No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 48 contracts
Samples: Underwriting Agreement (Walgreens Boots Alliance, Inc.), Underwriting Agreement (Walgreens Boots Alliance, Inc.), Underwriting Agreement (Automatic Data Processing Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities Units and the shares of Common Stock and the Warrants included in the Units under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Units by the Underwriters.
Appears in 38 contracts
Samples: Underwriting Agreement (Excolere Acquisition Corp.), Underwriting Agreement (Arena Fortify Acquisition Corp.), Underwriting Agreement (Arena Fortify Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state or foreign securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 26 contracts
Samples: Underwriting Agreement (Moodys Corp /De/), Underwriting Agreement (Brown & Brown, Inc.), Underwriting Agreement (Moodys Corp /De/)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities Units and the Ordinary Shares and the Warrants included in the Units under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Units by the Underwriters.
Appears in 19 contracts
Samples: Underwriting Agreement (PROTONIQ Acquisition Corp), Underwriting Agreement (Spring Valley Acquisition Corp. II), Underwriting Agreement (Constitution Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Public Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities Public Units and the shares of Common Stock and the Public Warrants included in the Public Units under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Public Units by the Underwriters.
Appears in 13 contracts
Samples: Underwriting Agreement (KnightSwan Acquisition Corp), Underwriting Agreement (KnightSwan Acquisition Corp), Underwriting Agreement (LAVA Medtech Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 12 contracts
Samples: Underwriting Agreement (Navient Corp), Underwriting Agreement (Navient Corp), Underwriting Agreement (Navient Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company Depositor of each of the Transaction Basic Documents, the issuance and sale of the Securities Certificates and compliance by the Company Depositor with the terms thereof and the consummation of the transactions contemplated by the Transaction Basic Documents, except for the registration of the Securities Certificates under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as of the Closing Date will have been obtained or such as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Offered Certificates by the Underwriters.
Appears in 11 contracts
Samples: Underwriting Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2011-C5), Underwriting Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2007-C1), Underwriting Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2006-Cibc16)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 9 contracts
Samples: Underwriting Agreement (Comerica Inc /New/), Underwriting Agreement (FNB Corp/Pa/), Underwriting Agreement (Comerica Inc /New/)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company Depositor of this Agreement, each of the Transaction Basic Documents, the issuance and sale of the Securities Certificates and compliance by the Company Depositor with the terms hereof and thereof and the consummation of the transactions contemplated by this Agreement and the Transaction Basic Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as of the Closing Date will have been obtained or such as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Offered Certificates by the Underwriters.
Appears in 9 contracts
Samples: Underwriting Agreement (Merrill Lynch Mortgage Trust 2005-Cki1), Underwriting Agreement (Merrill Lynch Mortgage Trust 2005-McP1), Underwriting Agreement (Merrill Lynch Mortgage Trust 2004-Key2)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities Public Units, the Ordinary Shares, the Public Warrants and the Public Rights under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Public Units by the Underwriters.
Appears in 7 contracts
Samples: Underwriting Agreement (Horizon Space Acquisition I Corp.), Underwriting Agreement (Horizon Space Acquisition I Corp.), Underwriting Agreement (Horizon Space Acquisition I Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and or the compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the offer and sale of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 7 contracts
Samples: Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.)
No Consents Required. No consent, approval, authorizationauthorization or order of, order, registration or qualification of with, any governmental body or with any court or arbitrator or governmental or regulatory authority agency is required for the execution, delivery and performance by either of the Company Transaction Entities of its respective obligations under each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Securities and the issuance of the Guarantee and compliance by each of the Company Transaction Entities with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications (A) as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersUnderwriters and (B) as have been obtained prior to the date herewith.
Appears in 6 contracts
Samples: Underwriting Agreement (Piedmont Office Realty Trust, Inc.), Underwriting Agreement (Piedmont Office Realty Trust, Inc.), Underwriting Agreement (Piedmont Office Realty Trust, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by (including the Company with issuance of the terms thereof Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction Documents, except for (i) such as has been obtained or made, (ii) the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and (iii) registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 6 contracts
Samples: Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.), Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.), Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of of, or with with, any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 6 contracts
Samples: Underwriting Agreement (Sanofi), Underwriting Agreement (Sanofi), Underwriting Agreement (Sanofi)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Securities by the Company and compliance by the Company with the terms thereof thereof, and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 5 contracts
Samples: Underwriting Agreement (Hillenbrand, Inc.), Underwriting Agreement (Hillenbrand, Inc.), Underwriting Agreement (Hillenbrand, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority or any stock exchange authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 5 contracts
Samples: Underwriting Agreement, Underwriting Agreement (Baidu, Inc.), Underwriting Agreement (Baidu, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or federal, state, local or foreign governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities Units and the Ordinary Shares and the Warrants included in the Units under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Units by the Underwriters.
