxxxx 00, 2013 Domestic Custody Services Fee Schedule 0000 Xxxxx Small Cap Value Fund On or after Xxxxx 0, 0000 Xxxxx International Small Cap Value Fund On or after June 14, 2018 Pzena International Value Fund On or after June 3, 2021 Multiple Series Trust TRANSFER AGENT & SHAREHOLDER SERVICES ACCOUNT SERVICES FEE SCHEDULE at November 2013 January, 2020 Annual Fee Based Upon Market Value Per Service Charges to the Fund* [ ] basis point on average daily market value Minimum annual fee per fund - • Base Fee Per CUSIP $[ ] Plus portfolio transaction fees Portfolio Transaction Fees § /year (Normally $[ ]/cusip) • XXXX Xxxxx 0 Accounts $[ ] – Book entry DTC transaction/Federal Reserve transaction/principal paydown § /open account • No-Load Fund Accounts $[ ]/open account • Load Fund Accounts $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository transaction § /open account • Closed Accounts $[ ] – Option/SWAPS/future contract written, exercised or expired § /closed account Services Included in Annual Base Fee Per CUSIP • DST NSCC Charge • MFx Report Source Activity Charges • Manual Shareholder Transaction & Correspondence $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire § /event • Omnibus Account Transaction $[ ] – Physical transaction § /transaction • Telephone Calls $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § /minute • Voice Response Calls $[ ] – Segregated account per year § A transaction is a purchase/call • Daily Valuation/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W (continued) to the Professionally Managed Portfolios Custody Agreement Global Sub Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] Manual 401k Trade $[ ] Estonia All [ ] /trade CUSIP Setup Charge • $[ ] Australian ]/ CUSIP Miscellaneous Expenses All [ ] $[ ] Euromarkets** All [ ] $[ ] Austria All [ ] $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* All [ ] $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] United Kingdom All [ ] $[ ] Poland All [ ] $[ ] Ukraine All [ ] $[ ] Portugal All [ ] $[ ] Uruguay All [ ] $[ ] Qatar All [ ] $[ ] Venezuela All [ ] $[ ] Romania All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation other miscellaneous fees and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rateexpenses, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement systemthe following, will be subject separately billed as incurred: Telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor statements, tax, check printing and writing and commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, omnibus conversions, travel, excess history, FATCA and other compliance mailings, electronic document archiving. Additional Services Additional services not included above shall be mutually agreed upon at the time of the service being added. Digital Investor shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing, voluntary state withholdings and additional services mutually agreed upon. In addition to a surcharge. § For all other markets specified the fees described above, surcharges additional fees may apply if be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). *Subject to annual CPI increase – All Urban Consumers – U.S. City Average Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a security closed account shall be charged in the month following the month during which such account is held outside closed . Exhibit GG to the Advisors Series Trust Transfer Agent Servicing TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at January, 2020 4 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. ◦ FAN Web Select (Fund Groups under 50,000 open accounts) • Implementation - $[ ] /fund group – includes up to 10 hours of technical/BSA support • Annual Base Fee - $[ ] /year ◦ FAN Web Direct (API) – Quoted Separately ◦ Customization - $[ ] /hour ◦ Activity (Session) Fees: • Inquiry - $[ ] /event • Account Maintenance - $[ ][ ]/event • Transaction – financial transactions, reorder statements, etc. - $[ ][ ] /event • New Account Set-up - $[ ][ ]/event (Not available with FAN Web Select) ◦ Strong Authentication: • $[ ][ ] /month per active FAN Web ID (Any ID that has had activity within the local market180-day period prior to the billing cycle) FAN Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. Cash Transactions:• Base Fee Per Management Company – file generation and delivery - $[ ][ ] /year • Per Record Charge • Rep/Branch/ID - $[ ][ ] • Dealer - $[ ][ ] ◦ Price Files - $[ ][ ] or $[ ][ ] /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. • Inquiry Only • Inquiry - $[ ][ ] /event • Per broker ID - $[ ][ ] /month per ID • Transaction Processing • Implementation - $[ ][ ] /management company • Transaction – purchase, redeem, exchange, literature order - $[ ][ ] /event • New Account Setup – $[ ][ ]/event • Monthly Minimum Charge - $[ ][ ] /month Vision Electronic Statements Provides the capability for financial intermediaries to access electronic statements via the Vision application.* • Implementation Fees • Develop eBusiness Solutions Software - $[ ][ ] /fund group • Code Print Software - $[ ][ ] /fund group • Load charges • $[ ][ ] /image • Archive charge (for any image stored beyond 2 years) • $[ ][ ] /document *Normal Vision ID and activity charges also apply. xhibit GG to the Advisors Series Trust Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at January, 2020 FAF Money Market Fund Service Organizations • $[ ] /money market share class per year • Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees • $[ ] /qualified plan account or Xxxxxxxxx ESA account (Cap at $[ ] /SSN) • $[ ] /transfer to successor trustee • $[ ] /participant distribution (Excluding SWPs) • $[ ] /refund of excess contribution • $[ ] /reconversion/recharacterization Additional Shareholder Paid Fees • $[ ] /outgoing wire transfer or overnight delivery • $[ ] /telephone exchange • $[ ] /return check or ACH or stop payment • $[ ]/research request per account (Cap at $[ ] /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* • Account Management • $[ ] /month (account management, lead reporting and database administration) • Out-of-Pocket Expenses • Kit and order processing expenses, postage, and printing • Inbound Teleservicing Only • Account Management - $[ ] /month • Call Servicing - $[ ] /minute ◦ Lead Conversion Reporting (Closed Loop) • Account Management - $[ ] /month • Database Installation, Setup - $[ ] /fund group • Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges. Advisor’s Signature is not needed, as fee schedule is not changing.
Appears in 1 contract
Name of Series Date Added. Otter Creek Long/Short Opportunity Bxxxxx Long /Short Equity Fund on or after November 11, 2013 Domestic Custody Fund Accounting, Fund Administration & Portfolio Compliance, and Chief Compliance Officer (CCO) Services Fee Schedule at November 2013 Annual Fee Based Upon Market Value Average Net Assets Per Fund* [ ] basis point points on average daily market value Minimum annual fee per fund - the first $[ ] Plus million [ ] basis points on the next $[ ] million [ ] basis points on the balance Minimum annual fee: $[ ] per fund § Additional fee of $[ ] for each additional class § Additional fee of $[ ] per manager/sub-advisor per fund § Additional fee of $[ ] for a Controlled Foreign Corporation (CFC) Services Included in Annual Fee Per Fund § Advisor Information Source – On-line access to portfolio transaction fees Portfolio Transaction Fees management and compliance information. § Daily Performance Reporting – Daily pre and post-tax fund and/or sub-advisor performance reporting. § USBFS Legal Administration (e.g., registration statement update) Pricing Services** § $[ ] – Book entry DTC transaction/Federal Reserve transaction/principal paydown - Domestic Equities, Options, ADRs § $[ ] – Repo agreement- Domestic Corporate/reverse repurchase agreementConvertible/time depositGov’t/CD or other non-depository transaction Agency Bonds, Foreign Equities, Futures, Forwards, Currency Rates, Mortgage Backed Securities § $[ ] – Option- CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/SWAPSConvertible/future contract writtenGov’t/Agency Bonds, exercised or expired Asset Backed Securities, High Yield Bonds § $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire - Bank Loans § $[ ] – Physical transaction - Credit Default Swaps § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) - Swaptions, Index Swaps § $[ ] – Segregated account per year - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps Corporate Action & Manual Pricing Services § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W (continued) to the Professionally Managed Portfolios Custody Agreement Global Sub Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] $[ ] Estonia All [ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] Australian All [ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] Euromarkets/Month Manual Security Pricing (>10/day) Fair Value Services (Charged at the Complex Level)** All [ ] § $[ ] Austria All on the First [ ] Securities § $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* All [ ] $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] United Kingdom All [ ] $[ ] Poland All [ ] $[ ] Ukraine All [ ] $[ ] Portugal All [ ] $[ ] Uruguay All [ ] $[ ] Qatar All [ ] $[ ] Venezuela All [ ] $[ ] Romania All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market valueon the Balance of Securities NOTE: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly charge per account (fund) will apply Prices above are based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds using U.S. Bancorp primary pricing service which may vary by security type and are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a surchargenon- standard security type which may result in additional fees. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be All schedules subject to a surcharge. § For all other markets specified above, surcharges may apply if a change depending upon the use of unique security is held outside of the local market. Cash Transactions:type requiring special pricing or accounting arrangements.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Professionally Managed Portfolios)
