Nature of Beneficial Ownership. The purpose of this section is to identify the ultimate natural person(s) or publicly held entity(ies) that exercise(s) sole or shared voting or dispositive power over the Registrable Securities. (a) Is the Selling Securityholder a natural person? ☐ Yes. ☐ No. (b) Is the Selling Securityholder required to file, or is it a wholly owned subsidiary of an entity that is required to file, periodic and other reports (for example, Forms 10-K, 10-Q and 8-K) with the Commission pursuant to Section 13(a) or 15(d) of the Exchange Act? ☐ Yes. ☐ No. (c) Is the Selling Securityholder an investment company, or a subsidiary of an investment company, registered under the Investment Company Act of 1940, as amended? ☐ Yes. ☐ No. (d) If the Selling Securityholder is a subsidiary of such an investment company, please identify the investment company: (e) Identify below the name of each natural person or entity that has sole or shared investment or voting control over the securities listed in Item 3 above:
Appears in 5 contracts
Samples: Registration Rights Agreement (Kennedy-Wilson Holdings, Inc.), Registration Rights Agreement (Kennedy-Wilson Holdings, Inc.), Registration Rights Agreement (Kennedy-Wilson Holdings, Inc.)
Nature of Beneficial Ownership. The purpose of this section is to identify the ultimate natural person(s) or publicly held entity(ies) that exercise(s) sole or shared voting or dispositive power over the Registrable Securities.
(a) Is the Selling Securityholder a natural person? ☐ Yes. ☐ No.
(b) Is the Selling Securityholder required to file, or is it a wholly owned subsidiary of an entity that is required to file, periodic and other reports (for example, Forms 10-K, 10-Q and 8-K) with the Commission SEC pursuant to Section 13(a) or 15(d) of the Exchange Act? ☐ Yes. ☐ No.
(c) Is the Selling Securityholder an investment company, or a subsidiary of an investment company, registered under the Investment Company Act of 1940, as amended? ☐ Yes. ☐ No.
(d) If the Selling Securityholder is a subsidiary of such an investment company, please identify the investment company:
(e) Identify below the name of each natural person or entity that has sole or shared investment or voting control over the securities listed in Item 3 above:: PLEASE NOTE THAT THE SEC REQUIRES THAT THESE NATURAL PERSONS AND ENTITIES BE NAMED IN THE PROSPECTUS
Appears in 3 contracts
Samples: Registration Rights Agreement (Rexford Industrial Realty, Inc.), Registration Rights Agreement (Rexford Industrial Realty, Inc.), Second Registration Rights Agreement (Centogene N.V.)
Nature of Beneficial Ownership. The purpose of this section is to identify the ultimate natural person(s) or publicly held entity(ies) that exercise(s) sole or shared voting or dispositive power over the Registrable Securities.
(a) Is the Selling Securityholder a natural person? ☐ Yes. ☐ No.. ACTIVE 248784068v.19
(b) Is the Selling Securityholder required to file, or is it a wholly owned subsidiary of an entity that is required to file, periodic and other reports (for example, Forms 10-K, 10-Q and 8-K) with the Commission pursuant to Section 13(a) or 15(d) of the Exchange Act? ☐ Yes. ☐ No.
(c) Is the Selling Securityholder an investment company, or a subsidiary of an investment company, registered under the Investment Company Act of 1940, as amended? ☐ Yes. ☐ No.
(d) If the Selling Securityholder is a subsidiary of such an investment company, please identify the investment company:
(e) Identify below the name of each natural person or entity that has sole or shared investment or voting control over the securities listed in Item 3 above:
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Kennedy-Wilson Holdings, Inc.)
Nature of Beneficial Ownership. The purpose of this section is to identify the ultimate natural person(s) or publicly held entity(ies) that exercise(s) sole or shared voting or dispositive power over the Registrable Securities.
(a) Is the Selling Securityholder a natural person? ☐ Yes. ☐ No.
(b) Is the Selling Securityholder required to file, or is it a wholly owned subsidiary of an entity that is required to file, periodic and other reports (for example, Forms 10-K, 10-Q and 8-K) with the Commission SEC pursuant to Section 13(a) or 15(d) of the Exchange Act? ☐ Yes. ☐ No.
(c) Is the Selling Securityholder an investment company, or a subsidiary of an investment company, registered under the Investment Company Act of 1940, as amended? ☐ Yes. ☐ No.
(d) If the Selling Securityholder is a subsidiary of such an investment company, please identify the investment company:
(e) Identify below the name of each natural person or entity that has sole or shared investment or voting control over the securities listed in Item 3 3 above:: PLEASE NOTE THAT THE SEC REQUIRES THAT THESE NATURAL PERSONS AND ENTITIES BE NAMED IN THE PROSPECTUS
Appears in 1 contract