Appears in 5 contracts
Samples: Underwriting Agreement (ScION Tech Growth II), Underwriting Agreement (ScION Tech Growth II), Underwriting Agreement (ScION Tech Growth II)
No Consents Required. No consent, approval, authorization, order, registration registration, filing or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 5 contracts
Samples: Underwriting Agreement (First American Financial Corp), Underwriting Agreement (First American Financial Corp), Underwriting Agreement (First American Financial Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities (including the Guarantees) and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required (i) under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers and (ii) with respect to the Exchange Securities (including the related guarantees) under the Securities Act and applicable state securities laws as contemplated by the Registration Rights Agreement.
Appears in 5 contracts
Samples: Purchase Agreement (General Maritime Corp/), Purchase Agreement (VI Acquisition Corp), Purchase Agreement (Reich Seidelman & Janicki Co)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by each of the Company Parties of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Securities and compliance by the Company with the terms thereof Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities Units and the shares of Common Stock and the Warrants included in the Units under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Units by the Underwriters.
Appears in 4 contracts
Samples: Underwriting Agreement (Kimbell Tiger Acquisition Corp), Underwriting Agreement (Kimbell Tiger Acquisition Corp), Underwriting Agreement (Kimbell Tiger Acquisition Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and the compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 4 contracts
Samples: Underwriting Agreement (Hubbell Inc), Underwriting Agreement (Hubbell Inc), Underwriting Agreement (Hubbell Inc)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by (including the Company with issuance of the terms thereof Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Offering Memorandum, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers or under the bylaws, rules and regulations of The New York Stock Exchange (the “Exchange”) with regards to listing the Conversion Shares and the Warrant Shares on the Exchange.
Appears in 4 contracts
Samples: Purchase Agreement (Palo Alto Networks Inc), Purchase Agreement (Palo Alto Networks Inc), Purchase Agreement
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Issuer and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities (including the Guarantees) and compliance by the Company Issuer and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the Underwriters.
Appears in 4 contracts
Samples: Underwriting Agreement (Delphi Automotive PLC), Underwriting Agreement (Delphi Automotive PLC), Underwriting Agreement (Delphi Automotive PLC)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities or blue sky laws or regulations or Financial Industry Regulatory Authority, Inc. laws or regulations in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Hormel Foods Corp /De/), Underwriting Agreement (Hormel Foods Corp /De/), Underwriting Agreement (Hormel Foods Corp /De/)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each any of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Notes and the consummation of the transactions contemplated by the Transaction Documents, except for (i) the registration of the Securities Notes under the Securities Act, (ii) the qualification of the Indenture under the Trust Indenture Act and (iii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state or foreign securities laws in connection with the purchase and distribution of the Securities Notes by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Fidelity National Financial, Inc.), Underwriting Agreement (Fidelity National Financial, Inc.), Underwriting Agreement (Fidelity National Financial, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance by the Company with of any of the terms thereof and Shares or the consummation of any of the transactions contemplated by the Transaction Documentsthis Agreement, except for such additional steps as may be required by the Financial Industry Regulatory Authority (“FINRA”), the registration of the Securities offer and sale of the Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriterslaws.
Appears in 3 contracts
Samples: Subscription Agreement, Subscription Agreement (Durect Corp), Subscription Agreement (Neurocrine Biosciences Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities and the issuance of the Guarantees and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers.
Appears in 3 contracts
Samples: Purchase Agreement (Brinker International, Inc), Purchase Agreement (Gartner Inc), Purchase Agreement (Brinker International Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by (including the Company with issuance of the terms thereof Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Offering Memorandum, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers.