Name of Series Date Added. Otter Creek Long/Short Opportunity Lxxxx Capital Large Cap Growth Fund on or after November 11June 12, 2013 Domestic Custody Services Fee Schedule 2012 Lxxxx Capital International Fund on or after June 12, 2012 Lxxxx Capital Small Cap Growth Fund on or after June 12, 2012 Lxxxx Capital Large Cap Core Fund on or after June 12, 2012 Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at November 2013 June, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] 0.75 basis point on average daily market value Minimum annual fee per fund - $[ ] ___ Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book ___ /book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository ___ /U.S. Bank repo agreement transaction § $[ ] – Option/SWAPS___ /short sale $___ /option/future contract written, exercised or expired § $[ ] – Mutual ___ /mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical ___ /physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated ___ /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee, MSA Fees are billed monthly. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENTFF. Lxxxx Capital Management, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Inc. Date: November 21, 2000 Xxxxx Xxxxx _______________ Lxxxx – 6/2012 Exhibit W FF (continued) to the Professionally Managed Portfolios Separate Series of Advisors Series Trust Custody Agreement Global Sub Custodial Services Annual Fee Schedule GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at November 2013 COUNTRY INSTRUMENT SAFEKEEPING June, 2012 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] 12.00 $[ ] 32 Lebanon All 20.00 $72 Australia All 1.00 $15 Lithuania All 16.00 $40 Austria All 1.70 $17 Luxembourg All 3.20 $25 Bahrain All 40.00 $112 Malaysia All 2.90 $39 Bangladesh All 32.00 $120 Mali* All 32.00 $124 Belgium All 1.20 $22 Malta All 17.60 $60 Benin* All 32.00 $124 Mauritius All 24.00 $80 Bermuda All 12.00 $48 Mexico All 1.50 $10 Botswana All 20.00 $40 Morocco All 28.00 $80 Brazil All 7.20 $17 Namibia All 24.00 $40 Bulgaria All 32.00 $64 Netherlands All 1.50 $12 Burkina Faso* All 32.00 $124 New Zealand All 2.00 $26 Canada All 1.00 $6 Niger* All 32.00 $124 Cayman Islands* All 0.80 $8 Nigeria All 24.00 $40 Channel Islands* All 1.20 $20 Norway All 1.50 $22 Chile All 16.00 $48 Oman All 40.00 $112 China“A” Shares All 9.60 $42 Pakistan All 24.00 $80 China“B” Shares All 9.60 $42 Peru All 35.00 $85 Columbia All 32.00 $80 Philippines All 3.90 $36 Costa Rica All 12.00 $48 Poland All 12.00 $24 Croatia All 28.00 $52 Portugal All 4.80 $39 Cyprus* All 12.00 $45 Qatar All 36.00 $112 Czech Republic All 9.60 $24 Romania All 28.00 $80 Denmark All 1.50 $24 Russia Equities/Bonds 30.00 $165 Ecuador All 28.00 $52 Russia MINFINs 12.00 $40 Egypt All 25.60 $64 Senegal* All 32.00 $124 Estonia All [ ] 5.60 $[ ] Australian 20 Singapore All [ ] 1.50 $[ ] Euromarkets*20 Euromarkets(3) All 1.00 $4 Slovak Republic All 20.00 $88 Finland All 2.40 $22 Slovenia All 20.00 $88 France All 1.00 $15 South Africa All 1.50 $8 Germany All 1.00 $15 South Korea All 4.80 $10 Ghana All 20.00 $40 Spain All 1.00 $15 Greece All 7.20 $33 Sri Lanka All 12.00 $48 Guinea Bissau* All [ ] 40.00 $[ ] Austria 124 Swaziland All [ ] 24.00 $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] 40 Hong Kong All [ ] 2.00 $[ ] Brazil 25 Sweden All [ ] 1.00 $[ ] 22 Hungary All [ ] 20.00 $[ ] Bulgaria 60 Switzerland All [ ] 1.00 $[ ] 24 Iceland All [ ] 12.00 $[ ] Canada 45 Taiwan All [ ] 12.00 $[ ] 64 India All [ ] 8.00 $[ ] Cayman Islands 84 Thailand All [ ] 2.90 $[ ] 22 Indonesia All [ ] 5.80 $[ ] Channel Islands 68 Togo* All [ ] 32.00 $[ ] 124 Ireland All [ ] 1.50 $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] 15 Trinidad & Tobago* All [ ] 24.00 $[ ] Pakistan 52 Israel All [ ] 9.60 $[ ] 29 Tunisia All [ ] 32.00 $[ ] Palestinian Autonomous Areas36 Italy All 1.50 $24 Turkey All 9.60 $10 Ivory Coast All 32.00 $124 UAE All 36.00 $104 Jamaica* All [ ] 28.00 $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] 40 United Kingdom All [ ] 1.00 $[ ] Poland 5 Japan All [ ] 1.00 $[ ] 8 Ukraine All [ ] 19.20 $[ ] Portugal 29 Jordan All [ ] 32.00 $[ ] 100 Uruguay All [ ] 40.00 $[ ] Qatar 52 Kazakhstan All [ ] 48.00 $[ ] 120 Venezuela All [ ] 32.00 $[ ] Romania 100 Kenya All [ ] 24.00 $[ ] 40 Vietnam* All [ ] 32.00 $[ ] Russia 104 Latvia Equities [ ] 12.00 $[ ] 60 Zambia All [ ] 24.00 $[ ] Russia MINFINs [ ] 40 Latvia Bonds 20.00 $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] 72 * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly base charge of $___ per account (fund) will apply based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:apply.
Appears in 1 contract
Name of Series Date Added. Otter Creek Long/Short Sxxxxx Fund On or after December 8, 2011 Sxxxxx Balanced Opportunity Fund on On or after November 11December 6, 2013 Domestic Custody Services Fee Schedule 2012 Sxxxxx Global Opportunity Fund On or after June 20, 2014 Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at November 2013 December, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] ___ basis point on average daily market value Minimum annual fee per fund - $[ ] ___ Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book ___ /book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository ___ /U.S. Bank repo agreement transaction § $[ ] – Option/SWAPS___ /short sale $___ /option/future contract written, exercised or expired § $[ ] – Mutual ___ /mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical ___ /physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated ___ /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $___ annual base fee per account Advisor’s Signature below acknowledges approval of signature not required as fees are not changing; only the domestic and global custody fee schedules on this Sxxxxx Global Opportunity Fund is being added. Sxxxxx Amended Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W V (continued) to the Professionally Managed Portfolios Advisors Series Trust Amended and Restated Custody Agreement Global Sub Custodial Services Annual Fee Schedule GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at November 2013 COUNTRY INSTRUMENT SAFEKEEPING December, 2012 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] ___ $[ ] ___ Lebanon All ___ $___ Australia All ___ $___ Lithuania All ___ $___ Austria All ___ $___ Luxembourg All ___ $___ Bahrain All ___ $___ Malaysia All ___ $___ Bangladesh All ___ $___ Mali* All ___ $___ Belgium All ___ $___ Malta All ___ $___ Benin* All ___ $___ Mauritius All ___ $___ Bermuda All ___ $___ Mexico All ___ $___ Botswana All ___ $___ Morocco All ___ $___ Brazil All ___ $___ Namibia All ___ $___ Bulgaria All ___ $___ Netherlands All ___ $___ Burkina Faso* All ___ $___ New Zealand All ___ $___ Canada All ___ $___ Niger* All ___ $___ Cayman Islands* All ___ $___ Nigeria All ___ $___ Channel Islands* All ___ $___ Norway All ___ $___ Chile All ___ $___ Oman All ___ $___ China“A” Shares All ___ $___ Pakistan All ___ $___ China“B” Shares All ___ $___ Peru All ___ $___ Columbia All ___ $___ Philippines All ___ $___ Costa Rica All ___ $___ Poland All ___ $___ Croatia All ___ $___ Portugal All ___ $___ Cyprus* All ___ $___ Qatar All ___ $___ Czech Republic All ___ $___ Romania All ___ $___ Denmark All ___ $___ Russia Equities/Bonds ___ $___ Ecuador All ___ $___ Russia MINFINs ___ $___ Egypt All ___ $___ Senegal* All ___ $___ Estonia All [ ] ___ $[ ] Australian ___ Singapore All [ ] ___ $[ ] Euromarkets*___ Euromarkets(3) All ___ $___ Slovak Republic All ___ $___ Finland All ___ $___ Slovenia All ___ $___ France All ___ $___ South Africa All ___ $___ Germany All ___ $___ South Korea All ___ $___ Ghana All ___ $___ Spain All ___ $___ Greece All ___ $___ Sri Lanka All ___ $___ Guinea Bissau* All [ ] ___ $[ ] Austria ___ Swaziland All [ ] ___ $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] ___ Hong Kong All [ ] ___ $[ ] Brazil ___ Sweden All [ ] ___ $[ ] ___ Hungary All [ ] ___ $[ ] Bulgaria ___ Switzerland All [ ] ___ $[ ] ___ Iceland All [ ] ___ $[ ] Canada ___ Taiwan All [ ] ___ $[ ] ___ India All [ ] ___ $[ ] Cayman Islands ___ Thailand All [ ] ___ $[ ] ___ Indonesia All [ ] ___ $[ ] Channel Islands ___ Togo* All [ ] ___ $[ ] ___ Ireland All [ ] ___ $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] ___ Trinidad & Tobago* All [ ] ___ $[ ] Pakistan ___ Israel All [ ] ___ $[ ] ___ Tunisia All [ ] ___ $[ ] Palestinian Autonomous Areas___ Italy All ___ $___ Turkey All ___ $___ Ivory Coast All ___ $___ UAE All ___ $___ Jamaica* All [ ] ___ $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] ___ United Kingdom All [ ] ___ $[ ] Poland ___ Japan All [ ] ___ $[ ] ___ Ukraine All [ ] ___ $[ ] Portugal ___ Jordan All [ ] ___ $[ ] ___ Uruguay All [ ] ___ $[ ] Qatar ___ Kazakhstan All [ ] ___ $[ ] ___ Venezuela All [ ] ___ $[ ] Romania ___ Kenya All [ ] ___ $[ ] ___ Vietnam* All [ ] ___ $[ ] Russia ___ Latvia Equities [ ] ___ $[ ] ___ Zambia All [ ] ___ $[ ] Russia MINFINs [ ] ___ Latvia Bonds ___ $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] ___ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion Sxxxxx Amended Exhibit V (continued) to the Advisors Series Trust Amended and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Restated Custody Agreement Annual Base Fee - A monthly charge $___ per account (fund) will apply based on the number of foreign securities heldapply. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surchargesurcharge (surcharge schedule available upon request). § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:Straight Through Processing – fees waived.
