Common use of NASD Matters Clause in Contracts

NASD Matters. A. Do you know of any information pertaining to underwriting compensation and arrangements (see definition) or any dealings between any Underwriter or Related Person (see definition), NASD Member (see definition) or Person Associated with a Member of the NASD Answer: [ ] Yes [ ] No If "yes," please describe

NASD Matters. A. Do you know of any information pertaining to underwriting compensation and arrangements (see definition) or any dealings between any Underwriter or Related Person (see definition), NASD Member (see definition) or Person Associated with a Member of the NASD (see definition) on the one hand, and the Company or any parent, subsidiary or Controlling (see definition) shareholder thereof on the other hand? Answer: [ ] Yes [ ] No If "yes," please describedescribe ----------------------------------------------------------

NASD Matters. A. 1. Do you know of any information pertaining to underwriting compensation and arrangements (see definition) or any dealings between any Underwriter or Related Person (see definition), NASD Member (see definition) or Person Associated with a Member of the NASD (see definition) on the one hand, and the Company or any parent, subsidiary or Controlling (see definition) shareholder thereof on the other hand? Answer: [ ] Yes [ ] No If "yes," please describe

NASD Matters. A. 1. Do you know of any information pertaining to underwriting compensation and arrangements (see definition) or any dealings between any Underwriter or Related Person (see definition), NASD Member (see definition) or Person Associated with a Member of the NASD (see definition) on the one hand, and the Issuer or any parent, subsidiary or Controlling (see definition) shareholder thereof on the other hand? Answer: [ ] Yes [ ] No If "yes," please describe

NASD Matters. A. Do you know of any information pertaining to underwriting compensation and arrangements (see definition) or any dealings between any Underwriter or Related Person (see definition), NASD Member (see definition) or Person Associated with a Member of the NASD (see definition) on the one hand, and the Company or any parent, subsidiary or Controlling (see definition) shareholder thereof on the other hand? Answer: [ ] Yes [ ] No If "“yes," ” please describe

NASD Matters. A. 1. Do you know of any information pertaining to underwriting compensation and arrangements (see definition) or any dealings between any Underwriter or Related Person (see definition), NASD Member (see definition) or Person Associated with a Member of the NASD Answer: [ ] (see definition) on the one hand, and the Company or any parent, subsidiary or controlling (see definition) shareholder thereof on the other hand, other than information relating to the compensation to be paid to First Equity Corporation in connection with its proposed underwriting of the initial public offering of securities (the "IPO")? |_| Yes [ ] |_| No If "yes," ", please describeprovide a detailed description (please attach a separate sheet describing such information if necessary).