Common use of Nasdaq Compliance Clause in Contracts

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Aurora Biosciences Corp), Stock Purchase Agreement (Pharmacopeia Inc), Stock Purchase Agreement (Pharmacopeia Inc)

AutoNDA by SimpleDocs

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and and, as of the date hereof, is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 3 contracts

Samples: Stock and Warrant Purchase Agreement (Hollis Eden Pharmaceuticals Inc /De/), Stock Purchase Agreement (Amylin Pharmaceuticals Inc), Stock Purchase Agreement (Amylin Pharmaceuticals Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock National Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market, nor has the Company received any notification that the Securities and Exchange Commission (the "SEC") or the NASD is contemplating terminating such registration or listing.

Appears in 3 contracts

Samples: Stock Purchase Agreement (United Therapeutics Corp), Securities Purchase Agreement (Sipex Corp), Securities Purchase Agreement (Sipex Corp)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock Market")Nasdaq, and the Company has taken no action designed tonot been contacted by the National Association of Securities Dealers, Inc. ("NASD"), either orally or likely to have the effect ofin writing, terminating the registration concerning potential delisting of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock MarketNASDAQ National Market System.

Appears in 3 contracts

Samples: Document Securities Purchase Agreement (Imagex Com Inc), Securities Purchase Agreement (Imagex Com Inc), Stock Purchase Agreement (Restoration Hardware Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock Market")Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq. The Company has not been notified by Nasdaq of any action or potential action by Nasdaq or of any violation of any Nasdaq Rules that could result in the Nasdaq delisting of the Company's Common Stock Marketfrom Nasdaq.

Appears in 3 contracts

Samples: Warrant Purchase Agreement (MPM Bio Ventures Iii Lp), Common Stock and Warrant Purchase Agreement (Frazier Healthcare Ii Lp), Common Stock and Warrant Purchase Agreement (Alta Partners)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act Act, and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Micro Therapeutics Inc), Securities Purchase Agreement (Micro Investment LLC)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act Act, and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the The Nasdaq Stock Market.

Appears in 2 contracts

Samples: Preferred Stock and Warrant Purchase Agreement (Novatel Wireless Inc), Preferred Stock and Warrant Purchase Agreement (Cornerstone Equity Investors Iv Lp)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Stock Market (the "Nasdaq Stock MarketNasdaq"), and the Company has taken no action designed tonot been contacted by the National Association of Securities Dealers, Inc. ("NASD"), either orally or likely to have the effect ofin writing, terminating the registration concerning potential delisting of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock MarketNASDAQ National Market System.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Restoration Hardware Inc), Stock Purchase Agreement (Restoration Hardware Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act of 1934, as amended (the "Exchange Act"), and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Intrabiotics Pharmaceuticals Inc /De), Common Stock and Warrant Purchase Agreement (Intrabiotics Pharmaceuticals Inc /De)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock MarketNASDAQ NATIONAL MARKET"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market., nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. is contemplating terminating such registration or listing

Appears in 2 contracts

Samples: Securities Purchase Agreement (Aradigm Corp), Securities Purchase Agreement (Aradigm Corp)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act Act, and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 2 contracts

Samples: Note Purchase Agreement (Micro Investment LLC), Note Purchase Agreement (Micro Investment LLC)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act Act, and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 2 contracts

Samples: Note Purchase Agreement (Micro Therapeutics Inc), Note Purchase Agreement (Micro Therapeutics Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The the Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Endocardial Solutions Inc), Stock Purchase Agreement (Incyte Pharmaceuticals Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The the Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market, nor has the Company received any notification that the SEC or the NASD is contemplating terminating such registration or listing.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Osi Pharmaceuticals Inc), Stock Purchase Agreement (Osi Pharmaceuticals Inc)

Nasdaq Compliance. The Company's ’s Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The the Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Tivo Inc), Stock Purchase Agreement (Tivo Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock National Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market, nor has the Company any knowledge of any fact or circumstance that may give rise to such event or received any notification that the SEC or the NASD is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Securities Purchase Agreement (Orthovita Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock National Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. ("NASD") is currently contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Stock and Warrant Purchase Agreement (Insmed Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The the Nasdaq National Market (the "Nasdaq Stock Market"), and the . The Company has taken no action designed to, or which to its knowledge is reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting of the Common Stock from the Nasdaq Stock National Market. The issuance of the Securities does not require shareholder approval pursuant to the Nasdaq Marketplace Rules.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Fao Inc)