Appears in 1 contract
Name of Series Date Added. Otter Creek Long/Short Opportunity SiM Dynamic Allocation Diversified Income Fund on On or after November 11June 2, 2013 Domestic Custody Services Fee Schedule 2011 SiM Dynamic Allocation Balanced Income Fund On or after June 2, 2011 SiM Dynamic Allocation Equity Income Fund On or after June 2, 2011 Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at November 2013 June, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book /book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository /U.S. Bank repo agreement transaction § $[ ] – Option/SWAPS/short sale $[ ] /option/future contract written, exercised or expired § $[ ] – Mutual /mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical /physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2[ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENTCC. Strategic Income Management, INC. LLC By: /s/ Jxxxxx Rxxxxxx X. X’Xxxxx Xx. Xxxxxx Printed Name: Jxxxxx Rxxxxxx X. X’Xxxxx Xx. Xxxxxx Title: Chief Financial Officer CEO Date: November 21, 2000 Xxxxx Xxxxx 6/8/11 Exhibit W CC (continued) to the Professionally Managed Portfolios Separate Series of Advisors Series Trust Custody Agreement Global Sub Custodial Services Annual Fee Schedule GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at November 2013 COUNTRY INSTRUMENT SAFEKEEPING March, 2011 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Australian Singapore All [ ] $[ ] Euromarkets** Euromarkets(3) All [ ] $[ ] Austria Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Bahrain Slovenia All [ ] $[ ] France All [ ] $[ ] Bangladesh South Africa All [ ] $[ ] Germany All [ ] $[ ] Belgium South Korea All [ ] $[ ] Ghana All [ ] $[ ] Bermuda Spain All [ ] $[ ] Greece All [ ] $[ ] Botswana Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil Sweden All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Canada Taiwan All [ ] $[ ] India All [ ] $[ ] Cayman Islands Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands Togo* All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan Israel All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* Italy All [ ] $[ ] Turkey All [ ] $[ ] Peru Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Philippines Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Poland Japan All [ ] $[ ] Ukraine All [ ] $[ ] Portugal Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Qatar Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Romania Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly base charge of $[ ] per account (fund) will apply based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:apply.
Appears in 1 contract
Name of Series Date Added. Otter Creek Kxxxxxx Merger Fund Kxxxxxx Event Fund Kxxxxxx Long/Short Opportunity Fund on On or after November 11December 5, 2013 Domestic Custody Services Fee Schedule Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at November 2013 December, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] ___ basis point on average daily market value Minimum annual fee per fund - $[ ] ___ Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book ___ /book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository ___ /U.S. Bank repo agreement transaction § $[ ] – Option/SWAPS___ /short sale $___ /option/future contract written, exercised or expired § $[ ] – Mutual ___ /mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical ___ /physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated ___ /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2___. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $___ annual base fee per account * Subject to annual CPI increase, Milwaukee, MSA Fees are billed monthly Advisor’s Signature below acknowledges approval of the not required at December 5, 2013 as domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENT, INCfees are not changing - only the Kxxxxxx Long/Short Fund is being added. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Amended Exhibit W (continued) to the Professionally Managed Portfolios Separate Series of the Advisors Series Trust Amended and Restated Custody Agreement Global Sub Custodial Services Annual Fee Schedule GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at November 2013 COUNTRY INSTRUMENT SAFEKEEPING December, 2012 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] ___ $[ ] ___ Lebanon All ___ $___ Australia All ___ $___ Lithuania All ___ $___ Austria All ___ $___ Luxembourg All ___ $___ Bahrain All ___ $___ Malaysia All ___ $___ Bangladesh All ___ $___ Mali* All ___ $___ Belgium All ___ $___ Malta All ___ $___ Benin* All ___ $___ Mauritius All ___ $___ Bermuda All ___ $___ Mexico All ___ $___ Botswana All ___ $___ Morocco All ___ $___ Brazil All ___ $___ Namibia All ___ $___ Bulgaria All ___ $___ Netherlands All ___ $___ Burkina Faso* All ___ $___ New Zealand All ___ $___ Canada All ___ $___ Niger* All ___ $___ Cayman Islands* All ___ $___ Nigeria All ___ $___ Channel Islands* All ___ $___ Norway All ___ $___ Chile All ___ $___ Oman All ___ $___ China“A” Shares All ___ $___ Pakistan All ___ $___ China“B” Shares All ___ $___ Peru All ___ $___ Columbia All ___ $___ Philippines All ___ $___ Costa Rica All ___ $___ Poland All ___ $___ Croatia All ___ $___ Portugal All ___ $___ Cyprus* All ___ $___ Qatar All ___ $___ Czech Republic All ___ $___ Romania All ___ $___ Denmark All ___ $___ Russia Equities/Bonds ___ $___ Ecuador All ___ $___ Russia MINFINs ___ $___ Egypt All ___ $___ Senegal* All ___ $___ Estonia All [ ] ___ $[ ] Australian ___ Singapore All [ ] ___ $[ ] Euromarkets*___ Euromarkets(3) All ___ $___ Slovak Republic All ___ $___ Finland All ___ $___ Slovenia All ___ $___ France All ___ $___ South Africa All ___ $___ Germany All ___ $___ South Korea All ___ $___ Ghana All ___ $___ Spain All ___ $___ Greece All ___ $___ Sri Lanka All ___ $___ Guinea Bissau* All [ ] ___ $[ ] Austria ___ Swaziland All [ ] ___ $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] ___ Hong Kong All [ ] ___ $[ ] Brazil ___ Sweden All [ ] ___ $[ ] ___ Hungary All [ ] ___ $[ ] Bulgaria ___ Switzerland All [ ] ___ $[ ] ___ Iceland All [ ] ___ $[ ] Canada ___ Taiwan All [ ] ___ $[ ] ___ India All [ ] ___ $[ ] Cayman Islands ___ Thailand All [ ] ___ $[ ] ___ Indonesia All [ ] ___ $[ ] Channel Islands ___ Togo* All [ ] ___ $[ ] ___ Ireland All [ ] ___ $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] ___ Trinidad & Tobago* All [ ] ___ $[ ] Pakistan ___ Israel All [ ] ___ $[ ] ___ Tunisia All [ ] ___ $[ ] Palestinian Autonomous Areas___ Italy All ___ $___ Turkey All ___ $___ Ivory Coast All ___ $___ UAE All ___ $___ Jamaica* All [ ] ___ $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] ___ United Kingdom All [ ] ___ $[ ] Poland ___ Japan All [ ] ___ $[ ] ___ Ukraine All [ ] ___ $[ ] Portugal ___ Jordan All [ ] ___ $[ ] ___ Uruguay All [ ] ___ $[ ] Qatar ___ Kazakhstan All [ ] ___ $[ ] ___ Venezuela All [ ] ___ $[ ] Romania ___ Kenya All [ ] ___ $[ ] ___ Vietnam* All [ ] ___ $[ ] Russia ___ Latvia Equities [ ] ___ $[ ] ___ Zambia All [ ] ___ $[ ] Russia MINFINs [ ] ___ Latvia Bonds ___ $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] ___ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion Amended Exhibit W (continued) to the Separate Series of the Advisors Series Trust Amended and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Restated Custody Agreement Base Fee - – A monthly base charge per account (fund) will apply based on the number of: Number of foreign securities held. § [ ] – [ ] foreign securities: positions Monthly Base Fee > 5 $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] ___ § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surchargesurcharge (surcharge schedule available upon request). § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:Straight Through Processing – fees waived.
