No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 55 contracts
Samples: Underwriting Agreement (Edgewise Therapeutics, Inc.), Underwriting Agreement (Ivanhoe Electric Inc.), Underwriting Agreement (Jasper Therapeutics, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering Offering and sale of the SharesPublic Units or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 27 contracts
Samples: Underwriting Agreement (Jackson Acquisition Co II), Underwriting Agreement (Jackson Acquisition Co II), Underwriting Agreement (Jackson Acquisition Co II)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 24 contracts
Samples: Underwriting Agreement (MBX Biosciences, Inc.), Underwriting Agreement (Kyverna Therapeutics, Inc.), Underwriting Agreement (RayzeBio, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 17 contracts
Samples: Underwriting Agreement (Pearl Diver Credit Co Inc.), Underwriting Agreement (Otonomy, Inc.), Underwriting Agreement (Otonomy, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesUnits.
Appears in 17 contracts
Samples: Underwriting Agreement (Ocelot Acquisition Corp I), Underwriting Agreement (G&P Acquisition Corp.), Underwriting Agreement (Kadem Sustainable Impact Corp)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 16 contracts
Samples: Underwriting Agreement (AN2 Therapeutics, Inc.), Underwriting Agreement (G1 Therapeutics, Inc.), Underwriting Agreement (AN2 Therapeutics, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 10 contracts
Samples: Underwriting Agreement (Precision Biosciences Inc), Underwriting Agreement (Medirom Healthcare Technologies Inc.), Underwriting Agreement (Medirom Healthcare Technologies Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Manager for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares other than this Agreement.
Appears in 10 contracts
Samples: Equity Distribution Agreement (Golden Matrix Group, Inc.), Equity Distribution Agreement (Cohen & Co Inc.), Equity Distribution Agreement (American Virtual Cloud Technologies, Inc.)
No Broker’s Fees. The Except for this Agreement, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 8 contracts
Samples: Underwriting Agreement (Sutro Biopharma, Inc.), Underwriting Agreement (Nkarta, Inc.), Underwriting Agreement (Sutro Biopharma, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 6 contracts
Samples: Underwriting Agreement (SoFi Technologies, Inc.), Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Immune Pharmaceuticals Inc)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares other than this Agreement.
Appears in 6 contracts
Samples: Underwriting Agreement (Northern Oil & Gas, Inc.), Underwriting Agreement (Northern Oil & Gas, Inc.), Underwriting Agreement (Northern Oil & Gas, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 5 contracts
Samples: Open Market Sales Agreement (IDEAYA Biosciences, Inc.), Open Market Sales Agreement (IDEAYA Biosciences, Inc.), Open Market Sale Agreement (IDEAYA Biosciences, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement and the Business Combination Marketing Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commissioncommission or a consulting, finder’s or success fee or like payment in connection with the offering Offering and sale of the SharesPublic Units or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (ION Acquisition Corp 1 Ltd.), Underwriting Agreement (ION Acquisition Corp 1 Ltd.), Underwriting Agreement (ION Acquisition Corp 1 Ltd.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement and the Business Combination Marketing Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering Offering and sale of the SharesPublic Units or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Andina Acquisition Corp. III)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Anacor Pharmaceuticals Inc), Underwriting Agreement (Epocrates Inc), Underwriting Agreement (Orchids Paper Products CO /DE)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesOffered Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (HW Electro Co., Ltd.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesOffered Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Ctrip Com International LTD), Underwriting Agreement (Ctrip Com International LTD), Underwriting Agreement (Berry Petroleum Co)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Subscription Agreement, Subscription Agreement (Durect Corp), Subscription Agreement (Neurocrine Biosciences Inc)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding Contract with any person (other than this Agreement) Person that would give rise to a valid claim against the Company or any Underwriter Investor for a brokerage commission, finder’s fee or like payment in connection with the offering and Private Placement or the sale of the Private Placement Shares.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Firstenergy Corp), Preferred Stock Purchase Agreement (Centerpoint Energy Inc), Preferred Stock Purchase Agreement (Centerpoint Energy Inc)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company it or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 3 contracts
Samples: Purchase Agreement (Northern Oil & Gas, Inc.), Purchase Agreement (Northern Oil & Gas, Inc.), Purchase Agreement (Northern Oil & Gas, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares or any transaction contemplated by this Agreement, the Registration Statement or the Prospectus.
