Nasdaq Global Select Market. The Shares are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and will be approved for quotation on the Nasdaq Global Select Market (“NASDAQ”) upon notice of issuance, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ, nor has the Company received any notification that the Commission or FINRA is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Common Stock, including the Shares, for trading on the NASDAQ.
Appears in 17 contracts
Samples: Equity Distribution Agreement (Prospect Capital Corp), Equity Distribution Agreement (Prospect Capital Corp), Equity Distribution Agreement (Prospect Capital Corp)
Nasdaq Global Select Market. The Shares Company’s shares of common stock are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and will be approved are listed for quotation on the Nasdaq Global Select Market (“NASDAQ”) upon notice of issuance, and the ). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock its common stock under the Exchange Act or delisting the Common Stock its common stock from the NASDAQ, nor has the Company received any notification that the Commission or FINRA is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for the listing the Common Stock, including the Shares, of its common stock for trading on the NASDAQ.
Appears in 14 contracts
Samples: Underwriting Agreement (Prospect Capital Corp), Underwriting Agreement (Prospect Capital Corp), Underwriting Agreement (Prospect Capital Corp)
Nasdaq Global Select Market. The Shares Company’s shares of common stock are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and will be approved are listed for quotation on the Nasdaq Global Select Market (“NASDAQ”) upon notice of issuance, and the ). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock its common stock under the Exchange Act or delisting the Common Stock its common stock from the NASDAQ, nor has the Company received any notification that the Commission or FINRA is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Common Stock, including the Shares, its common stock for trading on the NASDAQ.
Appears in 10 contracts
Samples: Debt Distribution Agreement (Prospect Capital Corp), Debt Distribution Agreement (Prospect Capital Corp), Distribution Agreement (Prospect Capital Corp)
Nasdaq Global Select Market. The Shares Company’s shares of common stock are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and will be approved are listed for quotation on the Nasdaq Global Select Market (“NASDAQ”) upon notice of issuance, and the . The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock its common stock under the Exchange Act or delisting the Common Stock its common stock from the NASDAQ, nor has the Company received any notification that the Commission or FINRA the Financial Industry Regulatory Authority, Inc. (“FINRA”) is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Common Stock, including the Shares, its common stock for trading on the NASDAQ.
Appears in 2 contracts
Samples: Purchase Agreement (Prospect Capital Corp), Purchase Agreement (Prospect Capital Corp)
Nasdaq Global Select Market. The Shares are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and will be have been approved for quotation on the Nasdaq Global Select Market (“NASDAQ”) upon notice of issuance, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock Shares under the Exchange Act or delisting the Common Stock Shares from the NASDAQ, nor has the Company received any notification that the Commission or FINRA the NASD is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Common Stock, including the Shares, Shares for trading on the NASDAQ.
Appears in 2 contracts
Samples: Placement Agreement (Gladstone Capital Corp), Underwriting Agreement (Gladstone Capital Corp)
Nasdaq Global Select Market. The Shares Company’s shares of common stock are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and will be approved are listed for quotation on the Nasdaq Global Select Market (“NASDAQ”) upon notice of issuance, and the ). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock its common stock under the Exchange Act or delisting the Common Stock its common stock from the NASDAQ, nor has the Company received any notification that the Commission or FINRA the Financial Industry Regulatory Authority, Inc. (“FINRA”) is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Common Stock, including the Shares, its common stock for trading on the NASDAQ.
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Nasdaq Global Select Market. The Shares are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and will be approved are listed for quotation on the Nasdaq Global Select Market (“NASDAQ”) upon notice of issuance, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ, nor has the Company received any notification that the Commission or FINRA is contemplating terminating such registration or listing. The Company has continued to satisfy, in all material respects, all requirements for listing the Common Stock, including the Shares, for trading on the NASDAQ.
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Nasdaq Global Select Market. The Shares Company’s shares of common stock are registered pursuant to Section 12(b) or 12(g) of the Exchange Act and will be approved are listed for quotation on the Nasdaq Global Select Market (“NASDAQ”) upon notice of issuance, and the ). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock its common stock under the Exchange Act or delisting the Common Stock its common stock from the NASDAQ, nor has the Company received any notification that the Commission or FINRA is contemplating terminating such registration or xi listing. The Company has continued to satisfy, in all material respects, all requirements for the listing the Common Stock, including the Shares, of its common stock for trading on the NASDAQ.
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