Appears in 1 contract
Name of Series Date Added. Otter Creek Long/Sxxxxxxx Short Opportunity Duration High Income Fund on On or after November 11September 20, 2013 Domestic Custody Services Fee Schedule 2012 Sxxxxxxx Floating Rate High Income Fund On or after June 20, 2014 Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at November 2013 December , 2012 Annual Fee Based Upon Market Value Per Fund* [ ] ___ basis point on average daily market value Minimum annual fee per fund - $[ ] ___ Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book ___ /book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository ___ /U.S. Bank repo agreement transaction § $[ ] – Option/SWAPS___ /short sale $___ /option/future contract written, exercised or expired § $[ ] – Mutual ___ /mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical ___ /physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated ___ /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $___ annual base fee per account * Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Sxxxxxxx Advisor’s Signature below acknowledges approval of not required as fees are not changing; only the domestic and global custody fee schedules on this Sxxxxxxx Floating Rate High Income Fund is being added. Amended Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W Y (continued) to the Professionally Managed Portfolios Advisors Series Trust Amended and Restated Custody Agreement Global Sub Custodial Services Annual Fee Schedule GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at November 2013 COUNTRY INSTRUMENT SAFEKEEPING December, 2012 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] ___ $[ ] ___ Lebanon All ___ $___ Australia All ___ $___ Lithuania All ___ $___ Austria All ___ $___ Luxembourg All ___ $___ Bahrain All ___ $___ Malaysia All ___ $___ Bangladesh All ___ $___ Mali* All ___ $___ Belgium All ___ $___ Malta All ___ $___ Benin* All ___ $___ Mauritius All ___ $___ Bermuda All ___ $___ Mexico All ___ $___ Botswana All ___ $___ Morocco All ___ $___ Brazil All ___ $___ Namibia All ___ $___ Bulgaria All ___ $___ Netherlands All ___ $___ Burkina Faso* All ___ $___ New Zealand All ___ $___ Canada All ___ $___ Niger* All ___ $___ Cayman Islands* All ___ $___ Nigeria All ___ $___ Channel Islands* All ___ $___ Norway All ___ $___ Chile All ___ $___ Oman All ___ $___ China“A” Shares All ___ $___ Pakistan All ___ $___ China“B” Shares All ___ $___ Peru All ___ $___ Columbia All ___ $___ Philippines All ___ $___ Costa Rica All ___ $___ Poland All ___ $___ Croatia All ___ $___ Portugal All ___ $___ Cyprus* All ___ $___ Qatar All ___ $___ Czech Republic All ___ $___ Romania All ___ $___ Denmark All ___ $___ Russia Equities/Bonds ___ $___ Ecuador All ___ $___ Russia MINFINs ___ $___ Egypt All ___ $___ Senegal* All ___ $___ Estonia All [ ] ___ $[ ] Australian ___ Singapore All [ ] ___ $[ ] Euromarkets*___ Euromarkets(3) All ___ $___ Slovak Republic All ___ $___ Finland All ___ $___ Slovenia All ___ $___ France All ___ $___ South Africa All ___ $___ Germany All ___ $___ South Korea All ___ $___ Ghana All ___ $___ Spain All ___ $___ Greece All ___ $___ Sri Lanka All ___ $___ Guinea Bissau* All [ ] ___ $[ ] Austria ___ Swaziland All [ ] ___ $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] ___ Hong Kong All [ ] ___ $[ ] Brazil ___ Sweden All [ ] ___ $[ ] ___ Hungary All [ ] ___ $[ ] Bulgaria ___ Switzerland All [ ] ___ $[ ] ___ Iceland All [ ] ___ $[ ] Canada ___ Taiwan All [ ] ___ $[ ] ___ India All [ ] ___ $[ ] Cayman Islands ___ Thailand All [ ] ___ $[ ] ___ Indonesia All [ ] ___ $[ ] Channel Islands ___ Togo* All [ ] ___ $[ ] ___ Ireland All [ ] ___ $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] ___ Trinidad & Tobago* All [ ] ___ $[ ] Pakistan ___ Israel All [ ] ___ $[ ] ___ Tunisia All [ ] ___ $[ ] Palestinian Autonomous Areas___ Italy All ___ $___ Turkey All ___ $___ Ivory Coast All ___ $___ UAE All ___ $___ Jamaica* All [ ] ___ $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] ___ United Kingdom All [ ] ___ $[ ] Poland ___ Japan All [ ] ___ $[ ] ___ Ukraine All [ ] ___ $[ ] Portugal ___ Jordan All [ ] ___ $[ ] ___ Uruguay All [ ] ___ $[ ] Qatar ___ Kazakhstan All [ ] ___ $[ ] ___ Venezuela All [ ] ___ $[ ] Romania ___ Kenya All [ ] ___ $[ ] ___ Vietnam* All [ ] ___ $[ ] Russia ___ Latvia Equities [ ] ___ $[ ] ___ Zambia All [ ] ___ $[ ] Russia MINFINs [ ] ___ Latvia Bonds ___ $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] ___ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion Sxxxxxxx Amended Exhibit Y (continued) to the Advisors Series Trust Amended and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Restated Custody Agreement Annual Base Fee - A monthly charge $___ per account (fund) will apply based on the number of foreign securities heldapply. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surchargesurcharge (surcharge schedule available upon request). § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:Straight Through Processing – fees waived.
Appears in 1 contract
Name of Series Date Added. Otter Creek Long/Short Opportunity Orinda Multi-Manager Hedged Equity Fund on On or after November 11March 25, 2013 Domestic Custody Services Fee Schedule 2011 Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at November 2013 March, 2011 Annual Fee Based Upon Market Value Per Fund* [ [___] basis point on average daily market value Minimum annual fee per fund - $[ [___] Plus Including portfolio transaction fees Portfolio Transaction Fees § (included in base fee) $[ [___] – Book /book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ [___] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository /U.S. Bank repo agreement transaction § $[ [___] – Option/SWAPS/short sale $[___] /option/future contract written, exercised or expired § $[ [___] – Mutual /mutual fund trade/Fed wire/margin variation Fed wire § $[ [___] – Physical /physical transaction § $[ [___] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2[___]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENTAA. Orinda Asset Management, INC. LLC By: /s/ Jxxxxx Cxxxx X. X’Xxxxx Xx. Xxxxxxxxxxx Printed Name: Jxxxxx Cxxxx X. X’Xxxxx Xx. Xxxxxxxxxxx Title: Chief Financial Officer President Date: November 21, 2000 Xxxxx Xxxxx 3/25/2011 Exhibit W AA (continued) to the Professionally Managed Portfolios Separate Series of Advisors Series Trust Custody Agreement Global Sub Custodial Services Annual Fee Schedule GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at November 2013 COUNTRY INSTRUMENT SAFEKEEPING March, 2011 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ 12.00 $[___] Lebanon All 20.00 $[ [___] Australia All 1.00 $[___] Lithuania All 16.00 $[___] Austria All 1.70 $[___] Luxembourg All 3.20 $[___] Bahrain All 40.00 $[___] Malaysia All 2.90 $[___] Bangladesh All 32.00 $[___] Mali* All 32.00 $[___] Belgium All 1.20 $[___] Malta All 17.60 $[___] Benin* All 32.00 $[___] Mauritius All 24.00 $[___] Bermuda All 12.00 $[___] Mexico All 1.50 $[___] Botswana All 20.00 $[___] Morocco All 28.00 $[___] Brazil All 7.20 $[___] Namibia All 24.00 $[___] Bulgaria All 32.00 $[___] Netherlands All 1.50 $[___] Burkina Faso* All 32.00 $[___] New Zealand All 2.00 $[___] Canada All 1.00 $[___] Niger* All 32.00 $[___] Cayman Islands* All 0.80 $[___] Nigeria All 24.00 $[___] Channel Islands* All 1.20 $[___] Norway All 1.50 $[___] Chile All 16.00 $[___] Oman All 40.00 $[___] China“A” Shares All 9.60 $[___] Pakistan All 24.00 $[___] China“B” Shares All 9.60 $[___] Peru All 35.00 $[___] Columbia All 32.00 $[___] Philippines All 3.90 $[___] Costa Rica All 12.00 $[___] Poland All 12.00 $[___] Croatia All 28.00 $[___] Portugal All 4.80 $[___] Cyprus* All 12.00 $[___] Qatar All 36.00 $[___] Czech Republic All 9.60 $[___] Romania All 28.00 $[___] Denmark All 1.50 $[___] Russia Equities/Bonds 30.00 $[___] Ecuador All 28.00 $[___] Russia MINFINs 12.00 $[___] Egypt All 25.60 $[___] Senegal* All 32.00 $[___] Estonia All [ 5.60 $[___] Singapore All 1.50 $[ [___] Australian Euromarkets(3) All [ 1.00 $[___] Slovak Republic All 20.00 $[ ] Euromarkets** All [ ] $[ ] Austria All [ ] $[ [___] Finland All [ 2.40 $[___] Slovenia All 20.00 $[ ] Bahrain All [ ] $[ [___] France All [ 1.00 $[___] South Africa All 1.50 $[ ] Bangladesh All [ ] $[ [___] Germany All [ 1.00 $[___] South Korea All 4.80 $[ ] Belgium All [ ] $[ [___] Ghana All [ 20.00 $[___] Spain All 1.00 $[ ] Bermuda All [ ] $[ [___] Greece All [ 7.20 $[___] Sri Lanka All 12.00 $[ [___] Botswana Guinea Bissau* All [ 40.00 $[___] Swaziland All 24.00 $[ [___] Hong Kong All [ 2.00 $[___] Sweden All 1.00 $[ ] Brazil All [ ] $[ [___] Hungary All [ 20.00 $[___] Switzerland All 1.00 $[ ] Bulgaria All [ ] $[ [___] Iceland All [ 12.00 $[___] Taiwan All 12.00 $[ ] Canada All [ ] $[ [___] India All [ 8.00 $[___] Thailand All 2.90 $[ ] Cayman Islands All [ ] $[ [___] Indonesia All [ 5.80 $[___] Togo* All 32.00 $[ ] Channel Islands All [ ] $[ [___] Ireland All [ ] 1.50 $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ [___] Trinidad & Tobago* All [ 24.00 $[___] Israel All 9.60 $[ ] Pakistan All [ ] $[ [___] Tunisia All [ 32.00 $[___] Italy All 1.50 $[ ] Palestinian Autonomous Areas* All [ ] $[ [___] Turkey All [ 9.60 $[___] Ivory Coast All 32.00 $[ ] Peru All [ ] $[ [___] UAE All [ 36.00 $[___] Jamaica* All 28.00 $[ ] Philippines All [ ] $[ [___] United Kingdom All [ 1.00 $[___] Japan All 1.00 $[ ] Poland All [ ] $[ [___] Ukraine All [ 19.20 $[___] Jordan All 32.00 $[ ] Portugal All [ ] $[ [___] Uruguay All [ 40.00 $[___] Kazakhstan All 48.00 $[ ] Qatar All [ ] $[ [___] Venezuela All [ 32.00 $[___] Kenya All 24.00 $[ ] Romania All [ ] $[ [___] Vietnam* All [ 32.00 $[___] Latvia Equities 12.00 $[ ] Russia Equities [ ] $[ [___] Zambia All [ 24.00 $[___] Latvia Bonds 20.00 $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ [___] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly base charge of $[___] per account (fund) will apply based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:apply.