Appears in 3 contracts
Samples: Purchase Agreement (Lyft, Inc.), Purchase Agreement (Lyft, Inc.), Purchase Agreement (Mercadolibre Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance Shares to be sold by the Company with hereunder, the terms thereof issuance by the Company of the Shares to be issued upon the exercise of the Options and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Haynes International Inc), Underwriting Agreement (Haynes International Inc), Underwriting Agreement (Haynes International Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each this Agreement and the Forward Sale Agreements, the issuance, sale and delivery of the Transaction Documents, Offered Shares and the issuance and sale of Shares issuable pursuant to the Securities and compliance by the Company with the terms thereof Forward Sale Agreements and the consummation of the transactions contemplated by this Agreement and the Transaction DocumentsForward Sale Agreements, except for the registration of the Securities offer and sale of the Offered Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Offered Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.)
No Consents Required. No consent, approval, authorization, order, filing, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities Shares by the Company, and compliance by the Company with the terms thereof hereof and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Securities Shares under the Securities Act, those required by the qualification of the Indenture under the Trust Indenture Act Financial Industry Regulatory Authority, Inc. (“FINRA”), and such consents, approvals, authorizations, orders and orders, filings, registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Oasis Petroleum Inc.), Underwriting Agreement (Oasis Petroleum Inc.), Underwriting Agreement (Oasis Petroleum Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof this Agreement and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except (i) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”), (ii) as may be required under the rules and regulations of the Exchange in connection with the listing of the Shares and (iii) for the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Ceridian HCM Holding Inc.), Underwriting Agreement (Ceridian HCM Holding Inc.), Underwriting Agreement (Ceridian HCM Holding Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for (i) the registration of the Securities under the Securities Act, (ii) the qualification of the Indenture under the Trust Indenture Act and (iii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Nordson Corp), Underwriting Agreement (Take Two Interactive Software Inc), Underwriting Agreement (Take Two Interactive Software Inc)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance of the Shares and sale of the Securities and compliance by Offered ADSs, the Company deposit of the Shares with the terms thereof and Depositary against issuance of the Offered ADSs or the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities Shares and the ADSs under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities ADSs by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Xunlei LTD), Underwriting Agreement (Xunlei LTD), Underwriting Agreement (NetQin Mobile Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities (including the Guarantees) and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required (i) under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers and (ii) with respect to the Exchange Securities (including the related guarantees) under the Securities Act, the Trust Indenture Act and applicable state securities laws as contemplated by the Registration Rights Agreement.
Appears in 3 contracts
Samples: Purchase Agreement (Superior Energy Services Inc), Purchase Agreement (Southwestern Energy Co), Purchase Agreement (Delta Petroleum Corp/Co)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters, and except for such consents, approvals, authorizations, orders or filings the failure of which to obtain or make would not reasonably be expected to have a Material Adverse Effect.
Appears in 3 contracts
Samples: Underwriting Agreement (Allegheny Technologies Inc), Underwriting Agreement (Allegheny Technologies Inc), Underwriting Agreement (Allegheny Technologies Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and Securities, the compliance by the Company with the terms thereof and or the consummation of the transactions contemplated by the Transaction Documentshereby, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) that shall have been obtained or made on or prior to the Closing Date and (ii) as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Service Corp International), Underwriting Agreement (Service Corp International)
No Consents Required. No consent, approval, authorization, order, filing, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities (and the Guarantees) by the Company and the Guarantors, and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders orders, filings and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers.
Appears in 2 contracts
Samples: Purchase Agreement (Oasis Petroleum Inc.), Purchase Agreement (Oasis Petroleum Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Securities (including the Guarantees) and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the UnderwritersInitial Purchasers.
Appears in 2 contracts
Samples: Purchase Agreement (Hanesbrands Inc.), Purchase Agreement (Hanesbrands Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance by the Company with the terms thereof Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the (i) registration of the Securities Shares under the Securities Act, (ii) as required by the qualification rules and regulations of the Indenture under the Trust Indenture Act Nasdaq Global Select Market and FINRA (as defined below), and (iii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the UnderwritersManager.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Immersion Corp), Equity Distribution Agreement (Immersion Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof this Agreement and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by FINRA and under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the UnderwritersUnderwriter or (ii) such consents, approvals, authorizations, orders, registrations or qualifications as shall have been obtained or made prior to the Closing Date.
Appears in 2 contracts
Samples: Underwriting Agreement (Fox Factory Holding Corp), Underwriting Agreement (Fox Factory Holding Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by (including the Company with the terms thereof issuance of any Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Offering Memorandum, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers.
