Net Capital. You represent that you, and we represent that we, are in compliance with the capital requirements of Rule 15c-3-1 promulgated by the Commission under the Securities and Exchange Act of 1934, and we may, in accordance with and pursuant to such Rule 15c-3-1, agree to purchase the amount of Units to be purchased by you and us, respectively, under the Agreement.
Appears in 71 contracts
Samples: Master Agreement (Insured Municipals Inc Tr & Inv Qual Tax Ex Tr Multi Ser 265), Master Agreement (Insured Municipals Inc Tr & Inv Qual Tax Ex Tr Multi Ser 295), Master Agreement (Insured Municipals Inc Tr & Inv Qual Tax Ex Tr Multi Ser 294)
Net Capital. You represent that you, and we represent that we, are in compliance with the capital requirements of Rule 15c-315c3-1 1, promulgated by the Commission under the Securities and Exchange Act of 1934, and you and we may, in accordance with and pursuant to such Rule 15c-315c3-1, agree to purchase the amount of Units to be purchased by you and us, respectively, under the Agreement.
Appears in 4 contracts
Samples: Master Agreement (Ft 10366), Underwriting Agreement (Olden Lane Trust Series 2), Master Agreement (First Trust Combined Series 283)
Net Capital. You represent that you, and we represent that we, are in compliance with the capital requirements of Rule 15c-315c3-1 1, promulgated by the Commission under the Securities and Exchange Act of 1934, and we may, in accordance with and pursuant to such Rule 15c-315c3-1, agree to purchase the amount of Units to be purchased by you and us, respectively, under the Agreement.
Appears in 3 contracts
Samples: Underwriting Agreement (First Trust Special Situtations Trust Series 170), Underwriting Agreement (First Trust Special Situations Trust Series 130), Underwriting Agreement (Ft 219)
Net Capital. You represent that you, and we represent that we, are in compliance with the net capital requirements of Rule 15c-315c3-1 promulgated by the Commission under the Securities and Exchange 1934 Act of 1934, and we may, in accordance with and pursuant to such Rule 15c-315c3-1, agree to purchase the amount of Units to be purchased by you and us, respectively, under the Agreement.
Appears in 3 contracts
Samples: Underwriter Agreement (Advisors Disciplined Trust 40), Underwriter Agreement (Advisors Disciplined Trust 264), Underwriter Agreement (Advisors Disciplined Trust 230)
