Nasdaq National Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq"), and, except as contemplated by this Agreement, the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listing.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Warburg Pincus Private Equity Viii L P), Securities Purchase Agreement (Proxim Corp), Securities Purchase Agreement (Proxim Corp)
Nasdaq National Market. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq"), and, except as contemplated by this Agreement, the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the SEC or the National Association of Securities DealersNASD, Inc. ("NASD") is contemplating terminating such registration or listing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Warburg Pincus Private Equity Viii L P), Securities Purchase Agreement (Proxim Corp), Securities Purchase Agreement (Proxim Corp)
Nasdaq National Market. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq")Market, and, except as contemplated by this Agreement, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqthe Nasdaq National Market, nor has the Company received any notification that the SEC Commission or the National Association of Securities Dealers, Inc. ("the “NASD"”) is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Underwriting Agreement (American Capital Strategies LTD), Underwriting Agreement (American Capital Strategies LTD), Underwriting Agreement (American Capital Strategies LTD)
Nasdaq National Market. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq")Market, and, except as contemplated by this Agreement, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqthe Nasdaq National Market, nor has the Company received any notification that the SEC Commission or the National Association of Securities Dealers, Inc. (the "NASD") is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Underwriting Agreement (American Capital Strategies LTD), Underwriting Agreement (American Capital Strategies LTD), Underwriting Agreement (American Capital Strategies LTD)
Nasdaq National Market. The Company's Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq")Market, and, except as contemplated by this Agreement, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from Nasdaqthe Nasdaq National Market, nor has the Company received any notification that the SEC Commission or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listing.
Appears in 3 contracts
Samples: Purchase Agreement (Warburg Pincus Private Equity Viii L P), Purchase Agreement (Triangle Pharmaceuticals Inc), Purchase Agreement (Triangle Pharmaceuticals Inc)
Nasdaq National Market. The Company's Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq")Market, and, except as contemplated by this Agreement, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting de-listing the Common Stock from Nasdaqthe Nasdaq National Market, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listing.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Synaptic Pharmaceutical Corp), Stock Purchase Agreement (Warburg Pincus Private Equity Viii L P)
Nasdaq National Market. The Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the Nasdaq National Market System ("Nasdaq"), and, except as contemplated by this Agreement, the . The Company has taken no action designed toto delist, or which, to the Company's knowledge, is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the . The Company received any notification that the SEC or shall comply with all requirements of the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listingwith respect to the issuance of the Securities and the listing of the Shares and the Underlying Shares on Nasdaq.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Corixa Corp), Securities Purchase Agreement (Corixa Corp)
Nasdaq National Market. The Common Stock is registered pursuant to ---------------------- Section 12(b12(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and is listed on the Nasdaq National Market ("Nasdaq"), and, except as contemplated by this Agreement, the Market. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqthe Nasdaq National Market, nor has the Company received any notification that the SEC Commission or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating any termination of such registration or listing.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Aastrom Biosciences Inc), 5 1/2% Convertible Preferred Stock Purchase Agreement (Aastrom Biosciences Inc)
Nasdaq National Market. The Company’s Common Stock is registered pursuant to Section 12(b12(g) of the Securities Exchange Act of 1934 (the “1934 Act”) and is listed on the Nasdaq National Market ("Nasdaq")Market, and, except as contemplated by this Agreement, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting de-listing the Common Stock from Nasdaqthe Nasdaq National Market, nor has the Company received any notification that the SEC Commission or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listing.
Appears in 1 contract
Samples: Stock Purchase Agreement (Scientific Learning Corp)
Nasdaq National Market. The Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the Nasdaq National Market System ("NasdaqNASDAQ"), and, except as contemplated by this Agreement, the . The Company has taken no action designed toto delist, or which, to the Company's knowledge, is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the . The Company received any notification that the SEC or shall comply with all requirements of the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listingwith respect to the issuance of the Debentures and the listing of the Common Stock on Nasdaq.
Appears in 1 contract
Samples: Senior Redeemable Convertible Debenture Purchase Agreement (Immersion Corp)
Nasdaq National Market. The Common Stock is registered pursuant to Section 12(b12(g) of the Securities Exchange Act of 1934, as amended (the ``Exchange Act''), and is listed on the Nasdaq National Market ("Nasdaq"), and, except as contemplated by this Agreement, the Market. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqthe Nasdaq National Market, nor has the Company received any notification that the SEC (commission or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating any termination of such registration or listing.
Appears in 1 contract
Nasdaq National Market. The Common Stock is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the Nasdaq National Market System ("NasdaqNASDAQ"), and, except as contemplated by this Agreement, the . The Company has taken no action designed toto delist, or which, to the Company's knowledge, is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the . The Company received any notification that the SEC or shall comply with all requirements of the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listingwith respect to the issuance of the Series A Preferred Stock and the listing of the Common Stock on Nasdaq.
Appears in 1 contract
Samples: Series a Redeemable Convertible Preferred Stock Purchase Agreement (Immersion Corp)