Appears in 2 contracts
Samples: Purchase Agreement (Invacare Corp), Purchase Agreement (Invacare Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities and the issuance of the Guarantees and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers.
Appears in 2 contracts
Samples: Purchase Agreement (Healthequity, Inc.), Purchase Agreement (Healthequity, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof this Agreement and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by FINRA and under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the UnderwritersUnderwriters or (ii) such consents, approvals, authorizations, orders, registrations or qualifications as shall have been obtained or made prior to the Closing Date.
Appears in 2 contracts
Samples: Underwriting Agreement (Fox Factory Holding Corp), Underwriting Agreement (Fox Factory Holding Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, Documents (including the issuance and sale of the Securities and compliance by the Company with the terms thereof Securities) and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Hubbell Inc), Underwriting Agreement (Hubbell Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory agency, authority or body is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Heinz H J Co), Underwriting Agreement (Heinz H J Co)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities Shares and compliance the consummation by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documentshereby and thereby, except for the registration of the Securities Shares under the Securities Act, the qualification filing of the Indenture under Certificate of Designations with the Trust Indenture Act Secretary of State of the State of Delaware and such consents, approvals, authorizations, orders and registrations or qualifications as have been obtained or may be required under (i) applicable state securities laws of any state, (ii) applicable securities laws of any non-U.S. jurisdiction or (iii) the rules of the Financial Industry Regulatory Authority (“FINRA”) in connection with the purchase and distribution resale of the Securities Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each any of the Transaction Documents, the issuance and sale of the Securities and Notes or the compliance by the Company with the terms thereof and or the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities offer and sale of the Notes under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Notes by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities Units and Ordinary Shares and the Warrants included in the Units under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Units by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (EJF Acquisition Corp.), Underwriting Agreement (EJF Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and Securities, the compliance by the Company with the terms thereof and or the consummation of the transactions contemplated by the Transaction Documentshereby, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) that shall have been obtained or made on or prior to the Closing Date; and (ii) as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Service Corp International), Underwriting Agreement (Service Corp International)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Securities (including the issuance of the Underlying Securities upon conversion thereof) and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (TTM Technologies Inc), Underwriting Agreement (TTM Technologies Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement or the Transaction DocumentsSubscription Agreements, the issuance and sale of the Securities and compliance Shares to be sold by the Company with the terms thereof hereunder or thereunder and the consummation by the Company of the transactions contemplated by this Agreement and the Transaction DocumentsSubscription Agreements, except for the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or the rules of the National Association of Securities Dealers in connection with the purchase and distribution of the Securities Public Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Cbeyond Communications Inc), Underwriting Agreement (Cbeyond Communications Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof this Agreement and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except (i) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”), (ii) as may be required under the rules and regulations of the Exchange in connection with the listing of the Shares and (iii) for the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the UnderwritersUnderwriter.
Appears in 2 contracts
Samples: Underwriting Agreement (Ceridian HCM Holding Inc.), Underwriting Agreement (Ceridian HCM Holding Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities Shares and compliance by the Company with the terms thereof Private Placement Shares and the consummation of the transactions contemplated by the Transaction Documents, except for (i) such as has been obtained or made, (ii) the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and (iii) registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Apollo Residential Mortgage, Inc.), Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, the Transaction DocumentsWarrant Agreement, the issuance and sale of the Securities Shares, the issuance of the Representative Warrant and compliance by the Company with the terms thereof Representative Warrant Shares, and the consummation of the transactions contemplated by this Agreement and the Transaction DocumentsWarrant Agreement, except for the registration of the Securities Shares and the Representative Warrant Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (SONDORS Inc.), Underwriting Agreement (SONDORS Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company or any Guarantor of each of the Transaction DocumentsTerms Agreement, the Indenture and the Securities, the issuance and sale of the Securities and compliance by the Company and the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction DocumentsTerms Agreement and the Indenture, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Terms Agreement (L Brands, Inc.), Terms Agreement (L Brands, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Parent of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities (including the Guarantee) and compliance by the Company and the Parent with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersUnderwriters or (ii) which have been obtained prior to the Closing Date.