Nasdaq Compliance. The Company's ’s Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock National Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market, nor has the Company received any notification that the SEC or the NASD is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Securities Purchase Agreement (Nanogen Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Stock Market, Inc. SmallCap Market (the "Nasdaq Stock SmallCap Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock SmallCap Market, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. (the “NASD”) is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Securities Purchase Agreement (Solexa, Inc.)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange 1934 Act and is listed on The the Nasdaq National Capital Market (the "Nasdaq Stock Market"“Nasdaq”), and the Company has taken no action designed tonot received any notification that the Commission, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Marketor the Financial Industry Regulatory Authority, Inc. is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Purchase Agreement (Claudius IV, LLC)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 1 contract

Samples: Stock Purchase Agreement (Adolor Corp)

Nasdaq Compliance. The Company's ’s Common Stock is registered pursuant to Section 12(g12(b) of the Exchange Act and is listed on The the Nasdaq National Market (the "Nasdaq Stock Capital Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock Capital Market, nor has the Company received any notification that the SEC, the Financial Industry Regulatory Authority, Inc. (“FINRA”), or Nasdaq is contemplating terminating such registration or listing, except to the extent that the Company has resolved the issues raised in any such notification.

Appears in 1 contract

Samples: Stock and Warrant Purchase Agreement (Inhibitex, Inc.)

AutoNDA by SimpleDocs

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The the Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Securities Purchase Agreement (Metabasis Therapeutics Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"). The Company has not, and in the twelve (12) months preceding the Effective Date hereof, received written notice from the Nasdaq Stock Market that the Company has taken no action designed to, is not in compliance with the listing or likely to have the effect of, terminating the registration maintenance requirements of the Common Nasdaq Stock under Market. The issuance and sale of Shares hereunder does not contravene the Exchange Act or delisting the Common Stock from rules and regulations of the Nasdaq Stock Market.

Appears in 1 contract

Samples: Purchase Agreement (Versicor Inc /Ca)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock Market.

Appears in 1 contract

Samples: Stock Purchase Agreement (Messagemedia Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock MarketNASDAQ NATIONAL MARKET"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Securities Purchase Agreement (Aradigm Corp)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock MarketNASDAQ STOCK MARKET"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 1 contract

Samples: Stock Purchase Agreement (Lecroy Corp)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and is listed quoted on The the Nasdaq National Market OTC Bulletin Board (the "Nasdaq Stock MarketBulletin Board"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting removing the Common Stock from the Nasdaq Stock MarketBulletin Board.

Appears in 1 contract

Samples: Stock Purchase Agreement (Nestor Inc)

Nasdaq Compliance. The Company's ’s Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock Market")Nasdaq, and the Company has taken no action designed to, or which is reasonably likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.Nasdaq. The

Appears in 1 contract

Samples: Unit Purchase Agreement (Idm Pharma, Inc.)

Nasdaq Compliance. The Company's ’s Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The the Nasdaq National Market (the "Nasdaq Stock Market"“Nasdaq”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from Nasdaq, nor has the Company received any notification that the SEC or Nasdaq Stock Marketis contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Securities Purchase Agreement (Advanced Life Sciences Holdings, Inc.)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock MarketNASDAQ STOCK MARKET"), and the Company has taken no action designed to, or likely to have the effect of, terminating terminate the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market. The Company is not aware of, and has not received any notice of, any efforts or actions to terminate the registration of the Common Stock under the Exchange Act or delist the Common Stock from the Nasdaq Stock Market.

Appears in 1 contract

Samples: Purchase Agreement (New Century Financial Corp)

Nasdaq Compliance. The Company's Common Stock ’s common stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Capital Market (the "Nasdaq Stock Capital Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock common stock under the Exchange Act or delisting de-listing the Common Stock common stock from the Nasdaq Stock Market.the

Appears in 1 contract

Samples: Stock Purchase Agreement (Silicon Graphics Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock National Market"), . The Company is currently in full compliance with Nasdaq requirements and the Company has taken no will not take any action designed to, or likely which will cause it to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Marketfail to comply.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Fastnet Corp)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act Act, and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 1 contract

Samples: Securities Purchase Agreement (Napro Biotherapeutics Inc)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq National Market (the "Nasdaq Stock Market"), and neither the Company Company, nor to the knowledge of the Company, any third party has taken no any action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Stock Market.

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Ecollege Com)

Nasdaq Compliance. The Company's Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock National Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market., nor has the

Appears in 1 contract

Samples: Securities Purchase Agreement (Aradigm Corp)

Nasdaq Compliance. The Company's ’s Common Stock is registered pursuant to Section 12(g) of the Exchange Act and is listed on The Nasdaq Stock Market, Inc. National Market (the "Nasdaq Stock National Market"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from the Nasdaq Stock National Market., nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. is contemplating terminating such registration or listing

Appears in 1 contract

Samples: Securities Purchase Agreement (Aradigm Corp)

Time is Money Join Law Insider Premium to draft better contracts faster.