Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporation, state the names of the general partners of such limited partnership or the officers and directors of such corporation: (b) With respect to each general partner listed in Item 4(a) above who is not a natural person, and is not publicly held, name each shareholder (or holder of partnership interests, if applicable) of such general partner. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity. (c) Name your controlling shareholder(s) or other person or entity who has the ability to exercise control over you (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not a publicly held entity, name each shareholder of such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity. (i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholder: (B) (i) Full legal name of Controlling Entity(ies): Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.
Appears in 3 contracts
Samples: Registration Rights Agreement (Golden Minerals Co), Registration Rights Agreement (Golden Minerals Co), Registration Rights Agreement (Golden Minerals Co)
Nature of Your Beneficial Ownership. (a) Check if the beneficial owner set forth in your response to Item 1(a) is any of the below:
(i) A reporting company under the Exchange Act. ¨
(ii) A majority-owned subsidiary of a reporting company under the Exchange Act. ¨
(iii) A registered investment fund under the 1940 Act. ¨
(b) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporationpartnership, state the names of the general partners partner(s) of such limited partnership or the officers and directors of such corporationpartnership:
(bi) With respect to each general partner listed in Item 4(a4(b) above who is not a natural person, person and is not publicly publicly-held, name each shareholder (or holder of partnership interests, if applicable) of such general partner. If any of these named shareholders are not natural persons or publicly publicly-held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly publicly-held entity.
(c) Name your controlling shareholder(s) or other person or entity who has the ability to exercise control over you (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not a publicly publicly-held entity, name each shareholder of such Controlling Entity. If any of these named shareholders are not natural persons or publicly publicly-held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly publicly-held entity.
(iA) Full legal name of Controlling Entity(ies) or natural person(s) with who has/have sole or shared voting or dispositive power over the Registrable Securities: :
(B) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: TelephoneTelephone No.: Fax: Name of ShareholderFax No.:
(BC) Name of shareholders:
(ii) (iA) Full legal name of Controlling Entity(ies): Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.):
Appears in 3 contracts
Samples: Warrant Agreement (Molycorp, Inc.), Warrant Agreement (Molycorp, Inc.), Warrant Agreement (EveryWare Global, Inc.)
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporationpartnership, state the names of the general partners of such limited partnership or the officers and directors of such corporationpartnership:
(b) With respect to each general partner listed in Item 4(a) above who is not a natural person, and is not publicly held, name each shareholder (or holder of partnership interests, if applicable) of such general partner. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or entity who has the ability to exercise control over you (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not a publicly held entity, name each shareholder (or holder of partnership interests, if applicable) of such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: :
(ii) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: TelephoneTelephone No.: FaxFax No.: Email:
(iii) Name of Shareholdershareholders:
(B) (i) Full legal name of Controlling Entity(ies): ):
(ii) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: TelephoneTelephone No.: FaxFax No.: Email:
(iii) Name of Shareholdersshareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note be aware that you may be asked to answer additional questions depending on your responses to the following questions.
Appears in 2 contracts
Samples: Registration Rights Agreement (FiberTower CORP), Registration Rights Agreement (FiberTower CORP)
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporation, state the names of the general partners of such limited partnership or the officers and directors of such corporation:
(b) With respect to each general partner listed in Item 4(a) above who that is not a natural person, and is not publicly held, name each shareholder (or holder of partnership interests, if applicable) of such general partner. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or entity who has the ability to exercise control over you (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not a publicly held entity, name each shareholder of such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholder:
(B) (i) Full legal name of Controlling Entity(ies): Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.
Appears in 2 contracts
Samples: Registration Rights Agreement (Golden Minerals Co), Registration Rights Agreement (Golden Minerals Co)
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporationpartnership, state the names of the general partners of such limited partnership or the officers and directors of such corporationpartnership:
(b) With respect to each general partner listed in Item 4(a5(a) above who is not a natural person, and is not publicly held, name each shareholder stockholder (or holder of partnership interestsmanaging member, if applicable) of such general partner. If any of these named shareholders stockholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or If you are not publicly held, name the entity who has that exercises voting and dispositive power over the ability to exercise control over you Registrable Securities set forth in Item 3 above (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not or a publicly held entity, please name each shareholder of the entity that controls such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please Entity and provide the same informationinformation for the entity controlling the Controlling Entity. This process should be repeated until you reach natural persons or a publicly held entity.
(i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: :
(a) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholder:
(Bb) Name(s) of stockholders:
(iii) Full legal name of Controlling Entity(ies): ):
(a) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name :
(b) Name(s) of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.shareholders:
Appears in 2 contracts
Samples: Registration Rights Agreement (Hipcricket, Inc.), Registration Rights Agreement (Augme Technologies, Inc.)
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporationpartnership, state the names of the general partners of such limited partnership or the officers and directors of such corporationpartnership:
(b) With respect to each general partner listed in Item 4(a5(a) above who is not a natural person, and is not publicly held, name each shareholder stockholder (or holder of partnership interestsmanaging member, if applicable) of such general partner. If any of these named shareholders stockholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or If you are not publicly held, name the entity who has that exercises voting and dispositive power over the ability to exercise control over you Registrable Securities set forth in Item 3 above (the “"Controlling Entity”"). If the Controlling Entity is not a natural person and is not or a publicly held entity, please name each shareholder of the entity that controls such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please Entity and provide the same informationinformation for the entity controlling the Controlling Entity. This process should be repeated until you reach natural persons or a publicly held entity.
