No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral.
Appears in 32 contracts
Samples: u.s. Prime Brokerage Agreement, Prime Brokerage Agreement, u.s. Pb Agreement (FS Global Credit Opportunities Fund)
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral.
Appears in 13 contracts
Samples: Pb Agreement (Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund)), Lending Agreement (Midas Fund, Inc.), BNPP Ny Lending Agreement (Midas Series Trust)
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise enforcement by any of the BNPP Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral, in each case except where the failure to comply has no material impact on Customer’s ability to perform its Obligations under this Agreement.
Appears in 2 contracts
Samples: u.s. Pb Agreement (DNP Select Income Fund Inc), u.s. Pb Agreement (Reaves Utility Income Fund)
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required to be obtained by Customer that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral.
Appears in 1 contract
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP Entities Cowen of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral.
Appears in 1 contract
Samples: Customer Account Agreement (Artisan Partners Funds Inc)
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral. For the avoidance of doubt, it shall not be a breach of this representation if consent, authorization or other action is required of or with respect to a BNPP Entity.
Appears in 1 contract
Samples: u.s. Pb Agreement (Center Coast MLP & Infrastructure Fund)
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP BofA Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral.
Appears in 1 contract
Samples: Bal Agreement (Fiduciary/Claymore MLP Opportunity Fund)
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) except for any consents that may be required with respect to any “restricted securities”, for the exercise by any of the BNPP Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral.
Appears in 1 contract
Samples: u.s. Pb Agreement (Pathway Energy Infrastructure Fund, Inc.)
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP BofA Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral.
Appears in 1 contract
No Consent. No consent of any person and no authorization or other action by, and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained (iI) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP Entities of the rights or remedies provided for in this Agreement, including rights and remedies in In respect of the Collateral.
Appears in 1 contract
Samples: u.s. Pb Agreement (Claymore/Guggenheim Strategic Opportunities Fund)
No Consent. No consent of any person and no authorization or other action by, . and no notice to, or filing with, any governmental authority or any other person is required that has not already been obtained obtained
(i) for the due execution, delivery and performance by Customer of this Agreement; or (ii) for the exercise by any of the BNPP Entities of the rights or remedies provided for in this Agreement, including rights and remedies in respect of the Collateral.
Appears in 1 contract
Samples: u.s. Pb Agreement (Guggenheim Credit Allocation Fund)