Appears in 2 contracts
Samples: Underwriting Agreement (Columbia Property Trust, Inc.), Underwriting Agreement (Columbia Property Trust, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of of, or with filing with, any governmental agency or body or any court or arbitrator or governmental or regulatory authority is required for in connection with the execution, delivery and or performance by the Company of each of the Transaction Documents, or in connection with the issuance and or sale of the Securities by the Company to the Underwriters, and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as have been obtained by the Company and, except (i) for the registration of the Securities under the Securities Act, (ii) for the qualification of the Indenture under the Trust Indenture Act, (iii) periodic and other reporting requirements under the Exchange Act or (iv) as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwritersor “blue sky” laws.
Appears in 2 contracts
Samples: Underwriting Agreement (Cliffs Natural Resources Inc.), Underwriting Agreement (Cliffs Natural Resources Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities (and compliance by the Company with issuance of the terms thereof Securities, if any, upon conversion thereof) and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Prospectus, except (i) for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and (ii) for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Redwood Trust Inc), Underwriting Agreement (Redwood Trust Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company or the Guarantors of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company or the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state or foreign securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Amerisourcebergen Corp), Underwriting Agreement (Amerisourcebergen Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities and the issuance of the Guarantees, and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers.
Appears in 2 contracts
Samples: Purchase Agreement (Matthews International Corp), Purchase Agreement (Matthews International Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, reporting obligations under the Exchange Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Sherwin Williams Co), Underwriting Agreement (Sherwin Williams Co)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for (i) the registration of the Securities under the Securities Act, (ii) the qualification of the Indenture under the Trust Indenture Act and (iii) such consents, approvals, authorizations, orders and registrations or qualifications as may have been obtained or made prior to the Closing Date or as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (PayPal Holdings, Inc.), Underwriting Agreement (PayPal Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority having jurisdiction over the Company is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except in each case for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and Act, such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws of any state or foreign jurisdiction in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Fortune Brands Home & Security, Inc.), Underwriting Agreement (Fortune Brands Home & Security, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the executionexecution and delivery by the Company of this Agreement, delivery the Registration Rights Agreement, the Indenture, the Securities and the Exchange Securities and the performance by the Company of each of the Transaction Documents, the issuance its obligations hereunder and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documentsthereunder, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or the securities laws of any foreign jurisdictions in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers and except such as may be required under applicable state securities laws or the securities laws of any foreign jurisdictions with respect to the Company’s obligations under the Registration Rights Agreement.
Appears in 2 contracts
Samples: Purchase Agreement (Northern Oil & Gas, Inc.), Purchase Agreement (Northern Oil & Gas, Inc.)
No Consents Required. No Assuming the accuracy of the Initial Purchasers' representations and warranties contained herein, no consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities Notes and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required (i) under applicable state securities laws in connection with the purchase and distribution resale of the Securities Notes by the UnderwritersInitial Purchasers and (ii) with respect to the Exchange Notes under the Securities Act, the Trust Indenture Act and applicable state securities laws as contemplated by the Registration Rights Agreement.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company or any Guarantor of each of this Terms Agreement, the Transaction DocumentsIndenture and the Securities, the issuance and sale of the Securities and compliance by the Company and the Guarantors with the terms thereof and the consummation of the transactions contemplated by this Terms Agreement and the Transaction DocumentsIndenture, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 1 contract
Samples: Terms Agreement (L Brands, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance by the Company with of the terms thereof Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the filing of the amended and restated certificate of incorporation of the Company with the Secretary of State of Delaware and (ii) the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”), the Nasdaq Global Market (the “Nasdaq Market”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consentfiling with, or authorization, approval, authorizationconsent, license, order, registration registration, qualification or qualification of or with decree of, any court or arbitrator governmental authority or governmental agency is necessary or regulatory authority is required for the execution, delivery and performance by the Company of each of its obligations hereunder, in connection with the Transaction Documentsoffering, the issuance and or sale of the Securities and compliance by the Company with the terms thereof and hereunder or the consummation of the transactions contemplated by this Agreement, the Transaction DocumentsRegistration Statement, the Time of Sale Information and the Prospectus, except for as described in the registration Registration Statement, the Time of Sale Information and the Securities Prospectus and such as have already been obtained or as may be required under the Securities Act, Exchange Act or state securities laws and except for the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the UnderwritersAct.
