Common use of NASD Filings Clause in Contracts

NASD Filings. The Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 17 contracts

Samples: Participation Agreement (Empire Fidelity Investments Variable Annuity Account A), Fund Participation Agreement (Northbrook Variable Annuity Account Ii), Participation Agreement (Fidelity Investments Variable Annuity Account I)

AutoNDA by SimpleDocs

NASD Filings. The Company shall promptly inform Distributors Distributor as to the status of all sales literature filings pertaining to the Funds Fund and shall promptly notify Distributors Distributor of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 4 contracts

Samples: Fund Participation Agreement (Galic of New York Separate Account I), Participation Agreement (Annuity Investors Variable Account B), Participation Agreement (Annuity Investors Variable Account B)

NASD Filings. The Upon the request of Distributors, the Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 2 contracts

Samples: Participation Agreement (Variable Annuity Account A), Participation Agreement (SBL Variable Annuity Account Xiv)

NASD Filings. The Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional materialadvertisement" shall be construed in accordance with all applicable securities laws and regulationsregulations including, but not limited to, NASD Conduct Rule 2210.

Appears in 2 contracts

Samples: Participation Agreement (American Family Variable Account Ii), Participation Agreement (American Family Variable Account I)

NASD Filings. The Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds Special Fund or Designated Portfolios and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 2 contracts

Samples: Participation Agreement (National Variable Annuity Account Ii), Participation Agreement (Ameritas Life Insurance Corp Separate Account Llva)

NASD Filings. The Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 1 contract

Samples: Participation Agreement (Provident Mutual Variable Annuity Separate Account)

NASD Filings. The Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds Designated Portfolios and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, . the phrase "β€œsales literature or other promotional material" ” shall be construed in accordance with all applicable securities laws and regulations.

Appears in 1 contract

Samples: Participation Agreement (TFLIC Separate Account VNY)

AutoNDA by SimpleDocs

NASD Filings. The Company shall promptly inform Distributors as to ------------ the status of all sales literature filings pertaining to the Funds and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 1 contract

Samples: Participation Agreement (Titanium Universal Life Variable Account)

NASD Filings. The Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASDNASD pertaining to the Funds. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 1 contract

Samples: Participation Agreement (Il Annuity & Insurance Co Separate Account 1)

NASD Filings. The Company shall promptly inform Distributors as to the ------------ status of all sales literature filings pertaining to the Funds and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 1 contract

Samples: Participation Agreement (Titanium Annuity Variable Account)

NASD Filings. The Company shall promptly inform Distributors as to the status of all sales literature filings pertaining to the Funds Designated Portfolios and shall promptly notify Distributors of all approvals or disapprovals of sales literature filings with the NASD. For purposes of this Section 7, the phrase "sales literature or other promotional material" shall be construed in accordance with all applicable securities laws and regulations.

Appears in 1 contract

Samples: Participation Agreement (Providian Life & Health Insurance Co Separate Account V)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!