(i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: :
(a) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholder:
(Bb) Name(s) of stockholders:
(iii) Full legal name of Controlling Entity(ies): ):
(a) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name :
(b) Name(s) of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.shareholders:
Appears in 1 contract
Samples: Registration Rights Agreement (American Standard Energy Corp.)
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporationpartnership, state the names of the general partners of such limited partnership or the officers and directors of such corporationpartnership:
(b) With respect to each general partner listed in Item 4(a) above who is not a natural person, and is not publicly held, name each shareholder (or holder of partnership interests, if applicable) of such general partner. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or If you are not publicly held, name the entity who has that exercises voting and dispositive power over the ability to exercise control over you Registrable Securities set forth in Item 3 above (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not or a publicly held entity, please name each shareholder of the entity that controls such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please Entity and provide the same informationinformation for the entity controlling the Controlling Entity. This process should be repeated until you reach natural persons or a publicly held entity.
(i) Full legal name of Controlling Entity(ies) Entity or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: :
(ii) Business address (including street address) (or residence if no business address), telephone number, facsimile number and facsimile number e-mail of such person(s): Annex A-3 Address: Telephone: Fax: Name of ShareholderE-mail:
(Biii) (iName(s) Full legal name of Controlling Entity(ies): Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.:
Appears in 1 contract
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporation, state the names of the general partners of such limited partnership or the officers and directors of such corporation:
(b) With respect to each general partner listed in Item 4(a) above who is not a natural person, and is not publicly held, name each shareholder (or holder of partnership interests, if applicable) of such general partner. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or entity who has the ability to exercise control over you (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not a publicly held entity, name each shareholder of such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(A) (i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholder:
(B) (i) Full legal name of Controlling Entity(ies): Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.
Appears in 1 contract
Samples: Registration Rights Agreement (Sentient Global Resources Fund Iii, Lp)
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporation, state the names of the general partners of such limited partnership or the officers and directors of such corporation:
(b) With respect to each general partner listed in Item 4(a) above who that is not a natural person, and is not publicly held, name each shareholder (or holder of partnership interests, if applicable) of such general partner. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or entity who has the ability to exercise control over you (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not a publicly held entity, name each shareholder of such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholder:
(B) (i) Full legal name of Controlling Entity(ies): Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.:
Appears in 1 contract
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporationpartnership, state the names of the general partners of such limited partnership or the officers and directors of such corporationpartnership:
(b) With respect to each general partner listed in Item 4(a) above who is not a natural person, and is not publicly held, name each shareholder (or holder of partnership interests, if applicable) of such general partner. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or entity who has the ability to exercise control over you (the “Controlling Entity”). If the Controlling Entity is not a natural person and is not a publicly held entity, name each shareholder (or holder of partnership interests, if applicable) of such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: :
(ii) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): AddressTelephone No.: TelephoneFax No.: Fax: Email:
(iii) Name of Shareholdershareholders:
(B) (i) Full legal name of Controlling Entity(ies): ):
(ii) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): AddressTelephone No.: TelephoneFax No.: Fax: Email:
(iii) Name of Shareholdersshareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note be aware that you may be asked to answer additional questions depending on your responses to the following questions.
Appears in 1 contract
Nature of Your Beneficial Ownership. (a) If the name of the beneficial owner of the Registrable Securities set forth in your response to Item 1(a) above is that of a limited partnership or corporationpartnership, state the names of the general partners of such limited partnership or the officers and directors of such corporationpartnership:
(b) With respect to each general partner listed in Item 4(a5(a) above who is not a natural person, and is not publicly held, name each shareholder stockholder (or holder of partnership interestsmanaging member, if applicable) of such general partner. If any of these named shareholders stockholders are not natural persons or publicly held entities, please provide the same information. This process should be repeated until you reach natural persons or a publicly held entity.
(c) Name your controlling shareholder(s) or other person or If you are not publicly held, name the entity who has that exercises voting and dispositive power over the ability to exercise control over you Registrable Securities set forth in Item 3 above (the “"Controlling Entity”"). If the Controlling Entity is not a natural person and is not or a publicly held entity, please name each shareholder of the entity that controls such Controlling Entity. If any of these named shareholders are not natural persons or publicly held entities, please Entity and provide the same informationinformation for the entity controlling the Controlling Entity. This process should be repeated until you reach natural persons or a publicly held entity.
(i) Full legal name of Controlling Entity(ies) or natural person(s) with who have sole or shared voting or dispositive power over the Registrable Securities: :
(a) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholder:
(Bb) Name(s) of stockholders:
(iii) Full legal name of Controlling Entity(ies): ):
(a) Business address (including street address) (or residence if no business address), telephone number and facsimile number of such person(s): Address: Telephone: Fax: Name of Shareholders: If you need more space for this response, please attach additional sheets of paper. Please be sure to indicate your name and the number of the item being responded to on each such additional sheet of paper, and to sign each such additional sheet of paper before attaching it to this Questionnaire. Please note that you may be asked to answer additional questions depending on your responses to the following questions.):
Appears in 1 contract
Samples: Registration Rights Agreement (American Standard Energy Corp.)