NASD Compliance. The Investor acknowledges that if it is a Registered Representative (as defined by the NASD) of a National Association of Securities Dealers (“NASD”) member firm, the Investor must give such firm the notice required by the NASD’s Rules of Fair Practice, receipt of which must be acknowledged by such firm on the signature page hereof.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Inverness Medical Innovations Inc), Securities Purchase Agreement (Shells Seafood Restaurants Inc), Securities Purchase Agreement (Medwave Inc)
NASD Compliance. The Investor acknowledges that if it is a Registered Representative (as defined by the NASD) of a National Association of Securities Dealers (“NASD”) member firm, the Investor must give such firm the notice required by the NASD’s Rules of Fair Practice, receipt of which must be acknowledged by such firm on the signature page hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cybex International Inc), Securities Purchase Agreement (Appliance Recycling Centers of America Inc /Mn)
NASD Compliance. The Investor acknowledges that if it is a Registered Representative (as defined by the NASD) of a National Association of Securities Dealers (“"NASD”") member firm, the Investor must give such firm the notice required by the NASD’s 's Rules of Fair Practice, receipt of which must be acknowledged by such firm on the signature page hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Inverness Medical Innovations Inc)
NASD Compliance. The Investor Purchaser acknowledges that if it is a Registered Representative (as defined by the NASD) of a National Association of Securities Dealers (“NASD”)) of a NASD member firm, the Investor Purchaser must give such firm the notice required by the NASD’s Rules of Fair Practice, receipt of which must be acknowledged by such firm on the signature page hereof.
Appears in 1 contract