Appears in 1 contract
Samples: Underwriting Agreement (Timken Co)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof this Agreement and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Securities Shares under the Securities Act, (ii) such as have already been obtained or as may be required by the qualification rules of The New York Stock Exchange or the Indenture under the Trust Indenture Act Financial Industry Regulatory Authority (“FINRA”), and (iii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable foreign or state securities laws laws, in connection with the purchase and distribution of the Securities Shares to be sold by the UnderwritersSelling Stockholders hereunder by the Underwriter.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Securities (including the Guarantees) and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the UnderwritersInitial Purchasers.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities (including the Guarantees) and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required (i) under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers or (ii) with respect to the Exchange Securities (including the related guarantees) under the Securities Act, the Trust Indenture Act and applicable state securities laws as contemplated by the Registration Rights Agreement.
Appears in 1 contract
Samples: Purchase Agreement (Deluxe Corp)
No Consents Required. No consent, waiver, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the UnderwritersUnderwriter.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance Shares to be sold by the Company with hereunder, the terms thereof issuance by the Company of the Shares to be issued upon the exercise of the Warrant and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration filing with or qualification order of or with any court or arbitrator governmental agency or governmental or regulatory authority body is required for in connection with the execution, delivery and performance by the Company of each this Agreement or the Certificate of the Transaction DocumentsDesignations, the offering, issuance and sale of the Securities, the issuance of the Underlying Shares upon conversion of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documentsherein, except for the registration filing of the Securities under Certificate of Designations with the Securities ActSecretary of State for the State of Delaware, the qualification filing of a current report on Form 8-K with the Indenture under the Trust Indenture Act Commission and such consents, approvals, authorizations, orders and orders, filings, registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution sale of the Securities by the UnderwritersInitial Purchasers.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance by the Company with the terms thereof Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the filing of the amended and restated certificate of incorporation of the Company with the Secretary of State of Delaware and (ii) the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”), the Nasdaq Market and under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities (including the issuance of the Underlying Securities upon conversion thereof) and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or the rules of the NASD in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities (including the Guarantees) and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company or any of the Guarantors of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Offering Memorandum, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required with respect to the Exchange Securities (including the related guarantees) under the Securities Act, the Trust Indenture Act and applicable state securities laws in connection with the purchase and distribution of the Securities as contemplated by the UnderwritersRegistration Rights Agreement.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of this Agreement and each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Shares and the consummation of the transactions contemplated by the Transaction DocumentsDocuments and this Agreement, except for the registration of the Securities Shares under the Securities ActAct and the Securities Exchange Act of 1934, the qualification of the Indenture under the Trust Indenture Act as amended, and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws and by the National Association of Securities Dealers, Inc. in connection with the purchase and distribution of the Securities Shares by the UnderwritersUnderwriters and approvals by the New York Stock Exchange.
Appears in 1 contract
Samples: Underwriting Agreement (Columbia Equity Trust, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and or any of the Guarantors of each of the Transaction DocumentsDocuments to which it is or is specified to be a party, the issuance and sale of the Securities (including the Guarantees) and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities (including the Guarantees) under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Belo Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for (i) the registration of the Securities under the Securities Act, (ii) the qualification of the Indenture under the Trust Indenture Act and (iii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws of any state or other jurisdiction in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable U.S. state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities (including the issuance of the Maximum Number of Underlying Securities upon conversion thereof) and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Offering Memorandum, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers, and except for the other consents, approvals, authorizations, orders, registrations or qualifications expressly contemplated by this Agreement.
Appears in 1 contract
Samples: Purchase Agreement (Egalet Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by (including the Company with the terms thereof issuance of any Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Offering Circular, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchaser.
Appears in 1 contract
Samples: Purchase Agreement (Invacare Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance by (including the Company with issuance of the terms thereof Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction Documentscontemplated, except for those which have been obtained, for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by (including the Company with issuance of any Underlying Securities upon conversion thereof), the terms thereof issuance of any Warrant Securities and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or, except as described therein, the Time of Sale Information and the Offering Memorandum, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers.
Appears in 1 contract
Samples: Purchase Agreement (World Wrestling Entertainmentinc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the UnderwritersUnderwriters or the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”).
Appears in 1 contract
Samples: Underwriting Agreement (Rli Corp)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by (including the Company with issuance of the terms thereof Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Offering Memorandum, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers, and except those that have already been obtained or as required under the rules and regulations of The NASDAQ Global Select Market (the “Exchange”).
