Common use of No Broker-Dealer Subsidiary Clause in Contracts

No Broker-Dealer Subsidiary. No Seller Entity is a broker-dealer required to be registered under the Exchange Act with the SEC.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Spirit of Texas Bancshares, Inc.), Agreement and Plan of Merger (Simmons First National Corp), Agreement and Plan of Merger (Spirit of Texas Bancshares, Inc.)

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No Broker-Dealer Subsidiary. No Subsidiary of Seller Entity is a securities broker-dealer required to be registered under the Exchange Act with the SEC.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Civista Bancshares, Inc.), Agreement and Plan of Merger (United Community Financial Corp)

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No Broker-Dealer Subsidiary. No Seller Beneficial Entity is a broker-dealer required to be registered under the Exchange Act with the SEC.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Beneficial Bancorp Inc.), Agreement and Plan of Reorganization (WSFS Financial Corp)

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