No Actions, Suits or Proceedings. (a) There is no pending action, suit or proceeding, nor, to the knowledge of Seller, has any litigation been overtly threatened in writing or, if probable of assertion, orally, against Seller before any Governmental Authority which questions the validity or legality of this Agreement or of the actions contemplated hereby or which seeks to prevent the consummation of the transactions contemplated hereby, including the Reorganization. (b) There are no judicial, administrative or arbitration actions, suits, or proceedings instituted or pending or, to the knowledge of Seller, threatened in writing or, if probable of assertion, orally, against Seller affecting any property, asset, interest or right of Selling Fund, that could reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect with respect to Selling Fund. There are not in existence on the date hereof any plea agreements, judgments, injunctions, consents, decrees, exceptions or orders that were entered by, filed with or issued by any Governmental Authority relating to Seller's conduct of the business of Selling Fund affecting in any significant respect the conduct of such business. Seller is not, and has not been, to the knowledge of Seller, the target of any investigation by the SEC or any state securities administrator with respect to its conduct of the business of Selling Fund, other than as has been disclosed to Seller's Board of Trustees.
Appears in 4 contracts
Samples: Agreement and Plan of Reorganization (Aim Growth Series), Plan of Reorganization (Aim Tax Exempt Funds), Agreement and Plan of Reorganization (Aim Funds Group)
No Actions, Suits or Proceedings. (a) There is no pending action, suit or proceeding, nor, to the knowledge of SellerBuyer, has any litigation been overtly threatened in writing or, if probable of assertion, orally, against Seller Buyer before any Governmental Authority which questions the validity or legality of this Agreement or of the actions transactions contemplated hereby hereby, or which seeks to prevent the consummation of the transactions contemplated hereby, including the Reorganization.
(b) There are no judicial, administrative or arbitration actions, suits, or proceedings instituted or pending or, to the knowledge of SellerBuyer, threatened in writing or, if probable of assertion, orally, against Seller Buyer, affecting any property, asset, interest or right of Selling Buying Fund, that could reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect with respect to Selling Buying Fund. There are not in existence on the date hereof any plea agreements, judgments, injunctions, consents, decrees, exceptions or orders that were entered by, filed with or issued by any Governmental Authority relating to SellerBuyer's conduct of the business of Selling Buying Fund affecting in any significant respect the conduct of such business. Seller Buyer is not, and has not been, to the knowledge of SellerBuyer, the target of any investigation by the SEC or any state securities administrator with respect to its conduct of the business of Selling Buying Fund, other than as has been disclosed to SellerBuyer's Board of Trustees.
Appears in 4 contracts
Samples: Agreement and Plan of Reorganization (Aim Funds Group), Plan of Reorganization (Aim Tax Exempt Funds), Plan of Reorganization (Aim Counselor Series Trust)
No Actions, Suits or Proceedings. (a) There is no pending action, suit or proceeding, nor, to the knowledge of SellerAIM Equity, has any litigation been overtly threatened in writing or, if probable of assertion, orally, against Seller AIM Equity before any Governmental Authority which questions the validity or legality of this Agreement or of the actions transactions contemplated hereby hereby, or which seeks to prevent the consummation of the transactions contemplated hereby, including the Reorganization.
(b) There are no judiciallegal, administrative or arbitration actions, suits, or proceedings instituted or pending or, to the knowledge of SellerAIM Equity, threatened in writing or, if probable of assertion, orally, orally against Seller AIM Equity or affecting any property, asset, interest interest, or right of Selling Fundthe Portfolio, that could reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect with respect to Selling FundEffect. There are not in existence on the date hereof any plea agreements, judgments, injunctions, consents, decrees, exceptions or orders that were entered by, filed with or issued by any Governmental Authority relating to SellerAIM Equity's conduct of the business of Selling Fund the Portfolio affecting in any significant respect the conduct of such business. Seller AIM Equity is not, and has not been, to the knowledge of SellerAIM Equity, the target of any investigation by the SEC or any state securities administrator with respect to its conduct of the business of Selling Fund, other than as has been disclosed to Seller's Board of Trusteesadministrator.
Appears in 3 contracts
Samples: Plan of Reorganization (Baird Blue Chip Fund Inc), Plan of Reorganization (Aim Equity Funds Inc), Plan of Reorganization (Baird Capital Development Fund Inc)
No Actions, Suits or Proceedings. (a) There is no pending action, suit or proceeding, nor, to the knowledge of Seller, has any litigation been overtly threatened in writing or, if probable of assertion, orally, against Seller before any Governmental Authority which questions the validity or legality of this Agreement or of the actions contemplated hereby or which seeks to prevent the consummation of the transactions contemplated hereby, including the Reorganization.
(b) There are no judicial, administrative or arbitration actions, suits, or proceedings instituted or pending or, to the knowledge of Seller, threatened in writing or, if probable of assertion, orally, against Seller affecting any property, asset, interest or right of Selling Fund, that could reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect with respect to Selling Fund. There are not in existence on the date hereof any plea agreements, judgments, injunctions, consents, decrees, exceptions or orders that were entered by, filed with or issued by any Governmental Authority relating to Seller's conduct of the business of Selling Fund affecting in any significant respect the conduct of such business. Seller is not, and has not been, to the knowledge of Seller, the target of any investigation by the SEC or any state securities administrator with respect to its conduct of the business of Selling Fund, other than as has been disclosed to Seller's Board of Trustees.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Aim Investment Securities Funds)
No Actions, Suits or Proceedings. (a) There is no pending action, suit or proceeding, nor, to the knowledge of SellerBuyer, has any litigation been overtly threatened in writing or, if probable of assertion, orally, against Seller Buyer before any Governmental Authority which questions the validity or legality of this Agreement or of the actions transactions contemplated hereby hereby, or which seeks to prevent the consummation of the transactions contemplated hereby, including the Reorganization.
