No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby.
Appears in 53 contracts
Samples: Underwriting Agreement (Monopar Therapeutics), Underwriting Agreement (Knightscope, Inc.), Underwriting Agreement (enVVeno Medical Corp)
No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities Shares contemplated hereby.
Appears in 8 contracts
Samples: Underwriting Agreement (RenovoRx, Inc.), Underwriting Agreement (A2z Cust2mate Solutions Corp.), Underwriting Agreement (Exagen Inc.)
No Broker Fees. Except as disclosed in the General Disclosure PackageProspectus, there are no contracts, agreements or understandings between the Company and any person Person that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby.
Appears in 3 contracts
Samples: Open Market Sale Agreement (Mereo BioPharma Group PLC), Sales Agreement (Mereo Biopharma Group PLC), Open Market Sale Agreement (Mereo Biopharma Group PLC)
No Broker Fees. Except as disclosed in the General Pricing Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities Shares contemplated hereby.
Appears in 2 contracts
Samples: Underwriting Agreement (Alpha Cognition Inc.), Underwriting Agreement (Alpha Cognition Inc.)
No Broker Fees. Except as disclosed in the General Disclosure Packagepursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby.
Appears in 2 contracts
Samples: Underwriting Agreement (Trevi Therapeutics, Inc.), Underwriting Agreement (Mannkind Corp)
No Broker Fees. Except as disclosed in the General Disclosure PackagePackage and the Prospectus, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby.
Appears in 2 contracts
Samples: Underwriting Agreement (AutoGenomics, Inc.), Underwriting Agreement (AutoGenomics, Inc.)
No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby. (xliii) Cybersecurity.
Appears in 1 contract
Samples: Underwriting Agreement
No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Offered Securities contemplated hereby.
Appears in 1 contract
No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter Placement Agent for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby.
Appears in 1 contract
No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities Offering contemplated hereby.
Appears in 1 contract
Samples: Underwriting Agreement (Owlet, Inc.)
No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby. (xlii) Subsidiaries. The Company has no subsidiaries.
Appears in 1 contract
No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby.
Appears in 1 contract
No Broker Fees. Except as disclosed in the General Disclosure Package, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Offered Securities contemplated hereby.
Appears in 1 contract
No Broker Fees. Except as disclosed in the General Disclosure PackagePackage and as disclosed to the Representative, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the offering of the Securities contemplated hereby.
Appears in 1 contract
Samples: Underwriting Agreement (Reviva Pharmaceuticals Holdings, Inc.)
