No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 9 contracts
Samples: Option Agreement (Alfi, Inc.), Option Agreement (Alfi, Inc.), Option Agreement (Alfi, Inc.)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a10(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this the Section 17 10 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 9 contracts
Samples: Agreement (Skillsoft Corp), Security Agreement (Skillsoft Corp), Security Agreement (Skillsoft Corp)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a13(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 13 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 4 contracts
Samples: Executive Employment Agreement (Bam Entertainment Inc), Executive Employment Agreement (Bam Entertainment Inc), Executive Employment Agreement (Bam Entertainment Inc)
No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a16(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 16 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 4 contracts
Samples: Restricted Stock Award Agreement (Advanced Emissions Solutions, Inc.), Restricted Stock Award Agreement (Advanced Emissions Solutions, Inc.), Stock Option Award Agreement (Western Alliance Bancorporation)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a10(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 10 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 3 contracts
Samples: Stock Award Agreement (Advanced Emissions Solutions, Inc.), Stock Award Agreement (Advanced Emissions Solutions, Inc.), Restricted Stock Purchase Agreement (Ada-Es Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a12(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 12 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 3 contracts
Samples: Stock Award Agreement (Advanced Emissions Solutions, Inc.), Stock Award Agreement (Advanced Emissions Solutions, Inc.), Restricted Stock Purchase Agreement (Ada-Es Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a11(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 11 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 3 contracts
Samples: Restricted Stock Award Agreement (Advanced Emissions Solutions, Inc.), Restricted Stock Award Agreement (Advanced Emissions Solutions, Inc.), Restricted Stock Award Agreement (Glowpoint Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a11(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 11 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 2 contracts
Samples: Restricted Stock Award Agreement (Glowpoint Inc), Restricted Stock Award Agreement (Glowpoint Inc)
No Amendment Without Consent of Underwriter. During the period ------------------------------------------- from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a20(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 20 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 2 contracts
Samples: Stock Option Agreement (Xoom Inc), Stock Option Agreement (Xoom Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a16(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 16 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 2 contracts
Samples: Employment Agreement (Parthusceva Inc), Form of Stock Option Agreement (PMC Sierra Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a14(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 14 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 2 contracts
Samples: Executive Employment Agreement (Bam Entertainment Inc), Bam Entertainment Inc
No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s Common Stock Ordinary Shares until the earlier of (i) the expiration of the lock-up period specified in Section 17(a14(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 14 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 2 contracts
Samples: Share Exchange Agreement (Spring Creek Acquisition Corp.), Transfer Agreement (AutoChina International LTD)
No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s Common Stock until specified in Section 9.luntil the earlier of (iof(i) the expiration of the lock-lock- up period specified in Section 17(a) 9.1 in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 9 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 2 contracts
Samples: Subscription Agreement (ReAlpha Asset Management Inc), Subscription Agreement (ReAlpha Asset Management Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a16(a) hereof in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions Provisions of this Section 17 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 2 contracts
Samples: Non Statutory Stock Option Agreement (ACM Research, Inc.), Incentive Stock Option Agreement (ACM Research, Inc.)
No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s Common Stock Share specified in Section 9.1 until the earlier of (i) the i)the expiration of the lock-up period specified in Section 17(a) 9.1 in connection with such offering or (ii) the ii)the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 9 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a6(a) hereof in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 6 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a15(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 14 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
Samples: Qualified Stock Option Award (Global Cash Access Holdings, Inc.)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a8(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 8 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock Ordinary Shares until the earlier of (i) the expiration of the lock-up period specified in Section 17(a9(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 9 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
Samples: Letter Agreement (China Zenix Auto International LTD)
No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s Common Stock until specified in Section 9.1until the earlier of (i) the expiration of the lock-up period specified in Section 17(a) 9.1 in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 9 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
Samples: Subscription Agreement
No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s Common Stock Ordinary Shares until the earlier of (i) the expiration of the lock-up period specified in Section 17(a) 1111.1 in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 9 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
Samples: Option Agreement (ChinaCache International Holdings Ltd.)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a16(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 14 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a10(a) hereof in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 10 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
Samples: Restricted Stock Purchase Agreement (Saba Software Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a11(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 11 may not be amended or waived except with the consent of the Lead Underwriter.. ADES RSPA 2010 Non-Mgmt Plan
Appears in 1 contract
Samples: Restricted Stock Award Agreement (Advanced Emissions Solutions, Inc.)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock Initial Public Offering until the earlier of (i) the expiration of the lock-up period specified in Section 17(a15(a) hereof in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions Provisions of this Section 17 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
No Amendment Without Consent of Underwriter. During the ------------------------------------------- period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a9(a) hereof in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 9 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
Samples: Restricted Stock Purchase Agreement (Broadband Sports Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a16(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 15 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
No Amendment Without Consent of Underwriter. During the period from identification of a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a12(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 12 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
Samples: Stock Option Plan and Award Agreement (Crdentia Corp)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a9(a) hereof in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 9 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
Samples: Restricted Stock Purchase Agreement (Saba Software Inc)
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a16(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 15 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
No Amendment Without Consent of Underwriter. During the period from identification of as a Lead Underwriter in connection with any public offering of the Company’s 's Common Stock until the earlier of (i) the expiration of the lock-up period specified in Section 17(a10(a) in connection with such offering or (ii) the abandonment of such offering by the Company and the Lead Underwriter, the provisions of this Section 17 10 may not be amended or waived except with the consent of the Lead Underwriter.
Appears in 1 contract
