No Broker-Dealer. The Seller has not effected this transfer of the Shares by or through a broker-dealer or in any public offering.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Stone Lion Capital Partners L.P.), Stock Purchase Agreement (Stone Lion Capital Partners L.P.), Stock Purchase Agreement (Stone Lion Capital Partners L.P.)
No Broker-Dealer. The Seller has not effected this transfer of the Shares by or through a broker-dealer or in any public offering.
Appears in 2 contracts
Samples: Stock Transfer Agreement, Stock Transfer Agreement (Avenue Capital Management II, L.P.)
No Broker-Dealer. The Seller has not effected this transfer of the Shares by or through a broker-dealer or in any public offering.
Appears in 2 contracts
Samples: Stock Transfer Agreement (Zynerba Pharmeceuticals, Inc.), Stock Transfer Agreement (Zynerba Pharmeceuticals, Inc.)
No Broker-Dealer. The Seller has not effected this transfer of the Shares Interests by or through a broker-dealer or in any public offering.
Appears in 1 contract
Samples: Interest Purchase Agreement (Giant Interactive Group Inc.)
No Broker-Dealer. The Such Seller has not effected this transfer of the Shares Transfer by or through a broker-dealer or in any public offering.
Appears in 1 contract
No Broker-Dealer. The Seller has not effected this transfer of the Shares shares by or through a broker-dealer or in any public offering.
Appears in 1 contract
No Broker-Dealer. The Seller has not effected this transfer of the Shares Transferred Securities by or through a broker-dealer or in any public offering.
Appears in 1 contract
Samples: Securities Transfer Agreement (Crossroads Capital, Inc.)