NASD Rules. Notwithstanding anything contained in this Warrant, the terms of this Warrant are intended to comply with the rules and regulations of the National Association of Securities Dealers, Inc. relating to the compensation of underwriters and placement agents, and any provision of this Warrant that is determined to be inconsistent with such rules shall be deemed to be modified to the extent necessary to comply with such rules.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (Sound Surgical Technologies Inc.), Oculus Innovative Sciences, Inc., Oculus Innovative Sciences, Inc.
NASD Rules. Notwithstanding anything contained in this Warrant, the terms of this Warrant are intended to comply with the rules and regulations of the National Association of Securities Dealers, Inc. NASD relating to the compensation of underwriters and placement agents, and any provision of this Warrant that is determined to be inconsistent with such rules shall be deemed to be modified to the extent necessary to comply with such rules.
Appears in 4 contracts
Samples: Underwriting Agreement (Banuestra Financial CORP), Underwriting Agreement (Babyuniverse, Inc.), Underwriting Agreement (Banuestra Financial CORP)
