No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 9 contracts
Samples: Exchange Agreement (Arcimoto Inc), Exchange Agreement (SharpLink Gaming, Inc.), Exchange Agreement (AMERI Holdings, Inc.)
No Commission Paid. Neither the Company nor any of its affiliates Affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 7 contracts
Samples: Exchange Agreement (PARETEUM Corp), Exchange Agreement (PARETEUM Corp), Exchange Agreement
No Commission Paid. Neither the Company Holder nor any of its affiliates Affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 4 contracts
Samples: Exchange Agreement, Exchange Agreement (Rennova Health, Inc.), Form of Exchange Agreement (Invivo Therapeutics Holdings Corp.)
No Commission Paid. Neither the Company nor any of its affiliates Affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 4 contracts
Samples: Exchange Agreement (Healthier Choices Management Corp.), Exchange Agreement (Healthier Choices Management Corp.), Exchange Agreement (Healthier Choices Management Corp.)
No Commission Paid. Neither the Company nor any of its affiliates Affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 3 contracts
Samples: Exchange Agreement (Gratitude Health, Inc.), Exchange Agreement (GeoVax Labs, Inc.), Exchange Agreement (GeoVax Labs, Inc.)
No Commission Paid. Neither the Company Holder nor any of its affiliates Affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 3 contracts
Samples: Exchange Agreement (Healthier Choices Management Corp.), Exchange Agreement (Healthier Choices Management Corp.), Exchange Agreement (Healthier Choices Management Corp.)
No Commission Paid. Neither the Company nor any of its affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission (the “Commission”) promulgated thereunder) for soliciting the Exchange.
Appears in 2 contracts
Samples: Exchange Agreement (GridIron BioNutrients, Inc.), Exchange Agreement (Panacea Life Sciences Holdings, Inc.)
No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the ExchangeTransaction.
Appears in 2 contracts
Samples: Warrant Exchange Agreement (Cosmos Holdings Inc.), Exchange Agreement (Troika Media Group, Inc.)
No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange..
Appears in 2 contracts
Samples: Exchange Agreement (DarioHealth Corp.), Exchange Agreement (DarioHealth Corp.)
No Commission Paid. Neither the Company nor any of its affiliates Affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission (the “Commission”) promulgated thereunder) for soliciting the Exchange.
Appears in 1 contract
No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 1 contract
No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchangethis exchange.
Appears in 1 contract
Samples: Note Exchange Agreement (Color Star Technology Co., Ltd.)
No Commission Paid. Neither the Company nor any of its affiliates Affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (9) of the Securities Act (the “Act”) and the rules and regulations of the Securities and Exchange Commission (the “Commission”) promulgated thereunder) for soliciting the Exchange.
Appears in 1 contract
Samples: Securities Exchange Agreement (LGBTQ Loyalty Holdings, Inc.)
No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 1 contract
Samples: Exchange Agreement (BioPharmX Corp)
No Commission Paid. Neither the Company nor any of its affiliates Affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 1 contract
Samples: Exchange Agreement (Adomani, Inc.)
No Commission Paid. Neither the Company nor any of its affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within relating to the meaning of Section 3(a) (9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchangetransactions contemplated by this Agreement.
Appears in 1 contract
Samples: Series B 1 Purchase Agreement (GridIron BioNutrients, Inc.)
No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission SEC promulgated thereunder) for soliciting the Exchange.
Appears in 1 contract
Samples: And (Ocugen, Inc.)
No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the ExchangeExchange in a manner that would void the exemption from registration under Section 3(a)(9) of the Securities Act.
Appears in 1 contract
Samples: Exchange Agreement (U.S. Gold Corp.)
No Commission Paid. Neither the Company nor any of its affiliates nor any Person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission (the "Commission") promulgated thereunder) for soliciting the Exchangetransactions contemplated by the Exchange Transaction Documents.
Appears in 1 contract
No Commission Paid. Neither the Company Investor nor any of its affiliates Affiliates nor any Person person acting on behalf of or for the benefit of any of the foregoing, has paid or given, or agreed to pay or give, directly or indirectly, any commission or other remuneration (within the meaning of Section 3(a) (93(a)(9) of the Securities Act and the rules and regulations of the Securities and Exchange Commission promulgated thereunder) for soliciting the Exchange.
Appears in 1 contract