(b) There are no judicial, administrative or arbitration actions, suits, or proceedings instituted or pending or, to the knowledge of SellerBuyer, threatened in writing or, if probable of assertion, orally, against Seller Buyer, affecting any property, asset, interest or right of Selling Buying Fund, that could reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect with respect to Selling Buying Fund. There are not in existence on the date hereof any plea agreements, judgments, injunctions, consents, decrees, exceptions or orders that were entered by, filed with or issued by any Governmental Authority relating to SellerBuyer's conduct of the business of Selling Buying Fund affecting in any significant respect the conduct of such business. Seller Buyer is not, and has not been, to the knowledge of SellerBuyer, the target of any investigation by the SEC or any state securities administrator with respect to its conduct of the business of Selling Buying Fund, other than as has been disclosed to Seller's Board of Trustees.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Aim Investment Securities Funds)
No Actions, Suits or Proceedings. (a) There is no pending action, suit or proceeding, nor, to the knowledge of Seller, has any litigation been overtly threatened in writing or, if probable of assertion, orally, against Seller before any Governmental Authority which questions the validity or legality of this Agreement or of the actions contemplated hereby or which seeks to prevent the consummation of the transactions contemplated hereby, including the LAP Reorganization.
(b) There are no judicial, administrative or arbitration actions, suits, or proceedings instituted or pending or, to the knowledge of Seller, threatened in writing or, if probable of assertion, orally, against Seller affecting any property, asset, interest or right of Selling Fund, that could reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect with respect to Selling Fund. There are not in existence on the date hereof any plea agreements, judgments, injunctions, consents, decrees, exceptions or orders that were entered by, filed with or issued by any Governmental Authority relating to Seller's conduct of the business of Selling Fund affecting in any significant respect the conduct of such business. Seller is not, and has not been, to the knowledge of Seller, the target of any investigation by the SEC or any state securities administrator with respect to its conduct of the business of Selling Fund, other than as has been disclosed to Seller's Board of Trustees.
Appears in 1 contract
Samples: Plan of Reorganization (Short-Term Investments Trust II)
No Actions, Suits or Proceedings. (a) There is no pending action, suit or proceeding, nor, to the knowledge of SellerBuyer, has any litigation been overtly threatened in writing or, if probable of assertion, orally, against Seller Buyer before any Governmental Authority which questions the validity or legality of this Agreement or of the actions transactions contemplated hereby hereby, or which seeks to prevent the consummation of the transactions contemplated hereby, including the Reorganization.
(b) There are no judicial, administrative or arbitration actions, suits, or proceedings instituted or pending or, to the knowledge of SellerBuyer, threatened in writing or, if probable of assertion, orally, against Seller Buyer, affecting any property, asset, interest or right of Selling Buying Fund, that could reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect with respect to Selling Buying Fund. There are not in existence on the date hereof any plea agreements, judgments, injunctions, consents, decrees, exceptions or orders that were entered by, filed with or issued by any Governmental Authority relating to SellerBuyer's conduct of the business of Selling Buying Fund affecting in any significant respect the conduct of such business. Seller Buyer is not, and has not been, to the knowledge of SellerBuyer, the target of any material investigation by the SEC or any state securities administrator with respect to its conduct of the business of Selling Buying Fund, other than as has been disclosed to Seller's Board of Trusteesin the Buying Fund Registration Statement.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Aim Equity Funds)
No Actions, Suits or Proceedings. (a) There is no pending action, suit or proceeding, nor, to the knowledge of SellerBuyer, has any litigation been overtly threatened in writing or, if probable of assertion, orally, against Seller Buyer before any Governmental Authority which questions the validity or legality of this Agreement or of the actions transactions contemplated hereby hereby, or which seeks to prevent the consummation of the transactions contemplated hereby, including the LAP Reorganization.
(b) There are no judicial, administrative or arbitration actions, suits, or proceedings instituted or pending or, to the knowledge of SellerBuyer, threatened in writing or, if probable of assertion, orally, against Seller Buyer, affecting any property, asset, interest or right of Selling Buying Fund, that could reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect with respect to Selling Buying Fund. There are not in existence on the date hereof any plea agreements, judgments, injunctions, consents, decrees, exceptions or orders that were entered by, filed with or issued by any Governmental Authority relating to SellerBuyer's conduct of the business of Selling Buying Fund affecting in any significant respect the conduct of such business. Seller Except as identified on Schedule 4.11 of this Agreement, Buyer is not, and has not been, to the knowledge of SellerBuyer, the target of any investigation by the SEC or any state securities administrator with respect to its conduct of the business of Selling Buying Fund, other than as has been disclosed to Seller's Board of Trustees.
Appears in 1 contract
Samples: Plan of Reorganization (Short-Term Investments Trust II)