No Associated Persons. Neither the Company nor, to the Company’s knowledge, any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ff) of the By-laws of FINRA) of, any of the Underwriters.
Appears in 4 contracts
Samples: Underwriting Agreement (Syros Pharmaceuticals, Inc.), Underwriting Agreement (Syros Pharmaceuticals, Inc.), Underwriting Agreement (Syros Pharmaceuticals, Inc.)
No Associated Persons. Neither the Company nor, to the Company’s knowledge, nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ff1(ee) of the By-laws of FINRA) of, any member firm of the UnderwritersFINRA.
Appears in 4 contracts
Samples: Sales Agreement (BOSTON OMAHA Corp), Sales Agreement (BOSTON OMAHA Corp), Sales Agreement (BOSTON OMAHA Corp)
No Associated Persons. Neither the Company nor, to the Company’s knowledge, nor any of its affiliates (within the meaning of FINRA Rule 5121(f)(1)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(ff1(ee) of the By-laws of with Financial Industry Regulatory Authority, Inc.’s (“FINRA”)) of, any member firm of the UnderwritersFINRA.
Appears in 1 contract
Samples: Open Market Sale Agreement (Aura Biosciences, Inc.)
