Nature of the Selling Securityholder. (a) Is the selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act or a registered investment company under the Investment Company Act? If so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities that the entity owns.
Appears in 15 contracts
Samples: Rights Agreement, Registration Rights Agreement (Aar Corp), Registration Rights Agreement (PSS World Medical Inc)
Nature of the Selling Securityholder. (a) Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority majority-owned subsidiary of a reporting company under the Securities Exchange Act or a registered investment company under the Investment Company Act? If so, please state which one. If the entity Selling Securityholder is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity Selling Securityholder is not any of the above, identify the natural person or persons having voting and investment control over the Company’s or any Guarantor’s securities that the entity Selling Securityholder owns.
Appears in 4 contracts
Samples: Indenture (Nortel Networks Corp), Indenture (Nortel Networks LTD), Indenture (Nortel Networks LTD)
Nature of the Selling Securityholder. (a) Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act Act, or a registered investment company under the Investment Company Act? If , and if so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities that the entity owns.
Appears in 3 contracts
Samples: Registration Rights Agreement (Leucadia National Corp), Registration Rights Agreement (Jefferies Group Inc /De/), Registration Rights Agreement (Jefferies Group Inc /De/)
Nature of the Selling Securityholder. (a) Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act Act, or a registered investment company under the Investment Company Act? If so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities that the entity owns.
Appears in 2 contracts
Samples: Resale Registratrion Rights Agreement (Vertex Pharmaceuticals Inc / Ma), Registration Rights Agreement (Vertex Pharmaceuticals Inc / Ma)
Nature of the Selling Securityholder. (a) Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act or a registered investment company under the Investment Company Act? If so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities that the entity owns.
Appears in 2 contracts
Samples: Conversion and Placement Agreement (Cell Therapeutics Inc), Registration Rights Agreement (Cell Therapeutics Inc)
Nature of the Selling Securityholder. (a) Identify any natural person or other person having voting and investment control over the Company securities owned by the Selling Securityholder. Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act or a registered investment company under the Investment Company Act? If so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities that the entity owns.
Appears in 2 contracts
Samples: Registration Rights Agreement (Cell Therapeutics Inc), Registration Rights Agreement (Cell Therapeutics Inc)
Nature of the Selling Securityholder. (a) Identify any natural person or other persons having voting and investment control over the Company securities owned by the Selling Securityholder. Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act or a registered investment company under the Investment Company Act? If so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities that the entity owns.
Appears in 2 contracts
Samples: Registration Rights Agreement (Headwaters Inc), Registration Rights Agreement (Headwaters Inc)
Nature of the Selling Securityholder. (a) Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act Act, or a registered investment company under the Investment Company Act? If , and if so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s 's securities that the entity owns.
Appears in 2 contracts
Samples: Registration Rights Agreement (International Game Technology), International Game Technology
Nature of the Selling Securityholder. (a) Is the selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act or a registered investment company under the Investment Company Act? If so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s 's securities that the entity owns.
Appears in 2 contracts
Samples: Registration Rights Agreement (Halliburton Co), Schlumberger LTD /Nv/
Nature of the Selling Securityholder. (a) Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act Act, or a registered investment company under the Investment Company Act? If , and if so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities of BearingPoint that the entity owns.
Appears in 1 contract
Nature of the Selling Securityholder. (a) A. Identify any natural person or other person having voting and investment control over the Company securities owned by the Selling Securityholder. Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act or a registered investment company under the Investment Company Act? If so, please state which one. If the entity is a majority owned subsidiary of a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities that the entity owns.
Appears in 1 contract
Samples: Registration Rights Agreement (Cell Therapeutics Inc)
Nature of the Selling Securityholder. (a) Is the selling Selling Securityholder a reporting company under the Securities Exchange Act, a majority owned subsidiary of a reporting company under the Securities Exchange Act Act, or a registered investment company under the Investment Company Act? If so, please state which one. If the entity is a majority owned subsidiary of or a reporting company, identify the majority stockholder that is a reporting company. If the entity is not any of the above, identify the natural person or persons having voting and investment control over the Company’s securities that the entity owns.
Appears in 1 contract
