Common use of No Broker-Dealer Clause in Contracts

No Broker-Dealer. The Seller has not effected this transfer of the Shares by or through a broker-dealer or in any public offering.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Stone Lion Capital Partners L.P.), Stock Purchase Agreement (Stone Lion Capital Partners L.P.), Stock Purchase Agreement (Stone Lion Capital Partners L.P.)

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No Broker-Dealer. The Seller has not effected this transfer of the Shares by or through a broker-dealer or in any public offering.

Appears in 2 contracts

Samples: Stock Transfer Agreement, Stock Transfer Agreement (Avenue Capital Management II, L.P.)

No Broker-Dealer. The Seller has not effected this transfer of the Shares by or through a broker-dealer or in any public offering.

Appears in 2 contracts

Samples: Stock Transfer Agreement (Zynerba Pharmeceuticals, Inc.), Stock Transfer Agreement (Zynerba Pharmeceuticals, Inc.)

No Broker-Dealer. The Seller has not effected this transfer of the Shares Interests by or through a broker-dealer or in any public offering.

Appears in 1 contract

Samples: Interest Purchase Agreement (Giant Interactive Group Inc.)

No Broker-Dealer. The Such Seller has not effected this transfer of the Shares Transfer by or through a broker-dealer or in any public offering.

Appears in 1 contract

Samples: Stock Transfer Agreement (Glu Mobile Inc)

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No Broker-Dealer. The Seller has not effected this transfer of the Shares shares by or through a broker-dealer or in any public offering.

Appears in 1 contract

Samples: Stock Purchase Agreement (GX Acquisition Corp.)

No Broker-Dealer. The Seller has not effected this transfer of the Shares Transferred Securities by or through a broker-dealer or in any public offering.

Appears in 1 contract

Samples: Securities Transfer Agreement (Crossroads Capital, Inc.)

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