Appears in 1 contract
Name of Series Date Added. Otter Creek Long/Short Opportunity Lxxxx Capital Large Cap Growth Fund on or after November 11June 12, 2013 Domestic Custody Services Fee Schedule 2012 Lxxxx Capital International Fund on or after June 12, 2012 Lxxxx Capital Small Cap Growth Fund on or after June 12, 2012 Lxxxx Capital Large Cap Core Fund on or after June 12, 2012 on Multiple Series Trust TRANSFER AGENT & SHAREHOLDER SERVICES ACCOUNT SERVICES FEE SCHEDULE at November 2013 June, 2012 Annual Fee Based Upon Market Value Per Service Charges to the Fund* [ ] basis point on average daily market value Minimum annual fee per fund - § Base Fee Per CUSIP $[ ] Plus portfolio transaction fees Portfolio ___ /year § NSCC Level 3 Accounts $___ /open account § No-Load Fund Accounts $___ /open account § Load Fund Accounts $___ /open account § Closed Accounts $___ /closed account Services Included in Annual Base Fee Per CUSIP § DST NSCC Charge § MFX Report Source Activity Charges § Manual Shareholder Transaction Fees & Correspondence $___ /event § Omnibus Account Transaction $___ /transaction § Telephone Calls $___ /minute § Voice Response Calls $___ /call § Daily Valuation/Manual 401k Trade $___ /trade CUSIP Setup Charge § $[ ] – Book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository transaction § $[ ] – Option/SWAPS/future contract written, exercised or expired § $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. ___ / CUSIP Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeepingtelephone toll-free lines, delivery call transfers, mailing, sorting and receipt postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of securitiesliterature fulfillment kits, shippinglost shareholder search, transfer disaster recovery charges, ACH fees, deposit withdrawals at custodian Fed wire charges, NSCC activity charges, voice response (DWACVRU) feesmaintenance and development, data communication and implementation charges, and extraordinary expenses based upon complexitytravel. Additional Services Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, client dedicated line data access, programming charges, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email services, dealer reclaim services, shareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Jumbo pricing, expedited CUSIP setup, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), marketing and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature below acknowledges approval of the domestic and global custody 6 (six) fee schedules on this Exhibit W OTTER CREEK MANAGEMENTDD. Lxxxx Capital Management, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Inc. Date: November 21, 2000 Xxxxx Xxxxx _______________ Lxxxx - 6/2012 Exhibit W DD (continued) to the Professionally Managed Portfolios Custody Advisors Series Trust Transfer Agent Servicing Agreement Global Sub Custodial Services TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at June, 2012 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $___ /fund group – includes up to 25 hours of technical/BSA support − Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] $[ ] Estonia All [ ] $[ ] Australian All [ ] $[ ] Euromarkets** All [ ] $[ ] Austria All [ ] $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* All [ ] $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] United Kingdom All [ ] $[ ] Poland All [ ] $[ ] Ukraine All [ ] $[ ] Portugal All [ ] $[ ] Uruguay All [ ] $[ ] Qatar All [ ] $[ ] Venezuela All [ ] $[ ] Romania All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly charge $___ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $___ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $___ /year § FAN Web Direct (API) – Quoted Separately § Customization - $___ /hour § Activity (Session) Fees: − Inquiry - $___ /event − Account Maintenance - $___ /event − Transaction – financial transactions, reorder statements, etc. - $___ /event − New Account Setup - $___ /event (Not available with FAN Web Select) § Strong Authentication: − $___ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) FAN Mail Financial planner mailbox provides transaction, account (fund) will apply based on the number and price information to financial planners and small broker/dealers for import into a variety of foreign securities heldfinancial planning software packages. § [ ] Base Fee Per Management Company – [ ] foreign securitiesfile generation and delivery - $___ /year § Per Record Charge − Rep/Branch/ID - $___ − Dealer - $___ § Price Files - $___ /record or $___ /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $___ /event − Per broker ID - $___ /month per ID § Transaction Processing − Implementation - $___ /management company − Transaction – purchase, redeem, exchange, literature order - $___ /event − New Account Setup – $___ /event Monthly Minimum Charge - $___ /month Vision Electronic Statements Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $___ /fund group − Code Print Software - $___ /fund group § Load charges − $___ /image § Archive charge (for any image stored beyond 2 years) − $___ /document *Normal Vision ID and activity charges also apply. Lxxxx - 6/2012 Exhibit DD (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at June, 2012 Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $[ ] ___ § [ ] Service - $___ /user per month § Access to the following systems included: − BDS – [ ] foreign securitiesStatement Storage and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - $___ one time setup fee - $___ /file per month maintenance fee Client Dedicated Line Data Access For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § $[ ] ___ /year per workstation for TA2000 AWD access § Over [ ] foreign securities: Data communications setup and monthly charges based upon location and bandwidth § Training billed at hourly rates plus out-of-pocket expenses Programming Charges § $[ ] ___ /hour § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Transfer Agent Training Services § On-site at USBFS - $ ___ /day § At Client Location - $ ___ /day plus travel and out-of-pocket expenses Lxxxx - 6/2012 Exhibit DD (continued) to equitiesthe Advisors Series Trust Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at June, domestic market debt and mutual funds) 2012 Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be subject to applied if the fund(s) have a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surchargeredemption fee. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:90 days or less: $___ /open account § 91-180 days: $___ /open account § 181-270 days: $___ /open account § 271 days – 1 year: $___ /open account § 1 year – 2 years: $___ /open account
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust)
Name of Series Date Added. Otter Creek Long/Short Opportunity Fund on or after November 11, 2013 Domestic Custody Services Fee Schedule at November 2013 March 2020 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees § • $[ ] ]– Book entry DTC transaction/Federal Reserve transaction/principal paydown § • $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-non- depository transaction § • $[ ] – Option/SWAPS/future contract written, exercised or expired § • $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire § • $[ ] – Physical transaction § • $[ ] ]– Check disbursement (waived if U.S. Bancorp is Administrator) § • $[ ] – Segregated account per year § • A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Miscellaneous Expenses Including All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, SWIFT charges, negative interest charges and extraordinary expenses based upon complexity. Additional Services • Additional fees apply for global servicing. Fund of Fund expenses quoted separately. • No charge for the initial conversion free receipt. • Overdrafts – charged to the account at prime interest rate plus [ ]% unless a line of credit is in place. * Subject to annual CPI increase – All Urban Consumers – U.S. City Average. Fees are calculated pro rata and billed monthly. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Amended Exhibit W W. OTTER CREEK MANAGEMENTADVISORS, INC. LLC By: /s/ Jxxxxx X. X’Xxxxx Xx. :_______________________________ Name: Jxxxxx X. X’Xxxxx Xx. :____________________________ Title: Chief Financial Officer :_____________________________ Date: November 21, 2000 Xxxxx Xxxxx :____________________________ Amended Exhibit W (continued) to the Professionally Managed Portfolios Amended and Restated Custody Agreement Global Sub Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING March 2020 Country Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction fee Country Safekeeping (BPS) TRANSACTION FEE Transaction fee Country Safekeeping (BPS) Transaction fee Australia [ ] $[ ] Hungary [ ] $[ ] Poland [ ] $[ ] Argentina All [ ] $[ ] Iceland [ ] $[ ] Portugal [ ] $[ ] Austria [ ] $[ ] India [ ] $[ ] Qatar [ ] $[ ] Bahrain [ ] $[ ] Indonesia [ ] $[ ] Romania [ ] $[ ] Bangladesh [ ] $[ ] Ireland [ ] $[ ] Russia [ ] $[ ] Belgium [ ] $[ ] Israel [ ] $[ ] Serbia [ ] $[ ] Bermuda [ ] $[ ] Italy [ ] $[ ] Singapore [ ] $[ ] Botswana [ ] $[ ] Japan [ ] $[ ] Slovakia [ ] $[ ] Brazil [ ] $[ ] Jordan [ ] $[ ] Slovenia [ ] $[ ] Bulgaria [ ] $[ ] Kenya [ ] $[ ] South Africa [ ] $[ ] Canada [ ] $[ ] Kuwait [ ] $[ ] South Korea [ ] $[ ] Chile [ ] $[ ] Latvia [ ] $[ ] Spain [ ] $[ ] China Connect [ ] $[ ] Lithuania [ ] $[ ] Sri Lanka [ ] $[ ] China (B Shares) [ ] $[ ] Luxembourg [ ] $[ ] Eswatini [ ] $[ ] Colombia [ ] $[ ] Malaysia [ ] $[ ] Sweden [ ] $[ ] Costa Rica [ ] $[ ] Malta [ ] $[ ] Switzerland [ ] $[ ] Croatia [ ] $[ ] Mauritius [ ] $[ ] Taiwan [ ] $[ ] Cyprus [ ] $[ ] Mexico [ ] $[ ] Thailand [ ] $[ ] Czech Republic [ ] $[ ] Morocco [ ] $[ ] Tunisia [ ] $[ ] Denmark [ ] $[ ] Namibia [ ] $[ ] Turkey [ ] $[ ] Egypt [ ] $[ ] Netherlands [ ] $[ ] UAE [ ] $[ ] Estonia All [ ] $[ ] Australian All New Zealand [ ] $[ ] Euromarkets** All Uganda [ ] $[ ] Austria All Euroclear (Eurobonds) [ ] $[ ] Nigeria [ ] $[ ] Ukraine [ ] $[ ] Euroclear (Non-Eurobonds) [ ] $[ ] Norway [ ] $[ ] United Kingdom [ ] $[ ] Finland All [ ] $[ ] Bahrain All Oman [ ] $[ ] Uruguay [ ] $[ ] France All [ ] $[ ] Bangladesh All Pakistan [ ] $[ ] Vietnam [ ] $[ ] Germany All [ ] $[ ] Belgium All Panama [ ] $[ ] West African Economic Monetary Union (WAEMU)* [ ] $[ ] Ghana All [ ] $[ ] Bermuda All Peru [ ] $[ ] Zambia [ ] $[ ] Greece All [ ] $[ ] Botswana All Philippines [ ] $[ ] Zimbabwe [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All Saudi Arabia [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* All [ ] $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] United Kingdom All [ ] $[ ] Poland All [ ] $[ ] Ukraine All [ ] $[ ] Portugal All [ ] $[ ] Uruguay All [ ] $[ ] Qatar All [ ] $[ ] Venezuela All [ ] $[ ] Romania All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation Includes Ivory Coast, Mali, Niger, Burkina Faso, Senegal, Guinnea Bissau, Togo and indemnification will be required prior to establishing accounts in these marketsBenin. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Global Custody Base Fee - A monthly charge base fee per account (fund) fund will apply based on the number of foreign securities held. § If no global assets are held within a given month, the monthly base charge will not apply for that month. • [ ]– [ ] foreign securities – $[ ]; [ ] – [ ] foreign securities: securities – $[ ] § [ ] – [ ] foreign securities: $[ ] § ]; Over [ ] foreign securities: securities – $[ ] § • Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § • For all other markets specified abovein above grid, surcharges may apply if a security is held outside of the local market. Cash Transactions:Miscellaneous Expenses • Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for account opening fees, tax reclaim fees, local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications, recurring administration fees, negative interest charges, overdraft charges or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. • A surcharge may be added to certain miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate.
Appears in 1 contract
Samples: Custody Agreement (Professionally Managed Portfolios)
Name of Series Date Added. Otter Creek Long/Short Opportunity Wxxxxx Sxxxxxxxx High Yield Municipal Fund on On or after November 11March 20, 2013 2014 Domestic Custody Services Fee Schedule at November 2013 March, 2014 Annual Fee Based Upon Market Value Per Fund* [ ] _____basis point on average daily market value Minimum annual fee per fund - $[ ] _____ Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] _____– Book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] _____– Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository transaction § $[ ] _____– Option/SWAPS/future contract written, exercised or expired § $[ ] _____– Mutual fund trade/Fed wire/margin variation Fed wire § $[ ] _____– Physical transaction § $[ ] _____– Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] _____– Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENTBB. Wxxxxx, INC. Sxxxxxxxx & Company, Inc. By: /s/ Jxxxxx Jxxxx X. X’Xxxxx Xx. Xxxxxxxxxxxx Name: Jxxxxx Jxxxx X. X’Xxxxx Xx. Xxxxxxxxxxxx Title: Chief Financial Officer Senior Vice President Date: November 21March 20, 2000 Xxxxx Xxxxx 2014 Wxxxxx Exhibit W BB (continued) to the Professionally Managed Portfolios Separate Series of Advisors Series Trust Custody Agreement Global Sub Sub-Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING March, 2014 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] ____ $[ ] ____ Malaysia All ____ $____ Australia All ____ $____ Malta All ____ $____ Austria All ____ $____ Mauritius All ____ $____ Bahrain All ____ $____ Mexico All ____ $____ Bangladesh All ____ $____ Morocco All ____ $____ Belgium All ____ $____ Namibia All ____ $____ Bermuda All ____ $____ Netherlands All ____ $____ Botswana All ____ $____ New Zealand All ____ $____ Brazil All ____ $____ Nigeria All ____ $____ Bulgaria All ____ $____ Norway All ____ $____ Canada All ____ $____ Oman All ____ $____ Cayman Islands* All ____ $____ Pakistan All ____ $____ Channel Islands* All ____ $____ Palestinian Autonomous Area* All ____ $____ Chile All ____ $____ Peru All ____ $____ China“A” Shares All ____ $____ Philippines All ____ $____ China“B” Shares All ____ $____ Poland All ____ $____ Columbia All ____ $____ Portugal All ____ $____ Costa Rica All ____ $____ Qatar All ____ $____ Croatia All ____ $____ Romania All ____ $____ Cyprus* All ____ $____ Russia Equities ____ $____ Czech Republic All ____ $____ Russia MINFINs ____ $____ Denmark All ____ $____ Serbia* All ____ $____ Ecuador All ____ $____ Singapore All ____ $____ Egypt All ____ $____ Slovak Republic All ____ $____ Estonia All [ ] ____ $[ ] Australian ____ Slovenia All [ ] ____ $[ ] ____ Euromarkets** All [ ] ____ $[ ] Austria ____ South Africa All [ ] ____ $[ ] ____ Finland All [ ] ____ $[ ] Bahrain ____ South Korea All [ ] ____ $[ ] ____ France All [ ] ____ $[ ] Bangladesh ____ Spain All [ ] ____ $[ ] ____ Germany All [ ] ____ $[ ] Belgium ____ Sri Lanka All [ ] ____ $[ ] ____ Ghana All [ ] ____ $[ ] Bermuda ____ Swaziland All [ ] ____ $[ ] Greece ____ Grece All [ ] ____ $[ ] Botswana ____ Sweden All [ ] ____ $[ ] ____ Hong Kong All [ ] ____ $[ ] Brazil ____ Switzerland All [ ] ____ $[ ] ____ Hungary All [ ] ____ $[ ] Bulgaria ____ Taiwan All [ ] ____ $[ ] ____ Iceland All [ ] ____ $[ ] Canada ____ Thailand All [ ] ____ $[ ] ____ India All [ ] ____ $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] ____ Trinidad & Tobago* All [ ] ____ $[ ] Pakistan ____ Indonesia All [ ] ____ $[ ] ____ Tunisia All [ ] ____ $[ ] Palestinian Autonomous Areas* ____ Ireland All [ ] ____ $[ ] ____ Turkey All [ ] ____ $[ ] Peru ____ Israel All [ ] ____ $[ ] ____ UAE All [ ] ____ $[ ] Philippines ____ Italy All [ ] ____ $[ ] ____ United Kingdom All [ ] ____ $[ ] Poland ____ Jamaica* All [ ] ____ $[ ] ____ Ukraine All [ ] ____ $[ ] Portugal ____ Japan All [ ] ____ $[ ] ____ Uruguay All [ ] ____ $[ ] Qatar ____ Jordan All [ ] ____ $[ ] ____ Venezuela All [ ] ____ $[ ] Romania ____ Kazakhstan All [ ] ____ $[ ] ____ Vietnam* All [ ] ____ $[ ] Russia Equities [ ] ____ Kenya All ____ $[ ] ____ Zambia All [ ] ____ $[ ] Russia MINFINs [ ] ____ Latvia Equities ____ $[ ] Serbia* ____ Latvia Bonds ____ $____ Lebanon All [ ] ____ $[ ] Singapore ____ Lithuania All [ ] ____ $[ ] ____ Luxembourg All ____ $____ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] 5 billion: 1 bp bp, >$[ ] 5 billion and <$[ ] 10 billion: [ ] .75 bps; >$[ ] 10 billion: [ ] .50 bps. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § [ ] – [ ] 1-25 foreign securities: $[ ] _____ § [ ] – [ ] 26-50 foreign securities: $[ ] _____ § Over [ ] 50 foreign securities: $[ ] _____ § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:.
