Common use of Nasdaq Global Market Clause in Contracts

Nasdaq Global Market. The Securities are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and have been approved for quotation on the Nasdaq Global Market (“NASDAQ”) upon notice of issuance, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares under the Exchange Act or delisting the Common Shares from the NASDAQ, nor has the Company received any notification that the Commission or the FINRA is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Securities for trading on the NASDAQ.

Appears in 5 contracts

Samples: Administration Agreement (Prospect Capital Corp), Prospect Capital Corp, Prospect Capital Corp

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Nasdaq Global Market. The Securities Shares are registered pursuant to Section 12(b) or 12(g) of the Exchange 1934 Act and have been approved for quotation on the Nasdaq Global Market (“NASDAQ”) upon notice of issuance, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares under the Exchange 1934 Act or delisting the Common Shares from the NASDAQ, nor has the Company received any notification that the Commission or the FINRA NASD is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Securities Shares for trading on the NASDAQ.

Appears in 2 contracts

Samples: Prospect Energy Corp, Prospect Energy Corp

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Nasdaq Global Market. The Securities Shares are registered pursuant to Section 12(b) or 12(g) of the Exchange 1934 Act and have been approved for quotation on the Nasdaq Global Market (“NASDAQ”) upon notice of issuance, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Shares under the Exchange 1934 Act or delisting the Common Shares from the NASDAQ, nor has the Company received any notification that the Commission or the FINRA is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Securities Shares for trading on the NASDAQ.

Appears in 1 contract

Samples: Prospect Capital Corp

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