No Association with FINRA. Neither the Company nor any of its officers, directors, employees or affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I (dd) of the bylaws of the FINRA), any member firm of the FINRA.
Appears in 11 contracts
Samples: Underwriting Agreement (Pyxis Tankers Inc.), Underwriting Agreement (Pyxis Tankers Inc.), Underwriting Agreement (Pyxis Tankers Inc.)
No Association with FINRA. Neither the Company nor any of its officers, directors, employees or affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I (dd) of the bylaws of the FINRA), any member firm of the FINRA.
Appears in 9 contracts
Samples: Underwriting Agreement (Safe Bulkers, Inc.), Underwriting Agreement (Safe Bulkers, Inc.), Underwriting Agreement (Safe Bulkers, Inc.)
No Association with FINRA. Neither the Company nor any of its officersaffiliates, directors, employees or affiliates directly, directly or indirectly through one or more intermediaries, controls, controls or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I (dd) of the bylaws of the FINRA)with, any member firm of the Financial Industry Regulatory Authority, Inc. (“FINRA”).
Appears in 5 contracts
Samples: Underwriting Agreement (Avalonbay Communities Inc), Lock Up Agreement (Avalonbay Communities Inc), Terms Agreement (Avalonbay Communities Inc)
No Association with FINRA. Neither the Company nor any of its officers, directors, employees or affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I (ddrr) of the bylaws of the FINRA), any member firm of the FINRA.
Appears in 4 contracts
Samples: Underwriting Agreement (Seanergy Maritime Holdings Corp.), Underwriting Agreement (Seanergy Maritime Holdings Corp.), Underwriting Agreement (Seanergy Maritime Holdings Corp.)
No Association with FINRA. Neither the Company nor to the knowledge of the Company any of its officers, directors, employees or affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I (dd) of the bylaws of the FINRA), any member firm of the FINRA.
Appears in 3 contracts
Samples: Underwriting Agreement (Eagle Bulk Shipping Inc.), Pangaea Logistics Solutions Ltd., Eagle Bulk Shipping Inc.
No Association with FINRA. Neither the Company such Founding Member nor any of its officers, directors, employees or such Founding Member’s affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I (ddrr) of the bylaws By-laws of the FINRA), any member firm of the FINRA.
Appears in 1 contract
No Association with FINRA. Neither the Company nor any of its officers, directors, employees or affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I (dd) of the bylaws of the FINRA), any member firm of the FINRAFinancial Industry Regulatory Authority.
Appears in 1 contract
No Association with FINRA. Neither the Company Controlling Person nor any of its officers, directors, employees or affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with (within the meaning of Article I (dd) of the bylaws of the FINRA), any member firm of the FINRA.
Appears in 1 contract
