No Conflict; Consents and Approvals. (a) Neither the execution, delivery or performance by such Investor of this Agreement or any other Transaction Agreement to which such Investor is a party nor the consummation of any of the Transactions will (i) conflict with or violate any provision of any Organizational Document of such Investor (if a Business Entity) or (ii) result in a breach of, constitute (with or without due notice or lapse of time or both) a default under, result in the acceleration of, create in any party any right to accelerate, terminate, modify or cancel, or require any notice, consent or waiver under, any Contractual Obligation or any Requirement of Law applicable to such Investor or any of its properties or assets other than a breach, default, acceleration, right, notice, consent or waiver that is not material. (b) Such Investor is not required to obtain any consent, authorization or approval of, or make any filing or registration with, any Governmental Authority or any self regulatory organization in order for such Investor to execute, deliver and perform this Agreement and the other Transaction Agreements to which it is a party and to consummate the Transactions (“Investors Approvals”). (c) No material Contractual Consents are required to be obtained under any Contractual Obligation applicable to such Investor in connection with the execution, delivery or performance of this Agreement or any of the other Transaction Agreements to which it is a party or the consummation of any of the Transactions.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Broadpoint Securities Group, Inc.), Stock Purchase Agreement (Broadpoint Securities Group, Inc.)
No Conflict; Consents and Approvals. (a) Neither the execution, delivery or performance by such Investor of this Agreement or any other Transaction the Registration Rights Agreement to which such by the Investor is a party nor the consummation of any of the Transactions will (i) conflict with or violate any provision of any Organizational Document of such the Investor (if a Business Entity) or (ii) result in a breach of, constitute (with or without due notice or lapse of time or both) a default under, result in the acceleration of, create in any party any right to accelerate, terminate, modify or cancel, or require any notice, consent or waiver under, any Contractual Obligation or any Requirement of Law applicable to such the Investor or any of its properties or assets other than a breach, default, acceleration, right, notice, consent or waiver that is not material.
(b) Such The Investor is not required to obtain any consent, authorization or approval of, or make any filing or registration with, any Governmental Authority or any self regulatory organization in order for such the Investor to execute, deliver and perform this Agreement and the other Transaction Agreements to which it is a party Registration Rights Agreement and to consummate the Transactions (“Investors Investor Approvals”).
(c) No material Contractual Consents are required to be obtained under any Contractual Obligation applicable to such the Investor in connection with the execution, delivery or performance of this Agreement or any of the other Transaction Agreements to which it is a party Registration Rights Agreement or the consummation of any of the Transactions.
Appears in 2 contracts
Samples: Investment Agreement (Gleacher & Company, Inc.), Investment Agreement (First Albany Companies Inc)
No Conflict; Consents and Approvals. (a) Neither the execution, delivery or performance by such Investor Mast of this Agreement or any other Transaction Agreement to which such Investor Mast is a party nor the consummation of any of the Transactions will (i) conflict with or violate any provision of any Organizational Document of such Investor (if a Business Entity) Mast or (ii) result in a breach of, constitute (with or without due notice or lapse of time or both) a default under, result in the acceleration of, create in any party any right to accelerate, terminate, modify or cancel, or require any notice, consent or waiver under, any Contractual Obligation or any Requirement of Law applicable to such Investor Mast or any of its properties or assets other than a breach, default, acceleration, right, notice, consent or waiver that is not material.
(b) Such Investor Mast is not required to obtain any consent, authorization or approval of, or make any filing or registration with, any Governmental Authority or any self regulatory organization in order for such Investor Mast to execute, deliver and perform this Agreement and the other Transaction Agreements to which it is a party and to consummate the Transactions (“Investors Investor Approvals”).
(c) No material Contractual Consents are required to be obtained under any Contractual Obligation applicable to such Investor Mast in connection with the execution, delivery or performance of this Agreement or any of the other Transaction Agreements to which it is a party or the consummation of any of the Transactions.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Broadpoint Securities Group, Inc.)
