No Association with FINRA. Neither the Company nor any of its affiliates, directly or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, or is a person associated with, any member firm of FINRA.
Appears in 12 contracts
Samples: Sales Agency Financing Agreement (Gaming & Leisure Properties, Inc.), Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Gaming & Leisure Properties, Inc.)
No Association with FINRA. Neither the Company nor any of its affiliatesofficers, directly directors, employees or affiliates directly, or indirectly through one or more intermediaries, controls controls, or is controlled by, or is under common control with, or is a person associated withwith (within the meaning of Article I (dd) of the bylaws of the FINRA), any member firm of the FINRA.
Appears in 11 contracts
Samples: Underwriting Agreement (Pyxis Tankers Inc.), Underwriting Agreement (Pyxis Tankers Inc.), Underwriting Agreement (Pyxis Tankers Inc.)
No Association with FINRA. Neither the Company nor any of its affiliatesaffiliates directly, directly or indirectly through one or more intermediaries, controls controls, or is controlled by, or is under common control with, or is a person associated withwith (within the meaning of Article I (dd) of the bylaws of the FINRA), any member firm of the FINRA.
Appears in 9 contracts
Samples: Underwriting Agreement (Safe Bulkers, Inc.), Underwriting Agreement (Safe Bulkers, Inc.), Underwriting Agreement (Safe Bulkers, Inc.)
No Association with FINRA. Neither the Company nor any of its affiliatesofficers, directly directors, employees or affiliates directly, or indirectly through one or more intermediaries, controls controls, or is controlled by, or is under common control with, or is a person associated withwith (within the meaning of Article I (rr) of the bylaws of the FINRA), any member firm of the FINRA.
Appears in 4 contracts
Samples: Underwriting Agreement (Seanergy Maritime Holdings Corp.), Underwriting Agreement (Seanergy Maritime Holdings Corp.), Underwriting Agreement (Seanergy Maritime Holdings Corp.)
No Association with FINRA. Neither the Company nor any of its affiliates, directly or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, or is a person associated with, any member firm of Financial Industry Regulatory Authority, Inc. (“FINRA”).
Appears in 4 contracts
Samples: Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc)
No Association with FINRA. Neither the Company nor to the knowledge of the Company any of its affiliatesaffiliates directly, directly or indirectly through one or more intermediaries, controls controls, or is controlled by, or is under common control with, or is a person associated withwith (within the meaning of Article I (dd) of the bylaws of FINRA), any member firm of FINRA.
Appears in 3 contracts
Samples: At Market Issuance Sales Agreement (Pangaea Logistics Solutions Ltd.), At Market Issuance Sales Agreement (Eagle Bulk Shipping Inc.), Underwriting Agreement (Eagle Bulk Shipping Inc.)
No Association with FINRA. Neither the Company nor any of its affiliates, directly or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, or is a person associated with, any member firm of Financial Industry Regulatory Authority, Inc. (“FINRA”).
3. Section 6 is hereby amended to add the following additional paragraphs after Section 6(1):
Appears in 1 contract
No Association with FINRA. Neither the Company Controlling Person nor any of its affiliatesaffiliates directly, directly or indirectly through one or more intermediaries, controls controls, or is controlled by, or is under common control with, or is a person associated with, with any member firm of FINRA.
Appears in 1 contract
No Association with FINRA. Neither the Company nor any of its affiliatesaffiliates directly, directly or indirectly through one or more intermediaries, controls controls, or is controlled by, or is under common control with, or is a person associated with, with any member firm of FINRAthe Financial Industry Regulatory Authority.
Appears in 1 contract
