Name of U. S. Affiliate] is a duly registered broker or dealer with the United States Securities and Exchange Commission and is a member of and in good standing with the Financial Industry Regulatory Authority, Inc. on the date hereof;
Appears in 3 contracts
Samples: Underwriting Agreement, Underwriting Agreement, Underwriting Agreement
Name of U. S. Affiliate] is a duly registered broker or dealer with the United States Securities and Exchange Commission and in each state in which an offer or sale is made, is a member of and in good standing with the Financial Industry Regulatory Authority, Inc. on and all offers and sales of the date hereofSubscription Receipts in the United States will be effected by [name of U.S. Affiliate] in accordance with all U.S. federal and state broker-dealer requirements;
Appears in 1 contract
Samples: Underwriting Agreement
Name of U. S. Affiliate] is a duly registered broker or dealer with the United States Securities and Exchange Commission and is a member of and in good standing with the Financial Industry Regulatory Authority, Inc. on the date hereof. All offers and sales of U.S. Offered Shares in the United States were either made by [U.S. Affiliate] or by [Underwriter] in accordance with Rule 15a-6 under the 1934 Act, and all sales of U.S. Offered Shares in the United States were made by [U.S. Affiliate];
Appears in 1 contract
Samples: Underwriting Agreement
Name of U. S. Affiliate] is a duly registered broker or dealer with the United States Securities and Exchange Commission and with all applicable states pursuant to such states' broker-dealer laws (unless exempted from the respective state's broker-dealer registration requirements) and is a member of and in good standing with the Financial Industry Regulatory Authority, Inc. Inc., in each case on the date hereofhereof and on the date of each offer and sale of Subscription Receipts made by them in the United States;
Appears in 1 contract
Samples: Underwriting Agreement