Appears in 1 contract
Name of Series Date Added. Otter Creek Long/Short Opportunity Bxxxxx Value Equity Fund on or after November 11August 14, 2013 Domestic Custody Services Fee Schedule 2012 Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at November 2013 August, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book /book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository /U.S. Bank repo agreement transaction § $[ ] – Option/SWAPS/short sale $[ ] /option/future contract written, exercised or expired § $[ ] – Mutual /mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical /physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2[ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK AA. BXXXXX CAPITAL MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. XxXxxxxx Name: Jxxxxx X. X’Xxxxx Xx. XxXxxxxx Title: Chief Financial Executive Officer Date: November 21, 2000 Xxxxx Xxxxx 8/21/2012 Exhibit W AA (continued) to the Professionally Managed Portfolios Custody Agreement Global Sub Custodial Services Annual Fee Schedule GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at November 2013 COUNTRY INSTRUMENT SAFEKEEPING August, 2012 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Australian Singapore All [ ] $[ ] Euromarkets** Euromarkets(3) All [ ] $[ ] Austria Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Bahrain Slovenia All [ ] $[ ] France All [ ] $[ ] Bangladesh South Africa All [ ] $[ ] Germany All [ ] $[ ] Belgium South Korea All [ ] $[ ] Ghana All [ ] $[ ] Bermuda Spain All [ ] $[ ] Greece All [ ] $[ ] Botswana Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil Sweden All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Canada Taiwan All [ ] $[ ] India All [ ] $[ ] Cayman Islands Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands Togo* All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan Israel All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* Italy All [ ] $[ ] Turkey All [ ] $[ ] Peru Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Philippines Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Poland Japan All [ ] $[ ] Ukraine All [ ] $[ ] Portugal Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Qatar Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Romania Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <Annual Base Fee - $[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities heldapply. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surchargesurcharge (surcharge schedule available upon request). § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Straight Through Processing – fees waived. Cash Transactions:: § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $[ ].
Appears in 1 contract
Samples: Custody Agreement (Professionally Managed Portfolios)
Name of Series Date Added. Otter Creek Long/Sxxxxxxx Short Opportunity Duration High Income Fund on On or after November 11September 20, 2013 Domestic Custody Services Fee Schedule 2012 Sxxxxxxx Floating Rate High Income Fund On or after June 20, 2014 Multiple Series Trust TRANSFER AGENT & SHAREHOLDER SERVICES ACCOUNT SERVICES FEE SCHEDULE at November 2013 September, 2012 Annual Fee Based Upon Market Value Per Service Charges to the Fund* [ ] basis point on average daily market value Minimum annual fee per fund - § Base Fee Per CUSIP $[ ] Plus portfolio transaction fees Portfolio ___ /year (Reduced to $15,000 for first 24 months) § Additional Cusips $___ /year § NSCC Level 3 Accounts $___ /open account § No-Load Fund Accounts $___ /open account § Load Fund Accounts $___ /open account § Closed Accounts $___ /closed account Services Included in Annual Base Fee Per CUSIP § DST NSCC Charge Activity Charges § Manual Shareholder Transaction Fees & Correspondence $___ /event § Omnibus Account Transaction $___ /transaction § Telephone Calls $___ /minute § Voice Response Calls $___ /call § Daily Valuation/Manual 401k Trade $___ /trade CUSIP Setup Charge § $[ ] – Book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository transaction § $[ ] – Option/SWAPS/future contract written, exercised or expired § $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. ___ / CUSIP Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeepingtelephone toll-free lines, delivery call transfers, mailing, sorting and receipt postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of securitiesliterature fulfillment kits, shippinglost shareholder search, transfer disaster recovery charges, ACH fees, deposit withdrawals at custodian Fed wire charges, NSCC activity charges, voice response (DWACVRU) feesmaintenance and development, data communication and implementation charges, and extraordinary expenses based upon complexitytravel. Additional Services Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, client dedicated line data access, programming charges, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email services, dealer reclaim services, shareholder performance statements, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Same Day Cash Management, Real Time Cash Flow, expedited CUSIP setup, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature below acknowledges approval of not required as fees are not changing; only the domestic and global custody fee schedules on this Sxxxxxxx Floating Rate High Income Fund is being added. Sxxxxxxx Amended Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W EE (continued) to the Professionally Managed Portfolios Custody Advisors Series Trust Transfer Agent Servicing Agreement Global Sub Custodial Services TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at September, 2012 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over ___ open accounts) − Implementation - $___ /fund group – includes up to 25 hours of technical/BSA support − Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] $[ ] Estonia All [ ] $[ ] Australian All [ ] $[ ] Euromarkets** All [ ] $[ ] Austria All [ ] $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* All [ ] $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] United Kingdom All [ ] $[ ] Poland All [ ] $[ ] Ukraine All [ ] $[ ] Portugal All [ ] $[ ] Uruguay All [ ] $[ ] Qatar All [ ] $[ ] Venezuela All [ ] $[ ] Romania All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly charge $___ /year § FAN Web Select (Fund Groups under ___ open accounts) − Implementation - $___ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $___ /year § FAN Web Direct (API) – Quoted Separately § Customization - $___ /hour § Activity (Session) Fees: − Inquiry - $___ /event − Account Maintenance - $___ /event − Transaction – financial transactions, reorder statements, etc. - $___ /event − New Account Setup - $___ /event (Not available with FAN Web Select) § Strong Authentication: − $___ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) FAN Web Mobile Access to account (fund) will apply based on the number of foreign securities heldinformation and transaction capabilities through mobile internet devices. Shareholders can access portfolio summary, account balances, account history, and conduct financial transaction requests such as purchases, redemptions, and exchanges. § [ ] – [ ] foreign securitiesInitial Implementation Site Setup Fee - $___ § Monthly Base Fee - $___ § Transaction Fees: - Inquiry - $[ ] § [ ] – [ ] foreign securities: ___ /event - Maintenance - $[ ] § Over [ ] foreign securities: ___ /event - Transaction - $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at ___ /event - New Account Establishment Setup - $___ /event FAN Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a standard rate, but other types variety of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surchargefinancial planning software packages. § For all other markets specified aboveBase Fee Per Management Company – file generation and delivery - $___ /year § Per Record Charge − Rep/Branch/ID - $___ − Dealer - $___ § Price Files - $___ /record or $___ /user per month, surcharges may apply if whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a security is held outside of web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $___ /event − Per broker ID - $___ /month per ID § Transaction Processing − Implementation - $___ /management company − Transaction – purchase, redeem, exchange, literature order - $___ /event − New Account Setup – $___ /event − Monthly Minimum Charge - $___ /month Sxxxxxxx Amend Exhibit EE (continued) to the local market. Cash Transactions:Advisors Series Trust Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at September, 2012
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust)
Name of Series Date Added. Otter Creek Long/Short Opportunity Fund on or after November 11, 2013 Domestic Custody Fund Accounting, Fund Administration & Portfolio Compliance, and Chief Compliance Officer (CCO) Services Fee Schedule at November 2013 Annual Fee Based Upon Market Value Average Net Assets Per Fund* [ ] basis point points on average daily market value Minimum annual fee per fund - the first $[ ] Plus million [ ] basis points on the next $[ ] million [ ] basis points on the balance Minimum annual fee: $[ ] per fund § Additional fee of $[ ] for each additional class § Additional fee of $[ ] per manager/sub-advisor per fund § Additional fee of $[ ] for a Controlled Foreign Corporation (CFC) Services Included in Annual Fee Per Fund § Advisor Information Source – On-line access to portfolio transaction fees Portfolio Transaction Fees management and compliance information. § Daily Performance Reporting – Daily pre and post-tax fund and/or sub-advisor performance reporting. § USBFS Legal Administration (e.g., registration statement update) Pricing Services** § $[ ] – Book entry DTC transaction/Federal Reserve transaction/principal paydown - Domestic Equities, Options, ADRs § $[ ] – Repo agreement- Domestic Corporate/reverse repurchase agreementConvertible/time depositGov’t/CD or other non-depository transaction Agency Bonds, Foreign Equities, Futures, Forwards, Currency Rates, Mortgage Backed Securities § $[ ] – Option- CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/SWAPSConvertible/future contract writtenGov’t/Agency Bonds, exercised or expired Asset Backed Securities, High Yield Bonds § $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire - Bank Loans § $[ ] – Physical transaction - Credit Default Swaps § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) - Swaptions, Index Swaps § $[ ] – Segregated account per year - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps Corporate Action & Manual Pricing Services § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W (continued) to the Professionally Managed Portfolios Custody Agreement Global Sub Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] $[ ] Estonia All [ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] Australian All [ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] Euromarkets/Month Manual Security Pricing (>10/day) Fair Value Services (Charged at the Complex Level)** All [ ] § $[ ] Austria All on the First [ ] Securities § $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* All [ ] $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] United Kingdom All [ ] $[ ] Poland All [ ] $[ ] Ukraine All [ ] $[ ] Portugal All [ ] $[ ] Uruguay All [ ] $[ ] Qatar All [ ] $[ ] Venezuela All [ ] $[ ] Romania All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market valueon the Balance of Securities NOTE: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly charge per account (fund) will apply Prices above are based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds using U.S. Bancorp primary pricing service which may vary by security type and are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a surchargenon- standard security type which may result in additional fees. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be All schedules subject to a surcharge. § For all other markets specified above, surcharges may apply if a change depending upon the use of unique security is held outside of the local market. Cash Transactions:type requiring special pricing or accounting arrangements.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Professionally Managed Portfolios)
Name of Series Date Added. Otter Creek Long/Muzinich Short Opportunity Duration High Yield Corporate Debt Fund on or after November 11March 12, 2013 Domestic Custody Services Fee Schedule 2012 Muzinich U.S. High Yield Corporate Bund Fund on or after Mxxxx 00, 0000 Xxxxxxxx Credit Opportunities Fund on or after Mxxxx 00, 0000 Xxxxxxxx High Income Floating Rate Fund on or after March 12, 2012 Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at November 2013 March, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees § $[ ] – Book /book entry DTC transaction/Federal Reserve transaction/principal paydown § $[ ] – Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository /U.S. Bank repo agreement transaction § $[ ]/short sale $[ ] – Option/SWAPS/option/future contract written, exercised or expired § $[ ] – Mutual /mutual fund trade/Fed wire/margin variation Fed wire § $[ ] – Physical /physical transaction § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) § $[ ] – Segregated ]/segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2[ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENTZ. XXXXXXXX & CO., INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. :_______________________________ Name: Jxxxxx X. X’Xxxxx Xx. :____________________________ Title: Chief Financial Officer :_____________________________ Date: November 21, 2000 Xxxxx Xxxxx :____________________________ Exhibit W Z (continued) to the Professionally Managed Portfolios Custody Agreement Global Sub Custodial Services Annual Fee Schedule GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at November 2013 COUNTRY INSTRUMENT SAFEKEEPING March, 2012 Country Instrument Safekeeping (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING Transaction Fee Country Instrument Safekeeping (BPS) TRANSACTION FEE Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Australian Singapore All [ ] $[ ] Euromarkets** Euromarkets(3) All [ ] $[ ] Austria Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Bahrain Slovenia All [ ] $[ ] France All [ ] $[ ] Bangladesh South Africa All [ ] $[ ] Germany All [ ] $[ ] Belgium South Korea All [ ] $[ ] Ghana All [ ] $[ ] Bermuda Spain All [ ] $[ ] Greece All [ ] $[ ] Botswana Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil Sweden All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Canada Taiwan All [ ] $[ ] India All [ ] $[ ] Cayman Islands Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands Togo* All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan Israel All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* Italy All [ ] $[ ] Turkey All [ ] $[ ] Peru Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Philippines Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Poland Japan All [ ] $[ ] Ukraine All [ ] $[ ] Portugal Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Qatar Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Romania Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly base charge of $[ ] per account (fund) will apply based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions:apply.
