No Affiliates. No Holder is, or has been at any time during the consecutive three-month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To each Holder’s knowledge, such Xxxxxx did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 4 contracts
Samples: Exchange Agreement (Chegg, Inc), Exchange Agreement (Chegg, Inc), Exchange Agreement (Chegg, Inc)
No Affiliates. No Holder is, or has been at any time during the consecutive three-month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To each Holder’s knowledge, such Xxxxxx Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 3 contracts
Samples: Exchange Agreement (Chegg, Inc), Exchange Agreement (Alteryx, Inc.), Exchange Agreement (PROS Holdings, Inc.)
No Affiliates. No The Holder isis not, or and has not been at any time during the consecutive three-three month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To each Holder’s its knowledge, such Xxxxxx the Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 1 contract
Samples: Exchange Agreement (Amtrust Financial Services, Inc.)
No Affiliates. No The Holder isis not, or and has not been at any time during the consecutive three-month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To each Holder’s knowledge, such Xxxxxx did not acquire any A period of at least one year (calculated in the manner provided in Rule 144(d) under the Securities Act) has lapsed since the Outstanding Notes of the Exchanged Notes, directly Holder were acquired from the Company or indirectly, from a person known by the Holder or the Undersigned to be an Affiliate of the Company.
Appears in 1 contract
Samples: Convertible Notes Exchange Agreement (Biora Therapeutics, Inc.)
No Affiliates. No The Holder isis not, or and has not been at any time during the consecutive three-month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To each Holder’s knowledge, such Xxxxxx did not acquire any A period of at least one year (calculated in the manner provided in Rule 144(d) under the Securities Act) has lapsed since the Exchanged Notes, directly Notes set forth opposite its name on Exhibit A hereto were acquired from the Company or indirectly, from a person known by the Holder to be an Affiliate of the Company.
Appears in 1 contract
No Affiliates. No Holder is, or has been at any time during the consecutive three-month period preceding the date hereof, a director, officer or other “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To each Holder’s knowledge, such Xxxxxx Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 1 contract
Samples: Convertible Notes Exchange Agreement (PDL Biopharma, Inc.)
No Affiliates. No Holder is, or has been at any time during the consecutive three-month period preceding the date hereof, a director, officer or “affiliate” within the meaning of Rule 144 promulgated under the Securities Act (an “Affiliate”) of the Company. To each Holder’s knowledge, such Xxxxxx Holder did not acquire any of the Exchanged Notes, directly or indirectly, from an Affiliate of the Company.
Appears in 1 contract
Samples: Convertible Notes Exchange Agreement (Assertio Holdings, Inc.)