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, filing, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities Notes (including the Guarantees) and compliance by the Company and each of the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution resale of the Securities Notes by the UnderwritersInitial Purchasers.
Appears in 1 contract
Samples: Purchase Agreement (Central European Media Enterprises LTD)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Partnership of this Agreement or each of the Transaction Documents, the issuance and sale of the Securities and compliance by Units being delivered on the Company with the terms thereof Closing Date and the consummation of the transactions contemplated by this Agreement or the Transaction Documents, except for the registration of the Securities Units under the Securities Act, the qualification approval of the Indenture under New York Stock Exchange for the Trust Indenture Act and listing of the Units, such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws and Canadian securities laws in connection with the purchase and distribution of the Securities Units by the UnderwritersUnderwriters and such consents as will have been obtained prior to the Closing Date.
Appears in 1 contract
Samples: Underwriting Agreement (Brookfield Renewable Partners L.P.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any such court or arbitrator governmental agency or governmental or regulatory authority body is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance issue and sale of the Securities and compliance or the consummation by the Company with the terms thereof and the consummation of the transactions contemplated by this Agreement or the Transaction DocumentsIndenture, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and orders, licenses, registrations or qualifications as may be required under applicable state securities laws or Blue Sky Laws in connection with the purchase and distribution of the Securities by the UnderwritersUnderwriters or under the Securities Act with respect to the registration of the Securities and the Underlying Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Transkaryotic Therapies Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities (i) as have been obtained under the Securities Act, (ii) such filings and consents as may be required by the qualification National Association of the Indenture under the Trust Indenture Act Securities Dealers, Inc. and (iii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance by the Company with of any of the terms thereof and Units, the Shares, the Warrants or the Warrant Shares or the consummation of any of the transactions contemplated by the Transaction Documentsthis Agreement, except for such additional steps as may be required by the Financial Industry Regulatory Authority (“FINRA”), the registration of the Securities offer and sale of the Units, Shares, Warrants and Warrant Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution placement of the Securities Units by the UnderwritersPlacement Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration registration, or qualification of or with any court or arbitrator or any governmental or regulatory authority is required for the execution, delivery delivery, and performance by the Company of each of this Agreement and the Transaction Documents, Deposit Agreement; the issuance and sale of the Securities and compliance by the Company of the Placement ADSs; the deposit of the Ordinary Shares represented by the Placement ADSs with the terms thereof Custodian for the Depositary; and the consummation of the transactions contemplated by the Transaction Documents, hereby except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders orders, and registrations or qualifications as may be required under applicable state securities laws or by the bylaws and rules of the Nasdaq Capital Market in connection with the purchase and distribution sale of the Securities Placement ADSs by the UnderwritersAegis.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Medigus Ltd.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance by the Company with the terms thereof Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Securities Shares under the Securities Act, (ii) as required by the qualification rules and regulations of the Indenture under the Trust Indenture Act Nasdaq Capital Market and FINRA (as defined below), and (iii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the UnderwritersManager.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Securities and compliance by the Company with the terms thereof Shares and the consummation of the transactions contemplated by this Agreement, other than the Transaction Documents, filing with the State Department of Assessments and Taxation of Maryland and effectiveness of the Articles Supplementary as set forth in Section 4(o) hereof and except for the registration of the Securities Shares under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Securities Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, filing, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Guarantor of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Securities (including the Guarantee) and compliance by the Company and the Guarantor with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, filings, orders and registrations or qualifications as may be required (i) under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers and (ii) with respect to the Exchange Securities (including the related guarantee) under the Securities Act and applicable state securities laws as contemplated by the Registration Rights Agreement.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Prospectus, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws in connection with the purchase and distribution of the Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement and the Transaction DocumentsRegistration Rights Agreement, the issuance and sale of the Securities and or the issuance of the Common Stock upon conversion thereof, the Company’s compliance by the Company with the terms thereof Certificate of Designations and the consummation of the transactions contemplated by this Agreement and the Transaction DocumentsRegistration Rights Agreement, except for the registration of the Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required (i) under applicable state securities laws in connection with the purchase and distribution resale of the Securities by the UnderwritersInitial Purchasers and (ii) with respect to the Common Stock issuable upon conversion of the Securities and shelf registration under the Securities Act and applicable state securities laws as contemplated by the Registration Rights Agreement.
Appears in 1 contract
Samples: Purchase Agreement (Blockbuster Inc)