Common use of Net Capital Clause in Contracts

Net Capital. The incurrence by us of our obligations hereunder ----------- and under the Underwriting Agreement in connection with the offering of the Securities will not place us in violation of the capital requirements of Rule 15c3-1 under the 0000 Xxx.

Appears in 8 contracts

Samples: Master Agreement (Nuveen Connecticut Dividend Advantage Municipal Fund), Master Agreement (Salomon Brothers High Income Fund Ii Inc), Master Agreement (Nuveen Michigan Dividend Advantage Municipal Fund)

AutoNDA by SimpleDocs

Net Capital. The incurrence by us of our obligations hereunder ----------- and under the Underwriting Agreement in connection with the offering of the Securities will not place us in violation of the capital requirements of Rule 15c3-1 under the 0000 1934 Xxx.

Appears in 2 contracts

Samples: Master Agreement (Gabelli Global Multimedia Trust Inc), Master Agreement (Gabelli Equity Trust Inc)

Net Capital. The incurrence by us of our obligations hereunder ----------- and under the Underwriting Agreement in connection with the offering of the Securities will not place us in violation of the capital requirements of Rule 15c3-1 under the 0000 Xxx.

Appears in 1 contract

Samples: Master Agreement (Royce Otc Micro Cap Fund Inc)

AutoNDA by SimpleDocs

Net Capital. The incurrence by us of our obligations hereunder ----------- and under the Underwriting Agreement in connection with the offering of the Securities will not place us in violation of the net capital requirements of Rule 15c3-1 under the 0000 XxxExchange Act.

Appears in 1 contract

Samples: Master Agreement (Ameritrans Capital Corp)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!