No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 8 contracts
Samples: Exchange Agreement (PDL Biopharma, Inc.), Exchange Agreement (Telecommunication Systems Inc /Fa/), Exchange Agreement (Hologic Inc)
No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 5 contracts
Samples: Exchange Agreement (Regis Corp), Exchange and Purchase Agreement (Spartan Stores Inc), Exchange and Purchase Agreement (Savient Pharmaceuticals Inc)
No Affiliate Status. The Holder is not, and has not been at any time during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 3 contracts
Samples: Exchange Agreement (Invacare Corp), Exchange Agreement (Invacare Corp), Exchange Agreement (Invacare Corp)
No Affiliate Status. The Holder Each of the Holders is not, and has not been during the consecutive three three-month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company or any subsidiary of the Company. To its knowledge, the no Holder did not acquire acquired any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company or any subsidiary of the Company.
Appears in 2 contracts
Samples: Exchange Agreement (Egalet Corp), Exchange Agreement (Egalet Corp)
No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Old Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 2 contracts
Samples: Exchange Agreement (Teligent, Inc.), Form of Exchange Agreement (Teligent, Inc.)
No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged NotesDebentures, directly or indirectly, from an Affiliate of the Company.
Appears in 2 contracts
Samples: Exchange Agreement (School Specialty Inc), Exchange Agreement (School Specialty Inc)
No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Convertible Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 2 contracts
Samples: Exchange Agreement (Smith & Wesson Holding Corp), Exchange Agreement (Smith & Wesson Holding Corp)
No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Old Notes, directly or indirectly, from an Affiliate of the Company. The Holder represents and warrants that, for purposes of Rule 144 of the Securities Act, the Holder has continuously held the Old Notes since October 31, 2019.
Appears in 1 contract
Samples: Exchange Agreement (Teligent, Inc.)
No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (“Rule 144”) (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 1 contract
No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or an “affiliate” of the Company within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the CompanyAct.
Appears in 1 contract
Samples: Exchange Agreement (Genesco Inc)
No Affiliate Status. The Each Holder is not, and has not been at any time during the consecutive three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the each Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 1 contract
No Affiliate Status. The Holder is not, and has not been during the consecutive three month period preceding the date hereof, a director, officer or an “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 1 contract
No Affiliate Status. The Holder is not, and has not been during the consecutive three three-month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To its knowledge, the Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 1 contract
