NASD Compliance. The Investor acknowledges that if it is a Registered Representative (as defined by the NASD) of a National Association of Securities Dealers (“NASD”) member firm, the Investor must give such firm the notice required by the NASD’s Rules of Fair Practice, receipt of which must be acknowledged by such firm on the signature page hereof.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Inverness Medical Innovations Inc), Securities Purchase Agreement (Medwave Inc), Stock Purchase Agreement (Inverness Medical Innovations Inc)
NASD Compliance. The Investor acknowledges that if it is a Registered Representative (as defined by the NASD) of a National Association of Securities Dealers (“NASD”) member firm, the Investor must give such firm the notice required by the NASD’s Rules of Fair Practice, receipt of which must be acknowledged by such firm on the signature page hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Appliance Recycling Centers of America Inc /Mn), Securities Purchase Agreement (Cybex International Inc)
NASD Compliance. The Investor acknowledges that if it is a Registered Representative (as defined by the NASD) of a National Association of Securities Dealers (“"NASD”") member firm, the Investor must give such firm the notice required by the NASD’s 's Rules of Fair Practice, receipt of which must be acknowledged by such firm on the signature page hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Inverness Medical Innovations Inc)
NASD Compliance. The Investor Purchaser acknowledges that if it is a Registered Representative (as defined by the NASD) of a National Association of Securities Dealers (“NASD”)) of a NASD member firm, the Investor Purchaser must give such firm the notice required by the NASD’s Rules of Fair Practice, receipt of which must be acknowledged by such firm on the signature page hereof.
Appears in 1 contract