Appears in 1 contract
Samples: Custody Agreement (Professionally Managed Portfolios)
Name of Series Date Added. Otter Creek Bxxxxx Long/Short Opportunity Equity Fund on or after November 11, 2013 Domestic Custody Fund Accounting, Fund Administration & Portfolio Compliance, and Chief Compliance Officer (CCO) Services Fee Schedule at November 2013 Annual Fee Based Upon Market Value Average Net Assets Per Fund* [ ] basis point points on average daily market value Minimum annual fee per fund - the first $[ ] Plus million [ ] basis points on the next $[ ] million [ ] basis points on the balance Minimum annual fee: $[ ] per fund § Additional fee of $[ ] for each additional class § Additional fee of $[ ] per manager/sub-advisor per fund § Additional fee of $[ ] for a Controlled Foreign Corporation (CFC) Services Included in Annual Fee Per Fund § Advisor Information Source – On-line access to portfolio transaction fees Portfolio Transaction Fees management and compliance information. § Daily Performance Reporting – Daily pre and post-tax fund and/or sub-advisor performance reporting. § USBFS Legal Administration (e.g., registration statement update) Pricing Services** § $[ ] – Book entry DTC transaction/Federal Reserve transaction/principal paydown - Domestic Equities, Options, ADRs § $[ ] – Repo agreement- Domestic Corporate/reverse repurchase agreementConvertible/time depositGov’t/CD or other non-depository transaction Agency Bonds, Foreign Equities, Futures, Forwards, Currency Rates, Mortgage Backed Securities § $[ ] – Option- CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/SWAPSConvertible/future contract writtenGov’t/Agency Bonds, exercised or expired Asset Backed Securities, High Yield Bonds § $[ ] – Mutual fund trade/Fed wire/margin variation Fed wire - Bank Loans § $[ ] – Physical transaction - Credit Default Swaps § $[ ] – Check disbursement (waived if U.S. Bancorp is Administrator) - Swaptions, Index Swaps § $[ ] – Segregated account per year - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps Corporate Action & Manual Pricing Services § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Advisor’s Signature below acknowledges approval of the domestic and global custody fee schedules on this Exhibit W OTTER CREEK MANAGEMENT, INC. By: /s/ Jxxxxx X. X’Xxxxx Xx. Name: Jxxxxx X. X’Xxxxx Xx. Title: Chief Financial Officer Date: November 21, 2000 Xxxxx Xxxxx Exhibit W (continued) to the Professionally Managed Portfolios Custody Agreement Global Sub Custodial Services Annual Fee Schedule at November 2013 COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All [ ] $[ ] Estonia All [ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] Australian All [ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] Euromarkets/Month Manual Security Pricing (>[ ]/day) Fair Value Services (Charged at the Complex Level)** All [ ] § $[ ] Austria All on the First [ ] Securities § $[ ] Finland All [ ] $[ ] Bahrain All [ ] $[ ] France All [ ] $[ ] Bangladesh All [ ] $[ ] Germany All [ ] $[ ] Belgium All [ ] $[ ] Ghana All [ ] $[ ] Bermuda All [ ] $[ ] Greece All [ ] $[ ] Botswana All [ ] $[ ] Hong Kong All [ ] $[ ] Brazil All [ ] $[ ] Hungary All [ ] $[ ] Bulgaria All [ ] $[ ] Iceland All [ ] $[ ] Canada All [ ] $[ ] India All [ ] $[ ] Cayman Islands All [ ] $[ ] Indonesia All [ ] $[ ] Channel Islands All [ ] $[ ] Ireland All [ ] $[ ] Chile All [ ] $[ ] Israel All [ ] $[ ] China “A” Shares All [ ] $[ ] Italy All [ ] $[ ] China “B” Shares All [ ] $[ ] Jamaica* All [ ] $[ ] Columbia All [ ] $[ ] Japan All [ ] $[ ] Costa Rica All [ ] $[ ] Jordan All [ ] $[ ] Croatia All [ ] $[ ] Kazakhstan All [ ] $[ ] Cyprus* All [ ] $[ ] Kenya All [ ] $[ ] Czech Republic All [ ] $[ ] Latvia Equities [ ] $[ ] Denmark All [ ] $[ ] Latvia Bonds [ ] $[ ] Equador All [ ] $[ ] Lebanon All [ ] $[ ] Egypt All [ ] $[ ] Lithuania All [ ] $[ ] Luxembourg All [ ] $[ ] Slovak Republic All [ ] $[ ] Malaysia All [ ] $[ ] Slovenia All [ ] $[ ] Malta All [ ] $[ ] South Africa All [ ] $[ ] Mauritius All [ ] $[ ] South Korea All [ ] $[ ] Mexico All [ ] $[ ] Spain All [ ] $[ ] Morocco All [ ] $[ ] Sri Lanka All [ ] $[ ] Namibia All [ ] $[ ] Swaziland All [ ] $[ ] Netherlands All [ ] $[ ] Sweden All [ ] $[ ] New Zealand All [ ] $[ ] Switzerland All [ ] $[ ] Nigeria All [ ] $[ ] Taiwan All [ ] $[ ] Norway All [ ] $[ ] Thailand All [ ] $[ ] Oman All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Pakistan All [ ] $[ ] Tunisia All [ ] $[ ] Palestinian Autonomous Areas* All [ ] $[ ] Turkey All [ ] $[ ] Peru All [ ] $[ ] UAE All [ ] $[ ] Philippines All [ ] $[ ] United Kingdom All [ ] $[ ] Poland All [ ] $[ ] Ukraine All [ ] $[ ] Portugal All [ ] $[ ] Uruguay All [ ] $[ ] Qatar All [ ] $[ ] Venezuela All [ ] $[ ] Romania All [ ] $[ ] Vietnam* All [ ] $[ ] Russia Equities [ ] $[ ] Zambia All [ ] $[ ] Russia MINFINs [ ] $[ ] Serbia* All [ ] $[ ] Singapore All [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market valueon the Balance of Securities NOTE: <$[ ] billion: 1 bp >$[ ] billion and <$[ ] billion: [ ] bps; >$[ ] billion: [ ] bps. Base Fee - A monthly charge per account (fund) will apply Prices above are based on the number of foreign securities held. § [ ] – [ ] foreign securities: $[ ] § [ ] – [ ] foreign securities: $[ ] § Over [ ] foreign securities: $[ ] § Euroclear – Eurobonds only. Eurobonds using U.S. Bancorp primary pricing service which may vary by security type and are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a surchargenon- standard security type which may result in additional fees. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be All schedules subject to a surcharge. § For all other markets specified above, surcharges may apply if a change depending upon the use of unique security is held outside of the local market. Cash Transactions:type requiring special pricing or accounting arrangements.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Professionally Managed Portfolios)
