NASD Filing. The Company shall have filed with the National Association of Securities Dealers, a Notification Form: Listing of Additional Shares with respect to the Shares and the Warrant Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Clarient, Inc), Securities Purchase Agreement (Chromavision Medical Systems Inc)
NASD Filing. The Company shall have filed with the National Association of Securities Dealers, a Notification Form: Listing of Additional Shares with respect to the Shares and the Warrant Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Empire Resorts Inc), Securities Purchase Agreement (Mikohn Gaming Corp)
NASD Filing. The Company shall have filed file with the National Association of Securities Dealers, a Notification Form: Listing Change in the Number of Additional Shares Outstanding with respect to the Shares and the Warrant Shares.
Appears in 1 contract
NASD Filing. The Company shall have filed with the National Association of Securities Dealers, a Notification Form: Listing of Additional Shares with respect to the Shares and the Warrant Shares.. (Signature Page Follows)
Appears in 1 contract