Appears in 3 contracts
Samples: Capital on Demand Sales Agreement (Aeglea BioTherapeutics, Inc.), Capital on Demand Sales Agreement (Aeglea BioTherapeutics, Inc.), Open Market Sale Agreement (Aeglea BioTherapeutics, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Kythera Biopharmaceuticals Inc)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding Contract with any person (other than this Agreement) Person that would give rise to a valid claim against the Company or any Underwriter Investor for a brokerage commission, finder’s fee or like payment in connection with the offering and Private Placement or the sale of the Shares.Private Placement Shares.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement, Preferred Stock Purchase Agreement
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding Contract with any person (other than this Agreement) Person that would give rise to a valid claim against the Company or any Underwriter an Investor for a brokerage commission, finder’s fee or like payment in connection with the offering and Private Placement or the sale of the Private Placement Shares.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Firstenergy Corp), Preferred Stock Purchase Agreement (Firstenergy Corp)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter of them for a brokerage commission, finder’s fee or like payment in connection with the offering and sale as a result of the Sharesany transactions contemplated by this Agreement.
Appears in 2 contracts
Samples: Sales Agreement (Elevation Oncology, Inc.), Sales Agreement (Elevation Oncology, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commissioncommission or a consulting, finder’s or success fee or like payment in connection with the offering Offering and sale of the SharesPublic Shares or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Panacea Acquisition Corp. II), Underwriting Agreement (Panacea Acquisition Corp. II)
No Broker’s Fees. The Except as disclosed in the Registration Statement and Prospectus, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Gamida Cell Ltd.), Open Market Sale Agreement (Gamida Cell Ltd.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Managers for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares other than this Agreement.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Serve Robotics Inc. /DE/), Equity Distribution Agreement (Aehr Test Systems)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Oric Pharmaceuticals, Inc.), Underwriting Agreement (Oric Pharmaceuticals, Inc.)
No Broker’s Fees. The Except for this Agreement, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares or any transaction contemplated by this Agreement, the Registration Statement or the Prospectus.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Sutro Biopharma, Inc.), Open Market Sale Agreement (Sutro Biopharma, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.
Appears in 2 contracts
Samples: Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group LLC)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock or any transaction contemplated by this Agreement, the General Disclosure Package, the Prospectus or the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Viewray Inc), Underwriting Agreement (Viewray Inc)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities or any transaction contemplated by this Agreement, the Registration Statement, the Pricing Disclosure Package or the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Aeglea BioTherapeutics, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offer Shares.
Appears in 1 contract
Samples: International Underwriting Agreement (Trip.com Group LTD)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 1 contract
Samples: Purchase Agreement (Motient Corp)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offered Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Sales Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Sharesshares of Common Stock other than this Agreement.
Appears in 1 contract
No Broker’s Fees. The Except as otherwise disclosed in the Prospectus, is the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Company or any Underwriter Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.
Appears in 1 contract
Samples: Underwriting Agreement (Dick's Sporting Goods, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter UBS for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offered Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
Samples: Open Market Sale Agreement (Oric Pharmaceuticals, Inc.)
No Broker’s Fees. The Company has not incurred any liability, and is not a party to any contract, agreement or understanding with any person (other than this Agreement) ), that would give rise to a valid claim against the Company or any Underwriter Manager, for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
Samples: Equity Distribution Agreement (Chesapeake Utilities Corp)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Placement Shares.
Appears in 1 contract
Samples: Sales Agreement (Anaptysbio, Inc)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesStock.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesShares other than this Agreement.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company it or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.Total Shares in accordance with this Agreement;
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement or any Terms Agreement) that would give rise to a valid claim against the Company any of them or any Underwriter Cxxxx for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
Samples: Sales Agreement (Passage BIO, Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Medirom Healthcare Technologies Inc.)
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company any of it or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against it or the Company or any Underwriter Backstop Lenders for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesTerm Loan.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Initial Purchasers for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding contract with any person Person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter Backstop Parties for a brokerage commission, finder’s fee or like payment in connection with the offering Concurrent Notes Offering and sale of the Sharesother transactions contemplated hereby.
Appears in 1 contract
Samples: Backstop Commitment Agreement (Cooper-Standard Holdings Inc.)
No Broker’s Fees. The Other than as provided by this Agreement, the Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter the Placement Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Placement Shares.. (ss)
Appears in 1 contract
No Broker’s Fees. The Company It is not a party to any contract, agreement or understanding with any person (other than this AgreementAgreement or the Stock Purchase Agreements) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesADSs and the Shares represented thereby.
Appears in 1 contract
No Broker’s Fees. The Company is not a party to any contract, agreement or understanding with any person (other than (a) fees payable to Lakestreet Capital Markets, LLC and (b) this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Aquestive Therapeutics, Inc.)
